Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blackstone Quarry Fund L.P. See All Filings	D/A	2019-03-01 13:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448541 Filed Document 0000902664-19-001343 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Partners Investment Fund L.P. See All Filings	D/A	2019-03-01 13:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001212803 Filed Document 0000902664-19-001342 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Topaz Fund L.P. See All Filings	D/A	2019-03-01 13:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416883 Filed Document 0000902664-19-001341 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPIF Non-Taxable L.P. See All Filings	D/A	2019-03-01 13:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001212857 Filed Document 0000902664-19-001340 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:14:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raven 4 Fund, L.L.C. See All Filings	D/A	2019-03-01 13:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448522 Filed Document 0000902664-19-001339 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone MG Custom Fund L.P. See All Filings	D/A	2019-03-01 13:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571810 Filed Document 0000902664-19-001338 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:13:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourthstone Opportunity Fund LP See All Filings	D/A	2019-03-01 13:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securities Advisors, Ltd. and Old City Securities LLC CIK Number 0001595412 Filed Document 0001595412-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:08:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCP Debt Opportunity Partners, LP See All Filings	D/A	2019-03-01 13:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366461 Filed Document 0000919574-19-002120 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:06:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Business Credit Opportunities Fund II, LP See All Filings	D	2019-03-01 13:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001768753 Filed Document 0001768753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 13:06:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCP Senior Credit Partners, LP See All Filings	D/A	2019-03-01 12:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420975 Filed Document 0000919574-19-002118 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OCP Debt Opportunity International, Ltd. See All Filings	D/A	2019-03-01 12:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366460 Filed Document 0000919574-19-002116 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HistoSonics, Inc. See All Filings	D/A	2019-03-01 12:49:26 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001479012 Filed Document 0001760483-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:49:26 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Equilibrium Stock Fund, L.P. See All Filings	D/A	2019-03-01 12:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461536 Filed Document 0001315863-19-000234 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Elm Capital Offshore, Ltd. See All Filings	D/A	2019-03-01 12:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414277 Filed Document 0000919574-19-002114 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:46:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyMogul 126, LLC See All Filings	D	2019-03-01 12:46:18 UTC
Amount To Be Raised $1,355,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001768308 Filed Document 0001768308-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:46:18 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
GLOBAL CAPITAL OPPORTUNITIES LP See All Filings	D/A	2019-03-01 12:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448381 Filed Document 0001448381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:39:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seashore Surgical Institute, L.L.C. See All Filings	D/A	2019-03-01 12:39:23 UTC
Amount To Be Raised $177,000 Associated Brokers / Dealers N/A CIK Number 0001693749 Filed Document 0001767487-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:39:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
White Elm Capital Partners, L.P. See All Filings	D/A	2019-03-01 12:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453064 Filed Document 0000919574-19-002112 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL REAL ESTATE OPPORTUNITIES LP See All Filings	D/A	2019-03-01 12:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387073 Filed Document 0001387073-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:36:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fourthstone QP Opportunity Fund LP See All Filings	D/A	2019-03-01 12:35:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securities Advisors, Ltd. and Old City Securities LLC CIK Number 0001754200 Filed Document 0001754200-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:35:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillstone Opportunity Zone Fund I, LLC See All Filings	D	2019-03-01 12:35:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001769393 Filed Document 0001769393-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:35:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GCP Captivate Secondary LP See All Filings	D	2019-03-01 12:33:18 UTC
Amount To Be Raised $26,355,804 Associated Brokers / Dealers N/A CIK Number 0001769451 Filed Document 0001769451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:33:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Seashore Surgical Institute, L.L.C. See All Filings	D/A	2019-03-01 12:32:59 UTC
Amount To Be Raised $177,000 Associated Brokers / Dealers N/A CIK Number 0001693749 Filed Document 0001767487-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:32:59 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Protege Partners Fund Ltd See All Filings	D/A	2019-03-01 12:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359510 Filed Document 0000919574-19-002110 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:26:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VALUE PARTNERS TAIWAN FUND See All Filings	D/A	2019-03-01 12:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liora Partners, Centenium Advisors, LLC, and ALPS Distributors, Inc. CIK Number 0001431910 Filed Document 0001431910-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 12:25:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares European Fund Ltd See All Filings	D/A	2019-03-01 12:24:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450763 Filed Document 0000919574-19-002109 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:24:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Portman Square Private Equity II, a sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D/A	2019-03-01 12:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748466 Filed Document 0000945621-19-000095 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portman Square Real Estate II, a sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D/A	2019-03-01 12:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750066 Filed Document 0000945621-19-000094 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portman Square German Real Estate Fund I sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D/A	2019-03-01 12:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731806 Filed Document 0000945621-19-000093 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTEGE PARTNERS LP See All Filings	D/A	2019-03-01 12:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001185175 Filed Document 0000919574-19-002106 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boulder Food Group II, LP See All Filings	D	2019-03-01 12:12:51 UTC
Amount To Be Raised $107,500,000 Associated Brokers / Dealers N/A CIK Number 0001760706 Filed Document 0001760706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanhope Entrepreneurs I sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D/A	2019-03-01 12:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731811 Filed Document 0000945621-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares European Fund, L.P. See All Filings	D/A	2019-03-01 12:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-19-002104 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
BARAKETT HOLDINGS LP See All Filings	D/A	2019-03-01 12:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349723 Filed Document 0000919574-19-002102 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Whitestown Industrial Holdings, L.L.C. See All Filings	D	2019-03-01 12:03:04 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001769238 Filed Document 0001769238-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 12:03:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Health of Orlando, LLC See All Filings	D/A	2019-03-01 11:59:23 UTC
Amount To Be Raised $30,752 Associated Brokers / Dealers N/A CIK Number 0001767487 Filed Document 0001767487-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:59:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Horseman Japan Fund Ltd See All Filings	D/A	2019-03-01 11:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668959 Filed Document 0000919574-19-002100 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
YORK TOTAL ACCESS LLC See All Filings	D/A	2019-03-01 11:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001390243 Filed Document 0001390243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALISADES PARTNERS LP See All Filings	D/A	2019-03-01 11:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000833291 Filed Document 0000833291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
ALPINE PARTNERS LP See All Filings	D/A	2019-03-01 11:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001054173 Filed Document 0001054173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Capital Works, LLC See All Filings	D	2019-03-01 11:54:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001768462 Filed Document 0001768462-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:54:45 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Merger Growth, L.P. See All Filings	D/A	2019-03-01 11:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730503 Filed Document 0001730503-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:54:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Braddock Partners Offshore, Ltd. See All Filings	D/A	2019-03-01 11:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407066 Filed Document 0000919574-19-002098 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:53:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Institutional LP See All Filings	D/A	2019-03-01 11:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405713 Filed Document 0001405713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Boreal Metals Corp. See All Filings	D	2019-03-01 11:53:12 UTC
Amount To Be Raised $1,229,320 Associated Brokers / Dealers N/A CIK Number 0001769309 Filed Document 0001769309-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:53:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Heritage Offshore Fund Ltd. See All Filings	D/A	2019-03-01 11:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522252 Filed Document 0001522252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Castine Offshore Fund, Ltd. See All Filings	D/A	2019-03-01 11:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372229 Filed Document 0000919574-19-002097 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Heritage Japan Trust See All Filings	D/A	2019-03-01 11:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638578 Filed Document 0001638578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Braddock Partners, LP See All Filings	D/A	2019-03-01 11:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406947 Filed Document 0000919574-19-002095 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Heritage II, L.P. See All Filings	D/A	2019-03-01 11:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509350 Filed Document 0001509350-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 11:48:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity