Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MANA Omega Fund LP See All Filings	D	2017-01-12 14:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693678 Filed Document 0000919574-17-000438 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:52:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series H-12 See All Filings	D/A	2017-01-12 14:48:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001689267 Filed Document 0001689267-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LindenGrove Capital Enhanced Feeder Fund Ltd. See All Filings	D/A	2017-01-12 14:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624927 Filed Document 0000902664-17-000156 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Small-Cap Equity Fund LLLP See All Filings	D/A	2017-01-12 14:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464323 Filed Document 0001464323-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:44:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Bennu Investments LLC See All Filings	D/A	2017-01-12 14:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664271 Filed Document 0001664271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Physicians Management Services, Inc. See All Filings	D	2017-01-12 14:41:38 UTC
Amount To Be Raised $2,107,300 Associated Brokers / Dealers N/A CIK Number 0001613454 Filed Document 0001613454-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:41:38 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Waypoint Absolute Return Fund LLC See All Filings	D	2017-01-12 14:41:14 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001458553 Filed Document 0001458553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:41:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CleanSpot, Inc. See All Filings	D/A	2017-01-12 14:37:27 UTC
Amount To Be Raised $864,335 Associated Brokers / Dealers N/A CIK Number 0001561416 Filed Document 0001561416-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:37:27 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orderly Health Inc. See All Filings	D	2017-01-12 14:35:02 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001669545 Filed Document 0001669545-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:35:02 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ASCEND CN FUND LP See All Filings	D/A	2017-01-12 14:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595957 Filed Document 0001405086-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chaperone Therapeutics, Inc. See All Filings	D	2017-01-12 14:21:55 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001694381 Filed Document 0001694381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:21:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Multi-Strategy Equity Investors LLC See All Filings	D/A	2017-01-12 14:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001412713 Filed Document 0001595938-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:21:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orderly Health Inc. See All Filings	D	2017-01-12 14:18:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001669545 Filed Document 0001669545-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:18:09 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
KSTONE MULTISTRATEGY LTD. See All Filings	D/A	2017-01-12 14:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, CARTER, TERRY & COMPANY, INC., and PLANNER SECURITIES LLC CIK Number 0001596253 Filed Document 0000919574-17-000436 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carousel Capital CEO Fund V, L.P. See All Filings	D/A	2017-01-12 14:10:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001688623 Filed Document 0001140361-17-001656 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:10:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NRMA, LLC See All Filings	D/A	2017-01-12 14:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001510686 Filed Document 0000919574-17-000433 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NuZee, Inc. See All Filings	D/A	2017-01-12 14:09:10 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001527613 Filed Document 0001527613-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:09:10 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aledade, Inc. See All Filings	D	2017-01-12 14:06:32 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers N/A CIK Number 0001611176 Filed Document 0001611176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:06:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Carousel Capital Partners V, L.P. See All Filings	D/A	2017-01-12 14:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001688624 Filed Document 0001140361-17-001654 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 10, L.P. See All Filings	D/A	2017-01-12 14:05:34 UTC
Amount To Be Raised $1,012,538,228 Associated Brokers / Dealers N/A CIK Number 0001647060 Filed Document 0001647060-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:05:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barnegat Investments Ltd See All Filings	D	2017-01-12 14:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548250 Filed Document 0001548250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:02:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GOLUB CAPITAL PARTNERS 10, L.P. See All Filings	D/A	2017-01-12 14:00:13 UTC
Amount To Be Raised $743,281,785 Associated Brokers / Dealers N/A CIK Number 0001647009 Filed Document 0001647009-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 14:00:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KSTONE MULTISTRATEGY LTD. See All Filings	D/A	2017-01-12 13:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, CARTER, TERRY & COMPANY, INC., and PLANNER SECURITIES LLC CIK Number 0001596253 Filed Document 0000919574-17-000431 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KStone ARV Ltd. See All Filings	D/A	2017-01-12 13:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, CARTER, TERRY & COMPANY, INC., and PLANNER SECURITIES LLC CIK Number 0001481289 Filed Document 0000919574-17-000429 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:56:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 11, L.P. See All Filings	D	2017-01-12 13:56:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693097 Filed Document 0001693097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:56:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Return Fund, Ltd. See All Filings	D/A	2017-01-12 13:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001381619 Filed Document 0000919574-17-000428 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:55:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KSTONE MULTISTRATEGY LP See All Filings	D/A	2017-01-12 13:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001454381 Filed Document 0000919574-17-000425 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KSTONE ARV LP See All Filings	D/A	2017-01-12 13:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001454443 Filed Document 0000919574-17-000423 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NuZee, Inc. See All Filings	D	2017-01-12 13:48:22 UTC
Amount To Be Raised $137,600 Associated Brokers / Dealers N/A CIK Number 0001527613 Filed Document 0001527613-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:48:22 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Net Return Fund, LP See All Filings	D/A	2017-01-12 13:47:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001364017 Filed Document 0000919574-17-000420 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:47:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners 11 Rollover Fund, L.P. See All Filings	D	2017-01-12 13:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693114 Filed Document 0001693114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:45:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 11, L.P. See All Filings	D	2017-01-12 13:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693124 Filed Document 0001693124-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:41:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Special Opportunity Fund - So Nevada SP See All Filings	D	2017-01-12 13:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694524 Filed Document 0000919574-17-000418 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:40:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Southwood Holding Company, Inc. See All Filings	D	2017-01-12 13:40:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694469 Filed Document 0001694469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:40:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pinpoint Testing, LLC See All Filings	D	2017-01-12 13:39:35 UTC
Amount To Be Raised $1,177,777 Associated Brokers / Dealers N/A CIK Number 0001652109 Filed Document 0001652109-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:39:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Elements, Inc. See All Filings	D	2017-01-12 13:32:25 UTC
Amount To Be Raised $13,018,864 Associated Brokers / Dealers N/A CIK Number 0001610790 Filed Document 0001610790-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:32:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WHITEHAVEN CREDIT OPPORTUNITIES FUND, LTD. See All Filings	D/A	2017-01-12 13:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lewis S. Kunkel III CIK Number 0001618648 Filed Document 0000919574-17-000416 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Willpower Labs, Inc. See All Filings	D/A	2017-01-12 13:28:05 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers FundMe Securities LLC d/b/a CircleUp CIK Number 0001606848 Filed Document 0001606848-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:28:05 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Equity Market Neutral Company, SPC See All Filings	D/A	2017-01-12 13:23:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001595938 Filed Document 0001595938-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:23:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITEHAVEN CREDIT OPPORTUNITIES FUND, LP See All Filings	D/A	2017-01-12 13:16:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lewis S. Kunkel III CIK Number 0001595446 Filed Document 0000919574-17-000414 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:16:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arc Suppression Technologies, LLC See All Filings	D/A	2017-01-12 13:11:11 UTC
Amount To Be Raised $1,512,000 Associated Brokers / Dealers N/A CIK Number 0001670373 Filed Document 0001652255-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:11:11 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
StepStone Secondary Opportunities Fund III, L.P. See All Filings	D/A	2017-01-12 13:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662654 Filed Document 0001694355-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peer Street Opportunity Investors, LP See All Filings	D/A	2017-01-12 13:02:32 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001663205 Filed Document 0001663205-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Offshore, Ltd. See All Filings	D/A	2017-01-12 13:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381302 Filed Document 0000919574-17-000412 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LocatorX, Inc. See All Filings	D	2017-01-12 13:00:29 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001693960 Filed Document 0001693960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 13:00:29 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
New FFIO Ltd. See All Filings	D/A	2017-01-12 12:57:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486250 Filed Document 0001486250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 12:57:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symetra Separate Account VL See All Filings	D	2017-01-12 12:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 12:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vasayo, LLC See All Filings	D	2017-01-12 12:56:58 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001694243 Filed Document 0001694243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 12:56:58 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
KinderLab Robotics, Inc. See All Filings	D	2017-01-12 12:55:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694561 Filed Document 0001694561-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 12:55:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CENTENNIAL GLOBAL MACRO FUND LP See All Filings	D/A	2017-01-12 12:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crown Capital Securities, L.P., Trestle Point, LLC, Uhlmann Price Securities, LLC, Pacific Current Group, and IMST Distributors, LLC CIK Number 0001322048 Filed Document 0001510446-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 12:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund