Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
New Vernon Insurance Institutional Fund LLC See All Filings	D/A	2019-01-22 17:09:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Old City Securities LLC CIK Number 0001727657 Filed Document 0001727657-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 17:09:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Hydration Labs, Inc. See All Filings	D	2019-01-22 17:09:30 UTC
Amount To Be Raised $35,500,000 Associated Brokers / Dealers N/A CIK Number 0001641816 Filed Document 0001641816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 17:09:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Signition Exponential Offshore Feeder Fund Ltd. See All Filings	D/A	2019-01-22 17:06:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664051 Filed Document 0001573885-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-22 17:06:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP Robotics Corpation See All Filings	D/A	2019-01-22 17:06:27 UTC
Amount To Be Raised $7,017,562 Associated Brokers / Dealers N/A CIK Number 0001699390 Filed Document 0001699390-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-22 17:06:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JCF IV Coinvest Neptun II L.P. See All Filings	D	2019-01-22 17:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759571 Filed Document 0001759571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 17:05:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Subset Equity Market Sentiment Fund, LLC See All Filings	D/A	2019-01-22 17:02:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728337 Filed Document 0001728337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 17:02:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Meridian Capital Partners, LP See All Filings	D	2019-01-22 16:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681634 Filed Document 0001681634-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:59:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JCF IV Coinvest Neptun I L.P. See All Filings	D/A	2019-01-22 16:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Fund Placement Israel Ltd CIK Number 0001732441 Filed Document 0001732441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quest Investment Holdings, LLC See All Filings	D	2019-01-22 16:54:03 UTC
Amount To Be Raised $6,992,979 Associated Brokers / Dealers N/A CIK Number 0001733014 Filed Document 0001042167-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:54:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Signition Exponential Fund LP See All Filings	D/A	2019-01-22 16:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664055 Filed Document 0001573885-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altas Partners Holdings II LP See All Filings	D	2019-01-22 16:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001765446 Filed Document 0001765446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:46:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BRICKYARD FINANCIAL HOLDINGS, LLC See All Filings	D	2019-01-22 16:45:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001762380 Filed Document 0001762380-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:45:29 UTC Type of Offering D Industry Insurance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Shrug II, L.P. See All Filings	D	2019-01-22 16:44:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759598 Filed Document 0001759598-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:44:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA PM FUND, L.P. See All Filings	D/A	2019-01-22 16:44:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664683 Filed Document 0001405086-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:44:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Directional Opportunities Feeder Fund, LP See All Filings	D/A	2019-01-22 16:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001537124 Filed Document 0001537124-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:43:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core & Main Management Feeder, LLC See All Filings	D/A	2019-01-22 16:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728626 Filed Document 0001728626-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:43:28 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AQR MULTI-STYLE COMMODITIES MASTER ACCOUNT, L.P. See All Filings	D/A	2019-01-22 16:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664694 Filed Document 0001405086-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Style Premia Fund, L.P. See All Filings	D/A	2019-01-22 16:41:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479892 Filed Document 0001405086-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:41:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ref Global SPLO, L.P. See All Filings	D/A	2019-01-22 16:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727880 Filed Document 0001405086-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J2 Bio-Pharma, LLC See All Filings	D/A	2019-01-22 16:38:28 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001677006 Filed Document 0001677006-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:38:28 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Flybridge Capital Partners IV (SPV I), L.P. See All Filings	D	2019-01-22 16:34:29 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001762465 Filed Document 0001762465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:34:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Palisade Strategic Fund (Domestic) LLC See All Filings	D/A	2019-01-22 16:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481750 Filed Document 0001573885-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:33:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANO-C INC See All Filings	D/A	2019-01-22 16:29:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001350327 Filed Document 0001350327-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:29:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Riverwood Capital Partners III L.P. See All Filings	D/A	2019-01-22 16:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001746834 Filed Document 0001746834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:24:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Jack Ultimate Holdings LP See All Filings	D/A	2019-01-22 16:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645625 Filed Document 0000895345-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:20:55 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palisade Strategic Fund (Cayman) Ltd See All Filings	D/A	2019-01-22 16:20:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481751 Filed Document 0001573885-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:20:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metalla Royalty & Streaming Ltd. See All Filings	D/A	2019-01-22 16:17:34 UTC
Amount To Be Raised $6,228,283 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001722606 Filed Document 0001722606-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:17:34 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ensurise, LLC See All Filings	D	2019-01-22 16:17:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001763522 Filed Document 0001763522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:17:14 UTC Type of Offering D Industry Insurance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Populus Technologies, Inc. See All Filings	D	2019-01-22 16:16:32 UTC
Amount To Be Raised $3,249,995 Associated Brokers / Dealers N/A CIK Number 0001765178 Filed Document 0001765178-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:16:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRICKYARD FINANCIAL HOLDINGS, LLC See All Filings	D	2019-01-22 16:13:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001762380 Filed Document 0001567619-19-001429 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:13:10 UTC Type of Offering D Industry Insurance Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Equity
GS Zig REIT, Inc See All Filings	D	2019-01-22 16:12:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001765138 Filed Document 0001765138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:12:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bruin Fund LP See All Filings	D/A	2019-01-22 16:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608066 Filed Document 0001608066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Elements, Inc. See All Filings	D/A	2019-01-22 16:10:19 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers N/A CIK Number 0001610790 Filed Document 0001610790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:10:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Inscripta, Inc. See All Filings	D	2019-01-22 16:07:17 UTC
Amount To Be Raised $29,999,981 Associated Brokers / Dealers N/A CIK Number 0001667561 Filed Document 0001667561-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:07:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ritaway, LLC See All Filings	D	2019-01-22 16:05:28 UTC
Amount To Be Raised $3,186,700 Associated Brokers / Dealers N/A CIK Number 0001765037 Filed Document 0001437749-19-001155 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:05:28 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
NewBridge Global Ventures, Inc. See All Filings	D	2019-01-22 16:05:21 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0000726293 Filed Document 0001445866-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:05:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PFBT REIT, LLC See All Filings	D	2019-01-22 16:05:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquis Capital Advisors, LLC CIK Number 0001764935 Filed Document 0001764935-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-22 16:05:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PALISADE LONG SHORT ALPHA FUND (DOMESTIC) LLC See All Filings	D/A	2019-01-22 16:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573885 Filed Document 0001573885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C3 Cryptoasset Fund I, LP See All Filings	D	2019-01-22 16:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765571 Filed Document 0001765571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:01:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUNIA PARTNERS INTERNATIONAL LTD. See All Filings	D	2019-01-22 16:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764196 Filed Document 0001567619-19-001425 Exclusions or Exemptions 506b Accepted Date 2019-01-22 16:01:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LumiThera, Inc. See All Filings	D/A	2019-01-22 15:58:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615388 Filed Document 0001615388-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:58:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Access HealthNet Holdings, Inc. See All Filings	D	2019-01-22 15:56:53 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001719334 Filed Document 0001042167-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:56:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
ESC Holdings LLC See All Filings	D/A	2019-01-22 15:55:55 UTC
Amount To Be Raised $1,855,000 Associated Brokers / Dealers N/A CIK Number 0001765528 Filed Document 0001765528-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:55:55 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
InnoDT Inc See All Filings	D	2019-01-22 15:54:16 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001765113 Filed Document 0001250853-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:54:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mid Missouri REIT, LLC See All Filings	D	2019-01-22 15:42:34 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers Iroquis Capital Advisors, LLC CIK Number 0001765116 Filed Document 0001765116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:42:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2019-01-22 15:40:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:40:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Locai, Inc. See All Filings	D	2019-01-22 15:34:21 UTC
Amount To Be Raised $11,999,998 Associated Brokers / Dealers N/A CIK Number 0001608432 Filed Document 0001608432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:34:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Five Capital Fund I, LP See All Filings	D	2019-01-22 15:31:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765552 Filed Document 0001765552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:31:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Revere REIT, Inc See All Filings	D	2019-01-22 15:29:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001765152 Filed Document 0001765152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:29:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Catenary Carbon Allowance Fund I LP See All Filings	D	2019-01-22 15:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765052 Filed Document 0000919574-19-000521 Exclusions or Exemptions 506b Accepted Date 2019-01-22 15:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity