Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rock Springs Capital Offshore Fund LP See All Filings	D/A	2019-01-15 16:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716781 Filed Document 0001716781-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL221 See All Filings	D	2019-01-15 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Purshe Kaplan Sterling Investments CIK Number 0001764284 Filed Document 0001764284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:08:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summa Equity Fund II (No. 1) AB See All Filings	D	2019-01-15 16:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers REDE PARTNERS LLP CIK Number 0001763451 Filed Document 0001763451-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTX Capital, LP See All Filings	D	2019-01-15 16:01:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764931 Filed Document 0001764931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:01:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Internet Economy Holdings III, LLC See All Filings	D	2019-01-15 16:00:27 UTC
Amount To Be Raised $6,574,992 Associated Brokers / Dealers N/A CIK Number 0001759673 Filed Document 0001684488-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:00:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINTON TREND FUND (US), L.P. See All Filings	D	2019-01-15 15:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738946 Filed Document 0001738946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sender One Climbing LLC See All Filings	D	2019-01-15 15:54:55 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001548286 Filed Document 0001548286-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:54:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EH Battery Hotel, LP See All Filings	D	2019-01-15 15:52:49 UTC
Amount To Be Raised $5,541,926 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001763370 Filed Document 0001763370-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:52:49 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VS Opportunity VIII, a series of Venture Science Master Fund I, LLC See All Filings	D/A	2019-01-15 15:49:21 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001742967 Filed Document 0001684488-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW VISTA PARTNERS LLC See All Filings	D	2019-01-15 15:48:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001453558 Filed Document 0001453558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:48:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PV V CEO Fund, LP See All Filings	D/A	2019-01-15 15:44:59 UTC
Amount To Be Raised $6,962,314 Associated Brokers / Dealers N/A CIK Number 0001697808 Filed Document 0001697808-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hampshire Syracuse SS DIV LLC See All Filings	D	2019-01-15 15:38:51 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers N/A CIK Number 0001764432 Filed Document 0001192482-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:38:51 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D	2019-01-15 15:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:36:22 UTC Type of Offering D Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D/A	2019-01-15 15:35:33 UTC
Amount To Be Raised $843,625 Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:35:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Varo Money, Inc. See All Filings	D	2019-01-15 15:33:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Barclays Capital, Inc. CIK Number 0001673977 Filed Document 0001567619-19-001150 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:33:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raygun, LLC See All Filings	D	2019-01-15 15:30:39 UTC
Amount To Be Raised $582,000 Associated Brokers / Dealers N/A CIK Number 0001764927 Filed Document 0001764927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:30:39 UTC Type of Offering D Industry Retailing Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Midgard Self Storage Columbia SC, LLC See All Filings	D	2019-01-15 15:28:24 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001760269 Filed Document 0001683168-19-000106 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:28:24 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund Ltd See All Filings	D	2019-01-15 15:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388465 Filed Document 0001388465-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:27:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Origin Opportunity Zone Fund, LLC See All Filings	D	2019-01-15 15:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001764906 Filed Document 0001764906-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-15 15:23:14 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rome Capital Investors Offshore Ltd. See All Filings	D/A	2019-01-15 15:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727998 Filed Document 0000919574-19-000400 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rome Capital Investors, LP See All Filings	D/A	2019-01-15 15:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727986 Filed Document 0000919574-19-000398 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:14:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LyonRoss Partners Fund Ltd. See All Filings	D/A	2019-01-15 15:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EFG BANK CIK Number 0001385350 Filed Document 0001385350-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trice Medical, Inc. See All Filings	D/A	2019-01-15 15:12:27 UTC
Amount To Be Raised $42,295,088 Associated Brokers / Dealers N/A CIK Number 0001542869 Filed Document 0001542869-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:12:27 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AZTECA PARTNERS LLC See All Filings	D/A	2019-01-15 15:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727944 Filed Document 0000919574-19-000396 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LyonRoss Partners Fund L.P. See All Filings	D/A	2019-01-15 15:03:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001385344 Filed Document 0001763450-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:03:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PHM-13-Fund, a series of AX-JeJr-Funds, LLC See All Filings	D	2019-01-15 15:03:47 UTC
Amount To Be Raised $117,500 Associated Brokers / Dealers N/A CIK Number 0001762758 Filed Document 0001684488-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:03:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
55 Institutional Partners, LLC See All Filings	D	2019-01-15 15:02:19 UTC
Amount To Be Raised $2,595,000 Associated Brokers / Dealers N/A CIK Number 0001699710 Filed Document 0001699710-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:02:19 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SUN CAPITAL PARTNERS VII, L.P. See All Filings	D/A	2019-01-15 15:00:33 UTC
Amount To Be Raised $2,200,000,000 Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001740112 Filed Document 0001740112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 15:00:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Facetory, Inc. See All Filings	D/A	2019-01-15 14:59:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001722924 Filed Document 0001722924-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:59:42 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Series 6, a Series of Seafront Technology Fund Series LLC See All Filings	D/A	2019-01-15 14:55:43 UTC
Amount To Be Raised $1,623,808 Associated Brokers / Dealers N/A CIK Number 0001758943 Filed Document 0001684488-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - Paralos LS Series See All Filings	D/A	2019-01-15 14:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713626 Filed Document 0001713626-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appia Energy Corp. See All Filings	D	2019-01-15 14:52:31 UTC
Amount To Be Raised $219,900 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001419336 Filed Document 0001419336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:52:31 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Maison de la Vie, Ltd. See All Filings	D	2019-01-15 14:52:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001762936 Filed Document 0001762936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:52:17 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BGA Horizon Fund, LLC - Verition Series See All Filings	D/A	2019-01-15 14:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705989 Filed Document 0001705989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turning Rock SCF LLC See All Filings	D	2019-01-15 14:42:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763859 Filed Document 0000919574-19-000394 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:42:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-RSZ-19-Fund, a series of AX-RobNer-Funds, LLC See All Filings	D	2019-01-15 14:40:02 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001759698 Filed Document 0001684488-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:40:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPQI Equity Market Neutral Fund L.P. See All Filings	D	2019-01-15 14:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764527 Filed Document 0001764527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:34:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Sabre Coinvestment, L.P. See All Filings	D	2019-01-15 14:34:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001764347 Filed Document 0001764347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:34:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Springs Capital Fund LP See All Filings	D/A	2019-01-15 14:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589230 Filed Document 0001589230-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FibRx Derm, Inc. See All Filings	D	2019-01-15 14:31:56 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001764872 Filed Document 0001764872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:31:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NinthDecimal, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-01-15 14:28:33 UTC
Amount To Be Raised $803,973 Associated Brokers / Dealers N/A CIK Number 0001754176 Filed Document 0001684488-19-000018 Exclusions or Exemptions 506c Accepted Date 2019-01-15 14:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indie Diversified Absolute Return Fund, LLC See All Filings	D/A	2019-01-15 14:26:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748229 Filed Document 0001178858-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:26:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2019-01-15 14:21:18 UTC
Amount To Be Raised $576,000 Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001035443-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:21:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cadence Group Platform, LLC See All Filings	D	2019-01-15 14:21:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001760853 Filed Document 0001567619-19-001147 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:21:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Rubicon NYP Corp. See All Filings	D	2019-01-15 14:19:33 UTC
Amount To Be Raised $1,940,404 Associated Brokers / Dealers N/A CIK Number 0001764810 Filed Document 0001764810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:19:33 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tiny II, a series of Continental Tiny Supercomputer Investment Companies, LP See All Filings	D/A	2019-01-15 14:14:51 UTC
Amount To Be Raised $727,925 Associated Brokers / Dealers N/A CIK Number 0001743338 Filed Document 0001684488-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:14:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIERRA BLANCA GROUP LP See All Filings	D	2019-01-15 14:12:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NONE CIK Number 0001764674 Filed Document 0001764674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:12:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AHR, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-01-15 14:07:41 UTC
Amount To Be Raised $281,891 Associated Brokers / Dealers N/A CIK Number 0001754711 Filed Document 0001684488-19-000016 Exclusions or Exemptions 506c Accepted Date 2019-01-15 14:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVAL Mezz Investors, L.P. See All Filings	D	2019-01-15 14:03:18 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001756796 Filed Document 0001756796-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 14:03:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Coursapp, Inc. See All Filings	C	2019-01-15 14:02:06 UTC
Financial Interest The issuer will not owe a commission to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $1,070,000 CIK Number 0001763661 Filed Document 0001763661-19-000001 Accepted Date 2019-01-15 14:02:06 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA