Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Thames Absolute Return Fund, LP See All Filings	D	2017-01-09 14:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694053 Filed Document 0000919574-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:58:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Armfield, Harrison & Thomas, Inc. See All Filings	D	2017-01-09 14:47:47 UTC
Amount To Be Raised $311,890 Associated Brokers / Dealers N/A CIK Number 0001537945 Filed Document 0001537945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:47:47 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Rio Energy Investment Holdings LLC See All Filings	D	2017-01-09 14:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615170 Filed Document 0001140361-17-001190 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:39:45 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead SSRE REIT II, Inc. See All Filings	D	2017-01-09 14:36:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694051 Filed Document 0001694049-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:36:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Yellow Mountain Capital Partners, LP See All Filings	D	2017-01-09 14:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694035 Filed Document 0001694041-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:28:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cantor Fitzgerald Wealth Partners Holdings, LLC See All Filings	D/A	2017-01-09 14:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627822 Filed Document 0001627822-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:27:56 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin My Houston, LLC See All Filings	D	2017-01-09 14:23:40 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001694030 Filed Document 0001694030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:23:40 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NeuroPace Inc See All Filings	D	2017-01-09 14:23:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001528287 Filed Document 0001528287-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:23:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FWCG Opportunity Fund, LP See All Filings	D/A	2017-01-09 14:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505618 Filed Document 0001505618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MREC REIT Holdings, LLC See All Filings	D	2017-01-09 14:19:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694049 Filed Document 0001694049-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:19:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canary Operators Fund I, L.P. See All Filings	D	2017-01-09 14:09:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693516 Filed Document 0001693468-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canary Anchors Fund I, L.P. See All Filings	D	2017-01-09 14:05:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693490 Filed Document 0001693468-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:05:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASF VII Infrastructure B L.P. See All Filings	D	2017-01-09 14:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691691 Filed Document 0001691691-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Creek Fund LLC See All Filings	D	2017-01-09 14:00:46 UTC
Amount To Be Raised $2,656,000 Associated Brokers / Dealers N/A CIK Number 0001693039 Filed Document 0001693039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 14:00:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Canary Fund I, L.P. See All Filings	D	2017-01-09 13:59:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693468 Filed Document 0001693468-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:59:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firefly Run Fund LLC See All Filings	D	2017-01-09 13:58:49 UTC
Amount To Be Raised $1,604,000 Associated Brokers / Dealers N/A CIK Number 0001693037 Filed Document 0001693037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:58:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Place Fund LLC See All Filings	D	2017-01-09 13:57:08 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001693033 Filed Document 0001693033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:57:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Reali, Inc. See All Filings	D/A	2017-01-09 13:56:49 UTC
Amount To Be Raised $1,049,997 Associated Brokers / Dealers N/A CIK Number 0001655741 Filed Document 0001655741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:56:49 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cane Creek Gap Fund LLC See All Filings	D	2017-01-09 13:55:45 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers N/A CIK Number 0001693029 Filed Document 0001693029-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:55:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper Hand, Inc. See All Filings	D	2017-01-09 13:55:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678029 Filed Document 0001140361-17-001179 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:55:17 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Carters Lake Fund LLC See All Filings	D	2017-01-09 13:54:09 UTC
Amount To Be Raised $3,594,000 Associated Brokers / Dealers N/A CIK Number 0001693040 Filed Document 0001693040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:54:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ReThink Medical, Inc. See All Filings	D	2017-01-09 13:52:58 UTC
Amount To Be Raised $3,672,000 Associated Brokers / Dealers N/A CIK Number 0001694029 Filed Document 0001694029-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:52:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Organic Farm Fund LLC See All Filings	D	2017-01-09 13:51:40 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001693038 Filed Document 0001693038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:51:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
West Point Lake Fund LLC See All Filings	D	2017-01-09 13:47:21 UTC
Amount To Be Raised $2,130,000 Associated Brokers / Dealers N/A CIK Number 0001693034 Filed Document 0001693034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:47:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Kendall, LP See All Filings	D	2017-01-09 13:46:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001688635 Filed Document 0001688635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:46:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Creek Solar Fund LLC See All Filings	D	2017-01-09 13:46:12 UTC
Amount To Be Raised $2,440,000 Associated Brokers / Dealers N/A CIK Number 0001693014 Filed Document 0001693014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:46:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Falls Fund LLC See All Filings	D	2017-01-09 13:44:39 UTC
Amount To Be Raised $2,195,000 Associated Brokers / Dealers N/A CIK Number 0001693069 Filed Document 0001693069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:44:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Turnipseed Solar Fund LLC See All Filings	D	2017-01-09 13:42:49 UTC
Amount To Be Raised $4,324,000 Associated Brokers / Dealers N/A CIK Number 0001693062 Filed Document 0001693062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:42:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tano Octane Global Macro Fund, LP See All Filings	D	2017-01-09 13:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693063 Filed Document 0001693063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:41:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Knight Capital Partners, LP See All Filings	D	2017-01-09 13:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694039 Filed Document 0001694041-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Coast Group, LLC See All Filings	D/A	2017-01-09 13:39:16 UTC
Amount To Be Raised $54,022,650 Associated Brokers / Dealers N/A CIK Number 0001689905 Filed Document 0001689905-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:39:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XL LLC See All Filings	D	2017-01-09 13:37:34 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001693939 Filed Document 0001693939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:37:34 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Chicken Coup, LLC See All Filings	D	2017-01-09 13:36:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624258 Filed Document 0001656346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:36:05 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCP Interval Fund LP See All Filings	D	2017-01-09 13:33:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001694016 Filed Document 0001694016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:33:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Increase Beverage Intl. Inc. See All Filings	D	2017-01-09 13:28:44 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers none CIK Number 0001678915 Filed Document 0001678915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:28:44 UTC Type of Offering D Industry Retailing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
STONEPINE CAPITAL, L.P. See All Filings	D/A	2017-01-09 13:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments and Trump Securities, LLC CIK Number 0001370042 Filed Document 0000935836-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2017-01-09 13:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001566602 Filed Document 0001566602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:19:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
City Center Senior Living, LP See All Filings	D	2017-01-09 13:08:56 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers NONE CIK Number 0001693891 Filed Document 0001493152-17-000270 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:08:56 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Other
Rivertop Partners, LLC See All Filings	D	2017-01-09 13:04:55 UTC
Amount To Be Raised $7,507,054 Associated Brokers / Dealers N/A CIK Number 0001694019 Filed Document 0001694019-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:04:55 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
METHODOLOGY VOLT FUND LTD See All Filings	D/A	2017-01-09 13:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679416 Filed Document 0001338246-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IFM GLOBAL INFRASTRUCTURE (US) LP See All Filings	D/A	2017-01-09 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001455021 Filed Document 0001455021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Tamina Homes, Inc. See All Filings	D	2017-01-09 13:02:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694008 Filed Document 0001693994-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:02:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Methodology Fund Ltd See All Filings	D/A	2017-01-09 12:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338246 Filed Document 0001338246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fall Line Endurance Trust See All Filings	D	2017-01-09 12:54:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693985 Filed Document 0001693994-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:54:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2017-01-09 12:54:22 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:54:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haptik Inc. See All Filings	D/A	2017-01-09 12:53:16 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001668600 Filed Document 0001668600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:53:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eastpoint Distribution, LLC See All Filings	D	2017-01-09 12:45:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693994 Filed Document 0001693994-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:45:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HIGHWATER GLOBAL FUND II LLC See All Filings	D	2017-01-09 12:42:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001406594 Filed Document 0001608384-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:42:13 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Infocyte, Inc. See All Filings	D	2017-01-09 12:40:43 UTC
Amount To Be Raised $3,422,521 Associated Brokers / Dealers N/A CIK Number 0001625892 Filed Document 0001625892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:40:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH INTERNATONAL VALUE FUND LP See All Filings	D/A	2017-01-09 12:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455870 Filed Document 0001172960-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund