Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Malabar Select Fund, L.P. See All Filings	D	2019-01-16 16:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The New Amsterdam Group B.V. CIK Number 0001759080 Filed Document 0001759080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 16:11:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McKinney Capital Hermosa Partners LLC See All Filings	D	2019-01-16 16:11:18 UTC
Amount To Be Raised $4,180,000 Associated Brokers / Dealers N/A CIK Number 0001764689 Filed Document 0001764689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 16:11:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BULK INC See All Filings	C	2019-01-16 15:51:43 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001746327 Filed Document 0001746327-19-000001 Accepted Date 2019-01-16 15:51:43 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
AERO CAPITAL SOLUTIONS FUND, LP See All Filings	D/A	2019-01-16 15:50:02 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001709338 Filed Document 0000913849-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merchant Services Income Fund, LLC See All Filings	D	2019-01-16 15:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763896 Filed Document 0001763896-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:48:57 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AERO CAPITAL SOLUTIONS FEEDER FUND, LP See All Filings	D/A	2019-01-16 15:47:23 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001732591 Filed Document 0000913849-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:47:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trystero Fund USA, LP See All Filings	D/A	2019-01-16 15:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719063 Filed Document 0001719063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
YS ALTNOTES II LLC See All Filings	D	2019-01-16 15:41:19 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001762549 Filed Document 0000905718-19-000051 Exclusions or Exemptions 506c Accepted Date 2019-01-16 15:41:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sixteenth Street Asian GEMS Fund See All Filings	D/A	2019-01-16 15:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726235 Filed Document 0001719612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRALIS PARTNERS LP See All Filings	D/A	2019-01-16 15:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596851 Filed Document 0001596851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CES Properties Fund IV (Rose Hill 17) LLC See All Filings	D	2019-01-16 15:37:39 UTC
Amount To Be Raised $3,507,000 Associated Brokers / Dealers N/A CIK Number 0001765073 Filed Document 0001765073-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:37:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AEI Net Lease Income Fund 37 LP See All Filings	D/A	2019-01-16 15:30:17 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers AEI Securities, Inc. CIK Number 0001749714 Filed Document 0001749714-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-16 15:30:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
KHP Strategic 9 LP See All Filings	D	2019-01-16 15:21:03 UTC
Amount To Be Raised $83,000,000 Associated Brokers / Dealers N/A CIK Number 0001764682 Filed Document 0001764682-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:21:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUE ARROW SYSTEMATIC CHINA FUND,LTD. See All Filings	D	2019-01-16 15:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764862 Filed Document 0000919574-19-000412 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:20:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wellthy, Inc. See All Filings	D	2019-01-16 15:12:44 UTC
Amount To Be Raised $5,178,167 Associated Brokers / Dealers N/A CIK Number 0001678070 Filed Document 0001678070-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:12:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OneChart Health, LLC See All Filings	D	2019-01-16 15:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764909 Filed Document 0001764909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:08:31 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Senrigan US Feeder Fund See All Filings	D/A	2019-01-16 15:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493129 Filed Document 0001493129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRAP TECHNOLOGIES, INC. See All Filings	D	2019-01-16 15:01:41 UTC
Amount To Be Raised $13,683,222 Associated Brokers / Dealers Katalyst Securities LLC, Chardan Capital Markets, LLC, and Janssen Partners, Inc. CIK Number 0001702924 Filed Document 0001415889-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:01:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
HGI Opportunity Fund XIII, LP See All Filings	D	2019-01-16 15:00:58 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Uzi Yadid, Yoram Mehr, Pioneer, Discount Capital Underwriting Ltd., Lighthouse Financial Solutions, and Yacha Sutton CIK Number 0001763363 Filed Document 0001763363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:00:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Other
Blackstream Caledonian Energy Fund 2018 LLC See All Filings	D	2019-01-16 15:00:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001764860 Filed Document 0001764860-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 15:00:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Altera Boardwalk KSI PA LLC See All Filings	D	2019-01-16 14:56:05 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001756159 Filed Document 0001756159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:56:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Access Fund LLC See All Filings	D	2019-01-16 14:54:39 UTC
Amount To Be Raised $1,535,000 Associated Brokers / Dealers N/A CIK Number 0001763139 Filed Document 0001762044-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-16 14:54:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio IV DST See All Filings	D/A	2019-01-16 14:54:37 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, David Dahill, Hugo Grimaldi, Scott Sheehan, Gene Williams, Gena Mickschl, Edward Fernandez, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Michael Curley, Maxwell Phillips, Michael Feldman, John Kwee, David Ebner, Joseph Hagler, Michael Puls, David Rodriguez, Troy Wada, Benjamin Disalle, Lucas Dipietro, Ahmad Husami, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S. Paul Lorusso, James Warring, Patrick Conway, N. William Vertrees, Kevin Ryan, Derrigan Sheedy, William Upson, Injil Muhammad, Troy Thomas, Byron Ishiwata, Kevin Hughes, Edward Waldron, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, James Guare, Jonathan Khalavsky, Ronald Gay, Ryan Haag, Jack Morrison, RCX Capital Group LLC, Richard Holtan, Thomas Prieur, J David Bayarena, Thomas Scheiman, Brian Vosberg, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Brett Jenson, Nathaniel Edie, Peter Fisher, Grant Conness, Vernon Henifin, Bhavin Mehta, Kirk Miller, Jeff Morris, Randall Kaup, Gregory Hunter, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Max Larsen, Mark Bonhard, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Jeffrey Gustafson, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, John Orito, Scott Brown, Caleb Tsang, and Gene Alvin Brehm CIK Number 0001757500 Filed Document 0001757500-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:54:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan Master Fund See All Filings	D/A	2019-01-16 14:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477751 Filed Document 0001477751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:47:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swade, Inc. See All Filings	D/A	2019-01-16 14:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728772 Filed Document 0001728772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:46:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
VacationFutures, Inc. See All Filings	D	2019-01-16 14:44:33 UTC
Amount To Be Raised $7,955,697 Associated Brokers / Dealers N/A CIK Number 0001583112 Filed Document 0001583112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:44:33 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2019-01-16 14:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:39:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUTOMATON MARKETING INC. See All Filings	D	2019-01-16 14:38:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001763488 Filed Document 0001763488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:38:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan Fund Ltd See All Filings	D/A	2019-01-16 14:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477748 Filed Document 0001477748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park 23rd APT Pell City, LLC See All Filings	D	2019-01-16 14:33:09 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001764977 Filed Document 0001764977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:33:09 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SOLAMERE PORTFOLIO CO INVESTMENTS III, LLC See All Filings	D	2019-01-16 14:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764661 Filed Document 0001764661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:31:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-01-16 14:31:45 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, David Dahill, Hugo Grimaldi, Scott Sheehan, Gene Williams, Gena Mickschl, Edward Fernandez, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Michael Curley, Maxwell Phillips, Michael Feldman, John Kwee, David Ebner, Joseph Hagler, Michael Puls, David Rodriguez, Troy Wada, Benjamin Disalle, Lucas Dipietro, Ahmad Husami, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S. Paul Lorusso, James Warring, Patrick Conway, N. William Vertrees, Kevin Ryan, Derrigan Sheedy, William Upson, Injil Muhammad, Troy Thomas, Byron Ishiwata, Kevin Hughes, Edward Waldron, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, James Guare, Jonathan Khalavsky, Ronald Gay, Ryan Haag, Jack Morrison, RCX Capital Group LLC, Richard Holtan, Thomas Prieur, J David Bayarena, Thomas Scheiman, Brian Vosberg, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Brett Jenson, Nathaniel Edie, Peter Fisher, Grant Conness, Vernon Henifin, Bhavin Mehta, Kirk Miller, Jeff Morris, Randall Kaup, Gregory Hunter, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Max Larsen, Mark Bonhard, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Jeffrey Gustafson, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, John Orito, Scott Brown, Caleb Tsang, and Gene Alvin Brehm CIK Number 0001757500 Filed Document 0001747750-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:31:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
15 LAWMAN/MIRRORBLACK, LLC See All Filings	D	2019-01-16 14:29:16 UTC
Amount To Be Raised $128,700 Associated Brokers / Dealers N/A CIK Number 0001760787 Filed Document 0001765075-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:29:16 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Q30 Sports Science, LLC See All Filings	D	2019-01-16 14:23:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610870 Filed Document 0001610870-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:23:15 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Strat TFR Investor LLC See All Filings	D	2019-01-16 14:22:16 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers N/A CIK Number 0001764802 Filed Document 0001144204-19-001828 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:22:16 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HW Hedged Value, L.P. See All Filings	D/A	2019-01-16 14:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592045 Filed Document 0000935836-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Capital Partners Micro Cap Fund, LP See All Filings	D/A	2019-01-16 14:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720028 Filed Document 0001720028-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:17:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Pacific Real Estate Fund III, L.P. See All Filings	D/A	2019-01-16 14:15:14 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001733054 Filed Document 0001733054-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 MALIBU MOON/WICKED RIDE, LLC See All Filings	D	2019-01-16 14:09:40 UTC
Amount To Be Raised $94,500 Associated Brokers / Dealers N/A CIK Number 0001765075 Filed Document 0001765075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:09:40 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NEUBERGER BERMAN DYNAMIC BETA NAVIGATOR FUND LTD. See All Filings	D/A	2019-01-16 14:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001617282 Filed Document 0001567619-19-001213 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:08:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 3X Fund, Ltd. See All Filings	D/A	2019-01-16 14:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471591 Filed Document 0001315863-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LAV Biosciences Fund V Feeder, L.P. See All Filings	D	2019-01-16 14:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764436 Filed Document 0001764436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:02:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Global 1X Fund, Ltd. See All Filings	D/A	2019-01-16 13:59:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471587 Filed Document 0001315863-19-000057 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:59:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2019-01-16 13:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001601342 Filed Document 0001013594-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:59:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
EUDORA INVESTMENT FUNDS ICAV See All Filings	D/A	2019-01-16 13:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001593644 Filed Document 0001013594-19-000051 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:58:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
LAV Biosciences Fund V, L.P. See All Filings	D	2019-01-16 13:56:24 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001764435 Filed Document 0001764435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Tactical Aggressive Fund II LLC See All Filings	D/A	2019-01-16 13:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566704 Filed Document 0001315863-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OceanBeachWind, a series of 37Knots, LLC See All Filings	D	2019-01-16 13:56:00 UTC
Amount To Be Raised $439,999 Associated Brokers / Dealers N/A CIK Number 0001762044 Filed Document 0001762044-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREVENT INNOVATION INVESTORS, LLC See All Filings	D	2019-01-16 13:55:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001764893 Filed Document 0001764893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:55:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-01-16 13:53:32 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001747750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:53:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity