Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Two Sigma International Core Fund, LP See All Filings	D/A	2017-01-17 09:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553762 Filed Document 0000919574-17-000518 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWO SIGMA U.S. LARGE CAP CORE EQUITY FUND, LP See All Filings	D/A	2017-01-17 09:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477262 Filed Document 0000919574-17-000516 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:56:56 UTC
Amount To Be Raised $30,175,000 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:56:56 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kinky Boots Australia Ltd Liability Co See All Filings	D/A	2017-01-17 09:56:22 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001655515 Filed Document 0001655515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:56:22 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Hedge Fund Managers (Strategic) Ltd See All Filings	D/A	2017-01-17 09:54:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001663498 Filed Document 0001693855-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:54:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Risk Premia Enhanced Fund, LP See All Filings	D/A	2017-01-17 09:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652638 Filed Document 0000919574-17-000514 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:54:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:52:04 UTC
Amount To Be Raised $4,444,444 Associated Brokers / Dealers Aegis Capital Corporation CIK Number 0000725876 Filed Document 0000725876-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:52:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Two Sigma U.S. Small Cap Core Equity Fund, LP See All Filings	D/A	2017-01-17 09:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488779 Filed Document 0000919574-17-000512 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:51:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: ESG Domestic Opportunity Fund LLC See All Filings	D/A	2017-01-17 09:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001583936 Filed Document 0001693855-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:48:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Active Extension U.S. Small Cap Equity Fund, LP See All Filings	D/A	2017-01-17 09:48:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559804 Filed Document 0000919574-17-000510 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:48:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crossroads Partners, LP See All Filings	D	2017-01-17 09:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590891 Filed Document 0001590891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:46:37 UTC
Amount To Be Raised $4,435,000 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:46:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hedge Fund Select: Anchor Bolt Fund LLC See All Filings	D/A	2017-01-17 09:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001630187 Filed Document 0001693855-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Enhanced Fund, LP See All Filings	D/A	2017-01-17 09:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553761 Filed Document 0000919574-17-000508 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:45:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Horseco, Inc. See All Filings	D	2017-01-17 09:44:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694540 Filed Document 0001694540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:44:52 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:43:02 UTC
Amount To Be Raised $159,997 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:43:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Two Sigma World Core Fund, LP See All Filings	D/A	2017-01-17 09:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630305 Filed Document 0000919574-17-000506 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:41:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MILLVILLE OPPORTUNITIES ONSHORE FUND, LP See All Filings	D/A	2017-01-17 09:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597030 Filed Document 0001013594-17-000061 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:39:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:39:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:34:27 UTC
Amount To Be Raised $5,400 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:34:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:30:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:30:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Elbert Capital LCP LLC See All Filings	D	2017-01-17 09:30:18 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001694582 Filed Document 0001694582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:30:18 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COVENTRY ROAD INVESTMENTS, LLC See All Filings	D	2017-01-17 09:25:50 UTC
Amount To Be Raised $2,820,000 Associated Brokers / Dealers N/A CIK Number 0001694686 Filed Document 0001694686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:25:50 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Function(x) Inc. See All Filings	D	2017-01-17 09:25:25 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:25:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Thetis Pharmaceuticals LLC See All Filings	D/A	2017-01-17 09:22:14 UTC
Amount To Be Raised $8,000,062 Associated Brokers / Dealers Fairport Capital, Inc. CIK Number 0001528491 Filed Document 0001528491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:22:14 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hauser Private Equity Core Fund III, LLC See All Filings	D	2017-01-17 09:19:08 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001694044 Filed Document 0000906318-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:19:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WOP Investors 2016-3, LP See All Filings	D	2017-01-17 09:04:25 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001692832 Filed Document 0001692832-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 09:04:25 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Diasome Pharmaceuticals, Inc. See All Filings	D	2017-01-17 08:53:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001411617 Filed Document 0001411617-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:53:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Shellback Offshore Fund, Ltd. See All Filings	D/A	2017-01-17 08:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596213 Filed Document 0000902664-17-000202 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GANNETT FLEMING AFFILIATES INC See All Filings	D	2017-01-17 08:43:21 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0000355212 Filed Document 0000355212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:43:21 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Shellback Fund, LP See All Filings	D/A	2017-01-17 08:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596214 Filed Document 0000902664-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-17 08:22:39 UTC
Amount To Be Raised $26,930,938 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-17-000029 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:22:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HRA-IQ Inc. See All Filings	D/A	2017-01-17 08:18:01 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001694670 Filed Document 0001362118-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:18:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-17 08:02:55 UTC
Amount To Be Raised $29,118,790 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-01-17 08:02:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NEW YORK BANKERS TITLE AGENCY WEST LLC See All Filings	D	2017-01-17 07:58:15 UTC
Amount To Be Raised $56,000 Associated Brokers / Dealers N/A CIK Number 0001427172 Filed Document 0001427172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 07:58:15 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Head First RCM, LLC See All Filings	D	2017-01-17 07:09:06 UTC
Amount To Be Raised $2,831,507 Associated Brokers / Dealers N/A CIK Number 0001609657 Filed Document 0001140361-17-001958 Exclusions or Exemptions 506b Accepted Date 2017-01-17 07:09:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INFRUID LABS INC See All Filings	D	2017-01-17 06:37:34 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001694340 Filed Document 0001694340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 06:37:34 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Maui Imaging, Inc. See All Filings	D	2017-01-13 21:24:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001481721 Filed Document 0001481721-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:24:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SyncApp, Inc. See All Filings	D/A	2017-01-13 21:08:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678825 Filed Document 0001678825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:08:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meta Saas, Inc. See All Filings	D	2017-01-13 21:07:29 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001693825 Filed Document 0001693825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 21:07:29 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Offshore Fund, Ltd. See All Filings	D/A	2017-01-13 20:07:38 UTC
Amount To Be Raised $232,555,098 Associated Brokers / Dealers N/A CIK Number 0001565096 Filed Document 0001565096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 20:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Solutions Inc. See All Filings	D	2017-01-13 19:51:49 UTC
Amount To Be Raised $116,450,127 Associated Brokers / Dealers N/A CIK Number 0001694867 Filed Document 0001694867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:51:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WorldViz, LLC See All Filings	D/A	2017-01-13 19:51:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:51:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Seamans Global Clean Energy Fund, LLC See All Filings	D/A	2017-01-13 19:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001596541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Seamans Global Opportunities Fund LLC See All Filings	D/A	2017-01-13 19:46:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416104 Filed Document 0001416104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MedMen Opportunity Fund, LP See All Filings	D/A	2017-01-13 19:44:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001685321 Filed Document 0001685321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEAMANS GLOBAL BOND FUND LLC See All Filings	D/A	2017-01-13 19:37:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001339312 Filed Document 0001339312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Seamans Global Income Preferred 6 Fund LLC See All Filings	D/A	2017-01-13 19:31:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001416134 Filed Document 0001416134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
INVENTITY GLOBAL FUND, L.P. See All Filings	D/A	2017-01-13 19:22:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001694307 Filed Document 0001694307-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-13 19:22:31 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SB Notes Holdings, LLC See All Filings	D	2017-01-13 19:05:43 UTC
Amount To Be Raised $1,763,035 Associated Brokers / Dealers N/A CIK Number 0001694875 Filed Document 0001694875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 19:05:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity