Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CD Partners LP See All Filings	D/A	2017-01-12 17:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664270 Filed Document 0001664271-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Energous Corp See All Filings	D	2017-01-12 17:33:15 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001575793 Filed Document 0001575793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:33:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BREAKING LUCKY, LLC See All Filings	D	2017-01-12 17:33:13 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001694621 Filed Document 0001694621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:33:13 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
PIMCO CAYMAN COMMODITY PORTFOLIO II LTD See All Filings	D/A	2017-01-12 17:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458717 Filed Document 0000943663-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSI Absolute Return Fund L.P. See All Filings	D/A	2017-01-12 17:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443886 Filed Document 0001595938-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:27:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO CAYMAN COMMODITY PORTFOLIO I LTD See All Filings	D/A	2017-01-12 17:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494464 Filed Document 0000943663-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND PARTNERS FUND I LP See All Filings	D/A	2017-01-12 17:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001121653 Filed Document 0001405086-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freeman Mill, LLC See All Filings	D	2017-01-12 17:23:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001694530 Filed Document 0001694530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:23:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BASSWOOD OPPORTUNITY FUND, INC. See All Filings	D/A	2017-01-12 17:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947724 Filed Document 0001405086-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Group Holdings, Inc. See All Filings	D	2017-01-12 17:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694330 Filed Document 0001140361-17-001728 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:16:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ORIGINCLEAR, INC. See All Filings	D	2017-01-12 17:15:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001213900-17-000300 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:15:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Partners Fund II BPO, Ltd. See All Filings	D/A	2017-01-12 17:14:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366848 Filed Document 0001405086-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:14:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Group LP See All Filings	D	2017-01-12 17:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694325 Filed Document 0001140361-17-001726 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:13:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Partners Fund II, Ltd. See All Filings	D/A	2017-01-12 17:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001288472 Filed Document 0001405086-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:13:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Partners Fund II LP See All Filings	D/A	2017-01-12 17:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001288471 Filed Document 0001405086-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TripBorn, Inc. See All Filings	D	2017-01-12 17:12:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001498232 Filed Document 0001498232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:12:22 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND PARTNERS FUND I, LTD. See All Filings	D/A	2017-01-12 17:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001140329 Filed Document 0001405086-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:11:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hartford Storage LLC See All Filings	D	2017-01-12 17:10:28 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001686206 Filed Document 0001686206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners IV (Offshore 892), L.P. See All Filings	D/A	2017-01-12 17:10:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, John Rodriguez, -, -, -, and - CIK Number 0001649171 Filed Document 0000950142-17-000106 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Basic Materials & Infrastructure LP See All Filings	D/A	2017-01-12 17:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664946 Filed Document 0000935836-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:09:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Hill Capital Partners IV (Offshore), L.P. See All Filings	D/A	2017-01-12 17:09:28 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, John Rodriguez, -, -, -, and - CIK Number 0001649170 Filed Document 0000950142-17-000105 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners IV (Onshore Tax Exempt), L.P. See All Filings	D/A	2017-01-12 17:08:59 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, and - CIK Number 0001649172 Filed Document 0000950142-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners IV (Onshore), L.P. See All Filings	D/A	2017-01-12 17:08:57 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers -, -, -, -, and - CIK Number 0001649290 Filed Document 0000950142-17-000103 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PFR GOLD FUND, L.P. See All Filings	D/A	2017-01-12 17:07:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC and Merrill Lynch Alternative Investments LLC CIK Number 0001462490 Filed Document 0001013594-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:07:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Core Equity Master Fund, LLC See All Filings	D/A	2017-01-12 17:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001539113 Filed Document 0001595938-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Yellow River Investors, LLC See All Filings	D	2017-01-12 17:05:34 UTC
Amount To Be Raised $992,574 Associated Brokers / Dealers N/A CIK Number 0001694473 Filed Document 0001694473-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:05:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Capital Securities Fund (Cayman) Ltd See All Filings	D	2017-01-12 17:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639868 Filed Document 0000943663-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:03:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWN GLOBAL OPPORTUNITIES VI PLC See All Filings	D/A	2017-01-12 17:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694462 Filed Document 0001694462-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:03:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardion Health Sciences, Inc. See All Filings	D/A	2017-01-12 17:03:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642375 Filed Document 0001144204-17-002028 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:03:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aeropost, Inc. See All Filings	D	2017-01-12 17:00:21 UTC
Amount To Be Raised $7,902,720 Associated Brokers / Dealers N/A CIK Number 0001604866 Filed Document 0001604866-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:00:21 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXXIII LP See All Filings	D	2017-01-12 17:00:00 UTC
Amount To Be Raised $11,751,368 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001694254 Filed Document 0001140361-17-001721 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFR Gold Fund Ltd. See All Filings	D/A	2017-01-12 16:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC and Merrill Lynch Alternative Investments LLC CIK Number 0001462691 Filed Document 0001013594-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hoplite Long Fund, L.P. See All Filings	D	2017-01-12 16:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694568 Filed Document 0000919574-17-000455 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:58:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Cayman Commodity Fund VIII, Ltd. See All Filings	D/A	2017-01-12 16:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594893 Filed Document 0000943663-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spear Point TV Raven LP See All Filings	D/A	2017-01-12 16:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625858 Filed Document 0001625858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Cayman Commodity Fund VII, Ltd. See All Filings	D/A	2017-01-12 16:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529246 Filed Document 0000943663-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLUB CAPITAL PEARLS DIRECT LENDING PROGRAM, L.P. See All Filings	D/A	2017-01-12 16:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518266 Filed Document 0001518266-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rigquipment Finance, LLC See All Filings	D	2017-01-12 16:50:04 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001603591 Filed Document 0001603591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:50:04 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Cayman Commodity Fund III Ltd. See All Filings	D/A	2017-01-12 16:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494277 Filed Document 0000943663-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pixspan, Inc. See All Filings	D/A	2017-01-12 16:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511611 Filed Document 0001511611-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:48:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tribeca Global Natural Resources Feeder Fund (US) LP See All Filings	D	2017-01-12 16:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694552 Filed Document 0001694552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:47:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Alternatives Fund, LLC See All Filings	D/A	2017-01-12 16:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630685 Filed Document 0000950172-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:45:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Alternatives Fund, Ltd. See All Filings	D/A	2017-01-12 16:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630577 Filed Document 0000950172-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO CAYMAN COMMODITY FUND II LTD See All Filings	D/A	2017-01-12 16:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453542 Filed Document 0000943663-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovega Inc. See All Filings	D	2017-01-12 16:44:41 UTC
Amount To Be Raised $847,529 Associated Brokers / Dealers N/A CIK Number 0001474232 Filed Document 0001474232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:44:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Holdfolio Indiana VI LLC See All Filings	D	2017-01-12 16:44:03 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001694591 Filed Document 0001694591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:44:03 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
49 Market Street LLC See All Filings	D	2017-01-12 16:36:08 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001686209 Filed Document 0001686209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:36:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC REAL ESTATE OPPORTUNITY FUND II, LLC See All Filings	D/A	2017-01-12 16:34:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BRIDGE CAPITAL ASSOCIATES CIK Number 0001664103 Filed Document 0001664103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALLIED FIRST BANCORP INC See All Filings	D	2017-01-12 16:32:44 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001158865 Filed Document 0001158865-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:32:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VPC MBW I LLC See All Filings	D	2017-01-12 16:31:37 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001694625 Filed Document 0001694625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 16:31:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund