Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RiverNorth Institutional Partners, L.P. See All Filings	D/A	2017-01-04 14:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480795 Filed Document 0001480795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Excel Health, LLC See All Filings	D	2017-01-04 14:50:48 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001693389 Filed Document 0001693389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Corpus Christi Investors, LP See All Filings	D	2017-01-04 14:50:47 UTC
Amount To Be Raised $7,437,500 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001693244 Filed Document 0001382963-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:47 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LYONS BANCORP INC See All Filings	D	2017-01-04 14:50:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000816332 Filed Document 0000816332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha 1000 Plus LLC See All Filings	D/A	2017-01-04 14:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001555565 Filed Document 0001555565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies, L.P. See All Filings	D/A	2017-01-04 14:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha 1000 LLC See All Filings	D/A	2017-01-04 14:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001528570 Filed Document 0001528570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:36:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonendo, Inc. See All Filings	D	2017-01-04 14:35:26 UTC
Amount To Be Raised $4,000,006 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:35:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ST Floating NAV III Subsidiary LLC See All Filings	D/A	2017-01-04 14:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606472 Filed Document 0000943663-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:29:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI STRUCTURED ALPHA 500 LLC See All Filings	D/A	2017-01-04 14:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372729 Filed Document 0001372729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MCKINLEY CAPITAL MANAGEMENT INC See All Filings	D/A	2017-01-04 14:27:38 UTC
Amount To Be Raised $434,000 Associated Brokers / Dealers N/A CIK Number 0001453995 Filed Document 0001144204-17-000521 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:27:38 UTC Type of Offering D/A Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Smartvid.io, Inc. See All Filings	D	2017-01-04 14:15:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649444 Filed Document 0001649444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:15:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Four Pines Fund, LP See All Filings	D/A	2017-01-04 14:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661148 Filed Document 0001661148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Structured Alpha Multi-Beta Series LLC I See All Filings	D/A	2017-01-04 14:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607166 Filed Document 0001607166-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Camden Energy Opportunity Fund, LLC - Series II See All Filings	D	2017-01-04 14:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693641 Filed Document 0001140361-17-000333 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:12:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pixels & Profit, Inc. See All Filings	D/A	2017-01-04 14:12:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683379 Filed Document 0001683379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:12:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SBF Opportunities Fund Ltd See All Filings	D	2017-01-04 14:12:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Glen A. Beigel CIK Number 0001689099 Filed Document 0001689099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:12:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BI Holdings I, LLC See All Filings	D	2017-01-04 14:04:05 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001693679 Filed Document 0001015325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:04:05 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LM Quarry Road, LLC See All Filings	D	2017-01-04 14:02:07 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001693694 Filed Document 0001693694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:02:07 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LG Stillwater Perkins One, LLC See All Filings	D	2017-01-04 14:00:25 UTC
Amount To Be Raised $463,814 Associated Brokers / Dealers N/A CIK Number 0001693710 Filed Document 0001693710-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:00:25 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Camden Municipal Opportunity Fund, LLC - Series IV See All Filings	D	2017-01-04 13:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693637 Filed Document 0001140361-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:55:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Home Team BBQ of Aspen, LLC See All Filings	D	2017-01-04 13:50:46 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001693575 Filed Document 0001693575-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-04 13:50:46 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mundane (USA) Partners LP See All Filings	D/A	2017-01-04 13:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419755 Filed Document 0001419755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mundane International Ltd See All Filings	D/A	2017-01-04 13:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419752 Filed Document 0001419752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:45:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bitvore Corp. See All Filings	D	2017-01-04 13:45:16 UTC
Amount To Be Raised $12,648,300 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001605954 Filed Document 0001605954-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:45:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aspiriant Holdings, LLC See All Filings	D	2017-01-04 13:44:37 UTC
Amount To Be Raised $5,044,698 Associated Brokers / Dealers N/A CIK Number 0001554147 Filed Document 0001554147-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:44:37 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sound Investment Guitar Fund, LP See All Filings	D	2017-01-04 13:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692647 Filed Document 0001692647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ski Time Square Ltd See All Filings	D/A	2017-01-04 13:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Glen A. Beigel CIK Number 0001537157 Filed Document 0001537157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Funding, LLC See All Filings	D	2017-01-04 13:30:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693676 Filed Document 0001213900-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:30:23 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Solera Health, Inc. See All Filings	D	2017-01-04 13:22:51 UTC
Amount To Be Raised $4,999,997 Associated Brokers / Dealers N/A CIK Number 0001657730 Filed Document 0001657730-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:22:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Talisman Realty Capital Offshore, L.P. See All Filings	D/A	2017-01-04 13:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566539 Filed Document 0001566539-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:22:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talisman Realty Capital, L.P. See All Filings	D/A	2017-01-04 13:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566538 Filed Document 0001566538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eCommerce Funding, LLC See All Filings	D	2017-01-04 13:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693626 Filed Document 0001693626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:20:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
ZS Juniper L.P. See All Filings	D	2017-01-04 13:12:44 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001687369 Filed Document 0001687369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 13:12:44 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New York Life Insurance Co Pooled Separate Account 45-005 See All Filings	D/A	2017-01-04 12:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626397 Filed Document 0001626397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:47:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Premergy, Inc. See All Filings	D	2017-01-04 12:41:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers none CIK Number 0001653010 Filed Document 0001653010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:41:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
CapLab Partners LP See All Filings	D	2017-01-04 12:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666028 Filed Document 0001666028-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:38:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Colchis Income Fund, L.P. See All Filings	D/A	2017-01-04 12:38:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Mann Mann Jensen Partners LP, and Riviere Securities, Ltd. CIK Number 0001546033 Filed Document 0000935836-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:38:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSG6, LLC See All Filings	D	2017-01-04 12:37:19 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001693286 Filed Document 0001693286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:37:19 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund IX, LLC See All Filings	D	2017-01-04 12:35:19 UTC
Amount To Be Raised $660,693 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001693700 Filed Document 0001693700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hartwell Capital Partners LP See All Filings	D/A	2017-01-04 12:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354588 Filed Document 0001354588-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citrine Value Fund LLC See All Filings	D/A	2017-01-04 12:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623600 Filed Document 0001623600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone TN Partners L.P. See All Filings	D	2017-01-04 12:22:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693261 Filed Document 0001693261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:22:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJ Capital Real Estate Fund II LP See All Filings	D	2017-01-04 12:22:28 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001692768 Filed Document 0001692768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:22:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MREI IV REIT Feeder B, LP See All Filings	D	2017-01-04 12:22:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001684084 Filed Document 0001693698-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:22:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PNC Real Estate Tax Credit Capital Institutional Fund 64, LLC See All Filings	D	2017-01-04 12:22:00 UTC
Amount To Be Raised $90,540,000 Associated Brokers / Dealers PNC Capital Markets LLC, Compass Securities Corporation, and Moors & Cabot, Inc. CIK Number 0001689182 Filed Document 0001689182-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:22:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
HART M-Rich REIT II LLC See All Filings	D	2017-01-04 12:20:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001692900 Filed Document 0001692900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:20:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SCGIF II - Firecreek Owner, LLC See All Filings	D/A	2017-01-04 12:15:11 UTC
Amount To Be Raised $15,173,422 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001692807 Filed Document 0001692807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:15:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Oak Park Market Neutral Partners L.P. See All Filings	D/A	2017-01-04 12:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087989 Filed Document 0001095449-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MREI IV REIT Feeder A, LP See All Filings	D	2017-01-04 12:14:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001684067 Filed Document 0001693698-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 12:14:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity