Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Braeside Capital, L.P. See All Filings	D/A	2017-01-09 17:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital II, L.P. See All Filings	D/A	2017-01-09 17:44:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001501561 Filed Document 0001315863-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:44:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BIOSYNTHETIC TECHNOLOGIES, LLC See All Filings	D	2017-01-09 17:34:12 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers None CIK Number 0001577689 Filed Document 0001577689-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:34:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle Energy Mezzanine Opportunities Fund II, L.P. See All Filings	D/A	2017-01-09 17:33:18 UTC
Amount To Be Raised $1,472,082,050 Associated Brokers / Dealers TCG Securities, L.L.C. and Morgan Stanley Smith Barney LLC CIK Number 0001630793 Filed Document 0001630793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montage Capital II, L.P. See All Filings	D/A	2017-01-09 17:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546603 Filed Document 0001546603-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunTx Capital Partners III, LP See All Filings	D/A	2017-01-09 17:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001662470 Filed Document 0001315863-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:18:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital, LLC See All Filings	D	2017-01-09 17:15:15 UTC
Amount To Be Raised $41,031,038 Associated Brokers / Dealers N/A CIK Number 0001693610 Filed Document 0001693610-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:15:15 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Labcyte Inc See All Filings	D	2017-01-09 17:06:57 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001167807 Filed Document 0001167807-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:06:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MODERNE VENTURES FUND I, L.P. See All Filings	D/A	2017-01-09 17:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646101 Filed Document 0001646101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:01:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFC-MNM, LLC See All Filings	D	2017-01-09 17:00:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001694072 Filed Document 0001694072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:00:35 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EP CLO Opportunities Fund I LP See All Filings	D/A	2017-01-09 16:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663291 Filed Document 0000945621-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Intelomed, Inc. See All Filings	D	2017-01-09 16:49:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001482781 Filed Document 0001213900-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:49:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Vaxess Technologies, Inc. See All Filings	D	2017-01-09 16:48:55 UTC
Amount To Be Raised $862,857 Associated Brokers / Dealers N/A CIK Number 0001578117 Filed Document 0001578117-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:48:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GEP IX Investors, LLC See All Filings	D	2017-01-09 16:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694057 Filed Document 0001694057-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:46:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Brightstone Muirwood Investors LLC See All Filings	D	2017-01-09 16:41:48 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001693995 Filed Document 0001693995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:41:48 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greybrook Fort Lauderdale US Limited Partnership See All Filings	D	2017-01-09 16:41:47 UTC
Amount To Be Raised $1,435,000 Associated Brokers / Dealers N/A CIK Number 0001694031 Filed Document 0001140361-17-001219 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:41:47 UTC Type of Offering D Industry Construction Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Viking Partners Long Fund LP See All Filings	D/A	2017-01-09 16:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478760 Filed Document 0000902664-17-000073 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Fund LP See All Filings	D/A	2017-01-09 16:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478759 Filed Document 0000902664-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:35:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 163 See All Filings	D	2017-01-09 16:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001693998 Filed Document 0001693998-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2017-01-09 16:25:10 UTC
Amount To Be Raised $1,812,305 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-01-09 16:23:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:23:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-01-09 16:22:29 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:22:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Zoomi, Inc. See All Filings	D	2017-01-09 16:21:42 UTC
Amount To Be Raised $7,499,998 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:21:42 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OEP VI Feeder (Delaware), L.P. See All Filings	D/A	2017-01-09 16:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629906 Filed Document 0001629906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth BB Fund, L.P. See All Filings	D	2017-01-09 16:20:52 UTC
Amount To Be Raised $11,208,313 Associated Brokers / Dealers N/A CIK Number 0001694059 Filed Document 0001694059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giving Assistant, Inc. See All Filings	D	2017-01-09 16:19:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525240 Filed Document 0001525240-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:19:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UA Cambia Investor, LLC See All Filings	D/A	2017-01-09 16:18:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636464 Filed Document 0001636464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:18:18 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Lola Travel Company, Inc. See All Filings	D	2017-01-09 16:16:33 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671400 Filed Document 0001140361-17-001206 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:16:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Skystone Partners LP See All Filings	D/A	2017-01-09 16:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520546 Filed Document 0001520546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2017-01-09 16:09:04 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:09:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2017-01-09 16:00:20 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:00:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
3E Software, Inc. See All Filings	D	2017-01-09 16:00:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694021 Filed Document 0001694021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:00:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Secondary Fund IV LP See All Filings	D/A	2017-01-09 15:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001661706 Filed Document 0001661706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE PLAY PARTNERS, L.P. See All Filings	D/A	2017-01-09 15:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000741914 Filed Document 0001251109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:55:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Frontiers Fund LP See All Filings	D/A	2017-01-09 15:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464847 Filed Document 0001464847-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Investments See All Filings	D	2017-01-09 15:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hershey's Investments, LLC, Controller CIK Number 0001694023 Filed Document 0001694023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:45:44 UTC Type of Offering D Industry Residential Principal Place of Business CHILE Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Prime Opportunities Partners SPC See All Filings	D	2017-01-09 15:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001631531 Filed Document 0001514727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Investors, LLC See All Filings	D	2017-01-09 15:40:24 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None CIK Number 0001693746 Filed Document 0001693746-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-09 15:40:24 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Office & Industrial Trust See All Filings	D	2017-01-09 15:39:51 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001671359 Filed Document 0001671359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:39:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2016 Drilling Fund LP See All Filings	D/A	2017-01-09 15:36:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mark Cecil CIK Number 0001681337 Filed Document 0001681337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:36:02 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Mivtachim REIT, LP See All Filings	D	2017-01-09 15:34:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694065 Filed Document 0001694049-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:34:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Makefet REIT, LP See All Filings	D	2017-01-09 15:29:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694064 Filed Document 0001694049-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:29:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Cryo Body Health Chicago One LLC See All Filings	D	2017-01-09 15:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687568 Filed Document 0001687568-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:16:07 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Skytree Capital Partners, LP See All Filings	D	2017-01-09 15:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694041 Filed Document 0001694041-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:13:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Fairway Offshore Fund Ltd. See All Filings	D/A	2017-01-09 15:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509467 Filed Document 0000919574-17-000222 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Robotics Hub Fund 1, LP See All Filings	D	2017-01-09 15:08:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693886 Filed Document 0001382963-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:08:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Robotics Hub Fund 1, LP See All Filings	D	2017-01-09 15:08:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693886 Filed Document 0001382963-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:08:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2017-01-09 15:08:43 UTC
Amount To Be Raised $3,132,888 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001144204-17-001331 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:08:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR CREEK CAPITAL PARTNERS, LTD. See All Filings	D/A	2017-01-09 15:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650972 Filed Document 0001650972-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:06:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Fairway Fund, LP See All Filings	D/A	2017-01-09 15:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509468 Filed Document 0000919574-17-000220 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity