Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LKCM PRIVATE DISCIPLINE INTERNATIONAL L P See All Filings	D/A	2017-01-13 10:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370307 Filed Document 0001629542-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-13 10:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2017-01-13 09:57:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001629542-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:57:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meeting Play LLC See All Filings	D	2017-01-13 09:54:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001694183 Filed Document 0001694183-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:54:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alden Global Hellenic Opportunities Fund, LP See All Filings	D/A	2017-01-13 09:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630370 Filed Document 0001630370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:54:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership, L.P. See All Filings	D/A	2017-01-13 09:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001629542-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:53:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senrigan Fund Ltd See All Filings	D/A	2017-01-13 09:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477748 Filed Document 0001477748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2017-01-13 09:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001629542-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:48:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquilus Inflection Fund LP See All Filings	D/A	2017-01-13 09:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478969 Filed Document 0000919574-17-000457 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:46:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Global Equity, L.P. See All Filings	D/A	2017-01-13 09:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senrigan US Feeder Fund See All Filings	D/A	2017-01-13 09:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493129 Filed Document 0001493129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-01-13 09:30:00 UTC
Amount To Be Raised $196,753 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:30:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-13 09:20:57 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:20:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cantor Realty Fund II, L.P. See All Filings	D	2017-01-13 09:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694532 Filed Document 0001315863-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTARCIA THERAPEUTICS, INC See All Filings	D	2017-01-13 09:17:11 UTC
Amount To Be Raised $3,594 Associated Brokers / Dealers N/A CIK Number 0001086688 Filed Document 0001086688-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:17:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greywolf Strategic Fund SPC, Ltd. See All Filings	D/A	2017-01-13 09:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596926 Filed Document 0000945621-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-13 09:13:52 UTC
Amount To Be Raised $17,040,000 Associated Brokers / Dealers Donald Tippett, Craig Cayford, and Gordon Chisholm CIK Number 0001135856 Filed Document 0001135856-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-01-13 09:13:52 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Decibel Therapeutics, Inc. See All Filings	D/A	2017-01-13 08:59:02 UTC
Amount To Be Raised $57,758,734 Associated Brokers / Dealers N/A CIK Number 0001656536 Filed Document 0001656536-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 08:59:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hoverfly Technologies, Inc. See All Filings	D	2017-01-13 08:34:07 UTC
Amount To Be Raised $4,594,217 Associated Brokers / Dealers N/A CIK Number 0001667386 Filed Document 0001667386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 08:34:07 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JW Capital Group, LLC See All Filings	D	2017-01-13 08:27:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603615 Filed Document 0001603615-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 08:27:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Parvus Armadillo Fund See All Filings	D/A	2017-01-13 08:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584118 Filed Document 0000902664-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-01-13 08:00:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parvatrium Partners Fund See All Filings	D/A	2017-01-13 07:59:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570619 Filed Document 0000902664-17-000176 Exclusions or Exemptions 506b Accepted Date 2017-01-13 07:59:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAM 1740 Fund See All Filings	D/A	2017-01-13 07:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616163 Filed Document 0000902664-17-000175 Exclusions or Exemptions 506b Accepted Date 2017-01-13 07:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Q India Equity Fund Ltd. See All Filings	D/A	2017-01-13 07:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538785 Filed Document 0001538785-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 07:26:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Saama Capital III, Ltd. See All Filings	D/A	2017-01-13 07:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LIBERTY TREE ADVISORS, LLC and Hollister Associates, LLC CIK Number 0001640270 Filed Document 0001685636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 07:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis LCM Fund (US) LP See All Filings	D/A	2017-01-13 07:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630022 Filed Document 0000902664-17-000174 Exclusions or Exemptions 506b Accepted Date 2017-01-13 07:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD India Partners, L.P. See All Filings	D/A	2017-01-13 06:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663378 Filed Document 0000902664-17-000173 Exclusions or Exemptions 506b Accepted Date 2017-01-13 06:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jet Capital Select Opportunities Offshore Fund, Ltd. See All Filings	D/A	2017-01-13 06:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566396 Filed Document 0000902664-17-000170 Exclusions or Exemptions 506b Accepted Date 2017-01-13 06:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jet Capital Select Opportunities Fund, LP See All Filings	D/A	2017-01-13 06:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566397 Filed Document 0000902664-17-000169 Exclusions or Exemptions 506b Accepted Date 2017-01-13 06:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Core Equities, L.P. See All Filings	D/A	2017-01-13 06:01:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480965 Filed Document 0000950103-17-000364 Exclusions or Exemptions 506b Accepted Date 2017-01-13 06:01:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Initial State Technologies, Inc. See All Filings	D	2017-01-12 21:35:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603061 Filed Document 0001603061-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:35:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Jupiter Biomedical Research, Inc. See All Filings	D	2017-01-12 21:22:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694280 Filed Document 0001553350-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:22:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Tianyou Offshore Fund, Ltd. See All Filings	D/A	2017-01-12 21:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689827 Filed Document 0001560511-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:19:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVM Realty Apartment Fund 6, LLC See All Filings	D/A	2017-01-12 21:11:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001664604 Filed Document 0001664604-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:11:19 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tianyou Fund, L.P. See All Filings	D/A	2017-01-12 21:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IASG ALTERNATIVES, LLC and IASG ALTERNATIVES, LLC CIK Number 0001560511 Filed Document 0001560511-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-12 21:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2017-01-12 20:57:07 UTC
Amount To Be Raised $286,275 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-12 20:57:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO COMMODITY ALPHA FUND LTD. See All Filings	D/A	2017-01-12 20:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001570879 Filed Document 0000943663-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-01-12 20:26:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricopian, Inc. See All Filings	D/A	2017-01-12 20:05:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655749 Filed Document 0001655749-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 20:05:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VOLEON INSTITUTIONAL STRATEGIES FUND LP See All Filings	D/A	2017-01-12 19:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663939 Filed Document 0001693286-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PV Expansion Fund I, L.P. See All Filings	D/A	2017-01-12 19:39:38 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001643448 Filed Document 0001643448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:39:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nemus Bioscience, Inc. See All Filings	D	2017-01-12 19:37:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001516551 Filed Document 0001140361-17-001755 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:37:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Voleon Investors Fund LP See All Filings	D/A	2017-01-12 19:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566611 Filed Document 0001693286-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-12 19:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heat Wave Visual, Inc. See All Filings	D	2017-01-12 18:58:33 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001694640 Filed Document 0001694640-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-12 18:58:33 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caro-Kann Capital Fund LP See All Filings	D/A	2017-01-12 18:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631296 Filed Document 0001631296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:52:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caro-Kann Capital Offshore Fund Ltd. See All Filings	D/A	2017-01-12 18:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631996 Filed Document 0001631996-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClickSWITCH Holdings Inc. See All Filings	D	2017-01-12 18:46:06 UTC
Amount To Be Raised $300 Associated Brokers / Dealers N/A CIK Number 0001692955 Filed Document 0001692955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:46:06 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Karlov Street Level Investor Opportunity 3, LLC See All Filings	D	2017-01-12 18:01:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001694573 Filed Document 0001694573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 18:01:41 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
QUATERRA RESOURCES INC See All Filings	D	2017-01-12 17:50:56 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:50:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
Vesper Technologies Inc. See All Filings	D/A	2017-01-12 17:46:30 UTC
Amount To Be Raised $19,446,541 Associated Brokers / Dealers N/A CIK Number 0001690361 Filed Document 0001690361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:46:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Giftagram Inc. See All Filings	D	2017-01-12 17:44:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669084 Filed Document 0001669084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:44:59 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1096031 B.C. LTD See All Filings	D	2017-01-12 17:44:21 UTC
Amount To Be Raised $1,398,069 Associated Brokers / Dealers N/A CIK Number 0001694215 Filed Document 0001183740-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-12 17:44:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity