Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MacKay Shields Core Fixed Income Fund LP See All Filings	D/A	2019-03-01 17:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, John W. Akkerman, N/A, Kirk C. Kashevaroff, and Therese M. Hernandez CIK Number 0001529525 Filed Document 0001567619-19-005823 Exclusions or Exemptions 506b Accepted Date 2019-03-01 17:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cimarron Healthcare Opportunities, LP See All Filings	D/A	2019-03-01 16:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571122 Filed Document 0001571122-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC INVESTMENT FUND I, LLC See All Filings	D	2019-03-01 16:56:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001769364 Filed Document 0001769364-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 16:56:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EDBLOX, INC. See All Filings	D	2019-03-01 16:54:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001735903 Filed Document 0001735903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:54:24 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
First Wave Technologies, Inc. See All Filings	D	2019-03-01 16:54:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001767928 Filed Document 0001769277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:54:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WELTON CAPITAL MARKETS FUND LTD See All Filings	D/A	2019-03-01 16:54:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and Foreside Fund Services, LLC CIK Number 0001461094 Filed Document 0001461094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:54:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alt 5 Sigma, Inc. See All Filings	D	2019-03-01 16:53:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001769312 Filed Document 0001117768-19-000134 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:53:48 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
SCENTBOX, LLC See All Filings	C	2019-03-01 16:52:52 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001759945 Filed Document 0001759945-19-000001 Accepted Date 2019-03-01 16:52:52 UTC Type of Offering C Security Offered Amount 11,793 Security Offered Type Preferred Stock State CALIFORNIA
Geode Capital Partners LP See All Filings	D/A	2019-03-01 16:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001308453 Filed Document 0001567619-19-005812 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEODE CAPITAL OFFSHORE FUND LTD. See All Filings	D/A	2019-03-01 16:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001310758 Filed Document 0001567619-19-005810 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerahelix, Inc. See All Filings	D	2019-03-01 16:47:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001510131 Filed Document 0001510131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:47:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Guild Travel, Inc. See All Filings	D/A	2019-03-01 16:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703419 Filed Document 0001703419-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:45:18 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NSD Mission Grove, LLC See All Filings	D	2019-03-01 16:44:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001769285 Filed Document 0001769285-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 16:44:29 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CIMARRON VISTA LP See All Filings	D/A	2019-03-01 16:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384287 Filed Document 0001384287-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:42:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fusion Properties Management Group, Inc. d/b/a Fusion Farms See All Filings	C/A	2019-03-01 16:42:20 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,640 CIK Number 0001765492 Filed Document 0001665160-19-000240 Accepted Date 2019-03-01 16:42:20 UTC Type of Offering C/A Security Offered Amount 23 Security Offered Type Common Stock State PUERTO RICO
Gimbels Investors, LLC See All Filings	D	2019-03-01 16:41:15 UTC
Amount To Be Raised $1,005,000 Associated Brokers / Dealers N/A CIK Number 0001768264 Filed Document 0001437749-19-003787 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:41:15 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC See All Filings	D/A	2019-03-01 16:39:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390633 Filed Document 0001315863-19-000236 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:39:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RN VILLA HOLDCO LLC See All Filings	D/A	2019-03-01 16:39:50 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001769103 Filed Document 0001769103-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-01 16:39:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pzena U.S. Best Ideas Fund, LP See All Filings	D/A	2019-03-01 16:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001725518 Filed Document 0001315863-19-000235 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:38:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4DX Ventures, L.P. See All Filings	D/A	2019-03-01 16:37:15 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001730571 Filed Document 0001730571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welton Capital Markets Fund LLC - Series G & Series H See All Filings	D/A	2019-03-01 16:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and Foreside Fund Services, LLC CIK Number 0001469757 Filed Document 0001469757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smartvid.io, Inc. See All Filings	D	2019-03-01 16:32:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649444 Filed Document 0001649444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:32:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STEELHEAD PATHFINDER FUND LTD See All Filings	D/A	2019-03-01 16:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387714 Filed Document 0001133521-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:29:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cannon Solar Garden LLC See All Filings	D	2019-03-01 16:23:37 UTC
Amount To Be Raised $2,172,970 Associated Brokers / Dealers N/A CIK Number 0001769417 Filed Document 0001769417-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:23:37 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
CIMARRON PARTNERS LP See All Filings	D/A	2019-03-01 16:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461038 Filed Document 0001461038-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:22:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dover Acquisition Fund, LLC See All Filings	D	2019-03-01 16:17:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001769315 Filed Document 0001769315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:17:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MVC Technologies Inc. See All Filings	D	2019-03-01 16:14:43 UTC
Amount To Be Raised $362,842 Associated Brokers / Dealers N/A CIK Number 0001726336 Filed Document 0001062993-19-001118 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:14:43 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MVC Technologies Inc. See All Filings	D	2019-03-01 16:13:57 UTC
Amount To Be Raised $1,090,484 Associated Brokers / Dealers N/A CIK Number 0001726336 Filed Document 0001062993-19-001117 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:13:57 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Susa Opportunities I, L.P. See All Filings	D	2019-03-01 16:13:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768706 Filed Document 0001768706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:13:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MVC Technologies Inc. See All Filings	D	2019-03-01 16:12:45 UTC
Amount To Be Raised $1,146,458 Associated Brokers / Dealers N/A CIK Number 0001726336 Filed Document 0001062993-19-001116 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:12:45 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Narrow River Capital Partners, LP See All Filings	D/A	2019-03-01 16:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678061 Filed Document 0000905718-19-000266 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:08:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evergreen RE Development, LLC See All Filings	D	2019-03-01 16:08:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001769339 Filed Document 0001769339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:08:39 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Beach Fund LLC See All Filings	D	2019-03-01 16:07:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001768944 Filed Document 0001768944-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:07:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ST RENATUS LLC See All Filings	1-A/A	2019-03-01 16:07:17 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001433959 Filed Document 0001437749-19-003774 Accepted Date 2019-03-01 16:07:17 UTC Type of Offering 1-A/A Industry WHOLESALE-DRUGS, PROPRIETARIES & DRUGGISTS' SUNDRIES Offering Tier Tier1 Principal Place of Business COLORADO Revenue or Assets $546 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Knopp Biosciences LLC See All Filings	D/A	2019-03-01 16:06:27 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001497598 Filed Document 0000898432-19-000358 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:06:27 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Susa Ventures III, L.P. See All Filings	D	2019-03-01 16:04:54 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001768690 Filed Document 0001768690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:04:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Narrow River Capital Partners, Ltd. See All Filings	D/A	2019-03-01 16:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726470 Filed Document 0000905718-19-000264 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYROCK FINANCIAL & DEVELOPMENT CORP See All Filings	D	2019-03-01 16:03:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001655083 Filed Document 0001655083-19-000004 Exclusions or Exemptions 504 and 506c Accepted Date 2019-03-01 16:03:46 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cloud Elements, Inc. See All Filings	D	2019-03-01 16:01:20 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001610790 Filed Document 0001610790-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 16:01:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Uptown Sports Club, LLC See All Filings	D	2019-03-01 15:59:37 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001769194 Filed Document 0001769194-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:59:37 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nosotros Life & Spirits, Inc. See All Filings	D	2019-03-01 15:54:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001768790 Filed Document 0001768790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:54:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D4 Equity - Ingleside LLC See All Filings	D	2019-03-01 15:37:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001768878 Filed Document 0001768878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:37:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Physio, LLC See All Filings	C/A	2019-03-01 15:35:29 UTC
Financial Interest None Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001760318 Filed Document 0001760318-19-000002 Accepted Date 2019-03-01 15:35:29 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State FLORIDA
BGA Horizon Fund, LLC - Candlewood Harvest Taxable Series See All Filings	D/A	2019-03-01 15:26:19 UTC
Amount To Be Raised $12,160,000 Associated Brokers / Dealers N/A CIK Number 0001602612 Filed Document 0001602612-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:26:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steelhead Pathfinder Fund L P See All Filings	D/A	2019-03-01 15:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347051 Filed Document 0001133521-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:25:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - TPU Series See All Filings	D/A	2019-03-01 15:23:58 UTC
Amount To Be Raised $8,334,000 Associated Brokers / Dealers N/A CIK Number 0001620386 Filed Document 0001620386-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonder Brewing Company, LLC See All Filings	D	2019-03-01 15:20:12 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001691347 Filed Document 0001691347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:20:12 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Meraki Realty Holdings LLC See All Filings	D	2019-03-01 15:19:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001769402 Filed Document 0001769402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:19:38 UTC Type of Offering D Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - Candlewood Harvest Taxable Series See All Filings	D/A	2019-03-01 15:19:33 UTC
Amount To Be Raised $12,160,000 Associated Brokers / Dealers N/A CIK Number 0001602612 Filed Document 0001602612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-01 15:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak & Partners Apparel, LLC See All Filings	C	2019-03-01 15:17:13 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001768510 Filed Document 0001768510-19-000001 Accepted Date 2019-03-01 15:17:13 UTC Type of Offering C Security Offered Amount 11,844 Security Offered Type Preferred Stock State NEW YORK