Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SOF-XI MAPLE MAR REIT II, L.L.C. See All Filings	D	2019-01-24 09:15:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001763976 Filed Document 0001763976-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:15:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI HOTEL MAR REIT, L.L.C. See All Filings	D	2019-01-24 09:12:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001763977 Filed Document 0001763977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:12:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gaia Platform, LLc See All Filings	D	2019-01-24 09:08:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001765747 Filed Document 0001765747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:08:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MFS Commodity Strategy Portfolio See All Filings	D	2019-01-24 08:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608504 Filed Document 0001608504-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:58:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valero Direct E, LLC See All Filings	D	2019-01-24 08:51:04 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001765659 Filed Document 0001765659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:51:04 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV See All Filings	D	2019-01-24 08:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392417 Filed Document 0000912938-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:50:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhisperSom Corp See All Filings	D	2019-01-24 08:16:03 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001664437 Filed Document 0001664437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:16:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COLOMBARD OFFSHORE FUND Ltd See All Filings	D/A	2019-01-24 07:50:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542078 Filed Document 0001566114-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-24 07:50:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEO FOODS INC See All Filings	D	2019-01-23 21:59:24 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001612188 Filed Document 0001612188-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 21:59:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
William Blair Global Diversified Return Fund LLC See All Filings	D/A	2019-01-23 21:37:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570498 Filed Document 0001382963-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-23 21:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
William Blair Systematic International All Cap Core Fund LLC See All Filings	D/A	2019-01-23 21:34:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001525375 Filed Document 0001382963-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-23 21:34:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kindred Ventures I, L.P. See All Filings	D/A	2019-01-23 20:43:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001765533 Filed Document 0001765533-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:43:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sigma IQ, Inc. See All Filings	D	2019-01-23 20:32:09 UTC
Amount To Be Raised $3,499,997 Associated Brokers / Dealers N/A CIK Number 0001765207 Filed Document 0001765207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:32:09 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NAPA VALLEY LIMONCELLO COMPANY, LLC See All Filings	D	2019-01-23 20:32:07 UTC
Amount To Be Raised $124,001 Associated Brokers / Dealers N/A CIK Number 0001557286 Filed Document 0001557286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:32:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile PE Partners REIT LLC See All Filings	D	2019-01-23 20:14:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760286 Filed Document 0001760286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:14:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Credit Partners II REIT LLC See All Filings	D	2019-01-23 20:08:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760294 Filed Document 0001760294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:08:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile GP IV (AIV) LLC See All Filings	D	2019-01-23 20:00:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760290 Filed Document 0001760290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile PE GP A LLC See All Filings	D	2019-01-23 19:54:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760287 Filed Document 0001760287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 19:54:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Tactical Partners II REIT LLC See All Filings	D	2019-01-23 19:47:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760293 Filed Document 0001760293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 19:47:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoverink Biotechnologies, Inc. See All Filings	D/A	2019-01-23 19:44:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001586494 Filed Document 0001493152-19-000871 Exclusions or Exemptions 506c Accepted Date 2019-01-23 19:44:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
POPOVER KING LLC See All Filings	C/A	2019-01-23 19:42:27 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $100,000 CIK Number 0001765507 Filed Document 0001765507-19-000003 Accepted Date 2019-01-23 19:42:27 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
TP II/CP II JIV REIT LLC See All Filings	D	2019-01-23 19:39:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001749014 Filed Document 0001749014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 19:39:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RP 2340 Telegraph, LLC See All Filings	D	2019-01-23 19:27:15 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001764986 Filed Document 0001764986-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-23 19:27:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Village Gardens LLC See All Filings	D	2019-01-23 18:36:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001765733 Filed Document 0001765712-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-23 18:36:34 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 210 See All Filings	D	2019-01-23 18:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001765131 Filed Document 0001765131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 355 See All Filings	D	2019-01-23 18:31:09 UTC
Amount To Be Raised $135,108 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762875 Filed Document 0001739215-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SF Equity Partners Coinvest IC, LP See All Filings	D	2019-01-23 18:30:56 UTC
Amount To Be Raised $8,616,012 Associated Brokers / Dealers N/A CIK Number 0001762547 Filed Document 0001762547-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:30:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETolls, LLC See All Filings	D	2019-01-23 18:30:49 UTC
Amount To Be Raised $606,250 Associated Brokers / Dealers N/A CIK Number 0001740349 Filed Document 0001740349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:30:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 334 See All Filings	D	2019-01-23 18:29:26 UTC
Amount To Be Raised $246,982 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758753 Filed Document 0001739215-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 242 See All Filings	D/A	2019-01-23 18:27:40 UTC
Amount To Be Raised $763,200 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001739215 Filed Document 0001739215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:27:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Home Star Storage Orlando, LLC See All Filings	D	2019-01-23 18:22:56 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001765713 Filed Document 0001765712-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:22:56 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Velocity Risk Underwriters, LLC See All Filings	D/A	2019-01-23 18:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724119 Filed Document 0001724119-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:21:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WRR - Madison #9 LP See All Filings	D	2019-01-23 18:17:13 UTC
Amount To Be Raised $3,217,382 Associated Brokers / Dealers N/A CIK Number 0001765745 Filed Document 0001654954-19-000718 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:17:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Redhop LP See All Filings	D/A	2019-01-23 18:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606860 Filed Document 0001606860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worthwhile Capital, LLC See All Filings	D	2019-01-23 18:06:30 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001765712 Filed Document 0001765712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:06:30 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
196 Ninth Street LLC See All Filings	D	2019-01-23 18:02:38 UTC
Amount To Be Raised $164,000 Associated Brokers / Dealers N/A CIK Number 0001760599 Filed Document 0001760599-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-23 18:02:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aquipor Technologies, Inc. See All Filings	D	2019-01-23 17:57:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001765489 Filed Document 0001765489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:57:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Simple Mills, Inc. See All Filings	D	2019-01-23 17:56:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612522 Filed Document 0001740010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:56:41 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Symbiont.io, Inc. See All Filings	D	2019-01-23 17:54:10 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001647548 Filed Document 0001647548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:54:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Hotel, LLC See All Filings	D	2019-01-23 17:54:05 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Morgan Hotel, LLC CIK Number 0001765478 Filed Document 0001765478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:54:05 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business UNITED STATES Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tifin Group LLC See All Filings	D	2019-01-23 17:53:50 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001765011 Filed Document 0001171520-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:53:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CapTec USA, LLC See All Filings	D	2019-01-23 17:51:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001765749 Filed Document 0001765749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:51:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aduro, LLC See All Filings	D	2019-01-23 17:41:20 UTC
Amount To Be Raised $24,138,639 Associated Brokers / Dealers N/A CIK Number 0001765015 Filed Document 0001765015-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:41:20 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BVREP V REIT, LLC See All Filings	D	2019-01-23 17:35:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001765163 Filed Document 0001765163-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:35:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
POPOVER KING LLC See All Filings	C	2019-01-23 17:31:11 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $100,000 CIK Number 0001765507 Filed Document 0001765507-19-000001 Accepted Date 2019-01-23 17:31:11 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
1901-VEL Partners, LP See All Filings	D	2019-01-23 17:30:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763929 Filed Document 0000950142-19-000105 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:30:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Global Partners II, L.P. See All Filings	D	2019-01-23 17:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001761654 Filed Document 0001761654-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:28:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Credit Asset Trust See All Filings	D/A	2019-01-23 17:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:27:14 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Up Sonder, LLC See All Filings	C/A	2019-01-23 17:24:17 UTC
Financial Interest 2.0% of the Securities being issued in this Offering Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001758964 Filed Document 0001758964-19-000002 Accepted Date 2019-01-23 17:24:17 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
CQS ABS FEEDER FUND Ltd See All Filings	D/A	2019-01-23 17:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459395 Filed Document 0001459395-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund