Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Street Credit & Income Opportunities Fund LP See All Filings	D/A	2017-01-18 12:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541308 Filed Document 0001541308-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:43:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacroFab, Inc. See All Filings	D	2017-01-18 12:34:44 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001649153 Filed Document 0001649153-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:34:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DOLLY VARDEN SILVER CORP See All Filings	D	2017-01-18 12:32:27 UTC
Amount To Be Raised $9,939 Associated Brokers / Dealers Sal Western Enterprises Inc. CIK Number 0001542028 Filed Document 0001542028-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:32:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Indus China Fund, L.P. See All Filings	D/A	2017-01-18 12:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664148 Filed Document 0000919574-17-000573 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPI Real Estate Fund V LLC See All Filings	D	2017-01-18 12:11:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Orchard Securities, LLC, Concorde Investment Services, LLC, DFPG Investments, Inc., Emerson Equity LLC, Sandlapper Securities LLC, Sunbelt Securities, Inc., WE Alliance Wealth Advisors, Inc., and Great Point Capital LLC CIK Number 0001694959 Filed Document 0001694959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:11:29 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BFC-SNO, LLC See All Filings	D	2017-01-18 12:09:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001694566 Filed Document 0001694566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:09:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
APX New Harmony Partners-A, LP See All Filings	D/A	2017-01-18 12:08:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers JCC Advisors, LLC, Thomas Nixon, Richard Jackman, Blayne Anderson, Nathan Tiarks, Taylor Ashland, Sigma Financial Corp, Frank Chauner, Madison Avenue Securities, First Allied Securities, James Franklin, Kiffin Anderson, Tristan Bliesner, Brett Anderson, Matthew Fish, Gerald Januschka, Centaurus Financial, Kalos Capital, Josephine Erwin Bock, Thomas Baumler, Brandon Barile, Independent Financial Group, Mark Atchity, Brian Candler, Nick Garry, Ameritas Investment Group, Gilbert Sabatka, Joe Hall, Mary Oestmann, Lisa Allen, Mikiel Featherston, Marc Seeherman, Jason Vanclef, Mark Trewitt, Murray Todd Peterson, Summit Brokerage Services, Jeffrey Fruchtenicht, Todd Ackermann, and Wendy A Fleishmann CIK Number 0001677797 Filed Document 0001677797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:08:27 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PIP Dynamic Core Fund, LP See All Filings	D	2017-01-18 12:04:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694464 Filed Document 0001694464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benefit Street Partners CML SMA 1 L.L.C. See All Filings	D	2017-01-18 12:01:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001694178 Filed Document 0001694178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 12:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenXComm, Inc. See All Filings	D	2017-01-18 11:56:58 UTC
Amount To Be Raised $1,254,000 Associated Brokers / Dealers N/A CIK Number 0001694968 Filed Document 0001694968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:56:58 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lysosomal Therapeutics, Inc. See All Filings	D/A	2017-01-18 11:55:49 UTC
Amount To Be Raised $26,124,936 Associated Brokers / Dealers N/A CIK Number 0001607854 Filed Document 0001607854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:55:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MIBE International Inc See All Filings	D	2017-01-18 11:48:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694034 Filed Document 0001694034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:48:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Unium Inc. See All Filings	D/A	2017-01-18 11:47:32 UTC
Amount To Be Raised $13,095,626 Associated Brokers / Dealers N/A CIK Number 0001274007 Filed Document 0001274007-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:47:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sandbar ACK LLC See All Filings	D	2017-01-18 11:47:19 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001694984 Filed Document 0000908662-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:47:19 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hannan Metals Ltd. See All Filings	D	2017-01-18 11:46:33 UTC
Amount To Be Raised $595,074 Associated Brokers / Dealers N/A CIK Number 0001123267 Filed Document 0001123267-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:46:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Neuberger Berman Principal Strategies Offshore Fund L.P. See All Filings	D/A	2017-01-18 11:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689547 Filed Document 0001689547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:43:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodbine Legacy Investment Partners, LP See All Filings	D	2017-01-18 11:40:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001694387 Filed Document 0001694387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:40:59 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Neuberger Berman Principal Strategies Fund L.P. See All Filings	D/A	2017-01-18 11:36:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689543 Filed Document 0001689543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:36:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KXTER INC. See All Filings	D	2017-01-18 11:36:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668283 Filed Document 0001668283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:36:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Weinberg Medical Physics, Inc. See All Filings	D	2017-01-18 11:31:01 UTC
Amount To Be Raised $1,305,000 Associated Brokers / Dealers N/A CIK Number 0001691500 Filed Document 0001691500-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:31:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SALVEO FUND I, LLC See All Filings	D/A	2017-01-18 11:27:10 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Rainmaker Securities, LLC CIK Number 0001694793 Filed Document 0001694793-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FCPM, Inc. See All Filings	D	2017-01-18 11:22:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694775 Filed Document 0001694775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:22:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WATERFRONT CP ENHANCED OFFSHORE FUND LTD See All Filings	D	2017-01-18 11:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694901 Filed Document 0001694901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:07:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERFRONT CP ENHANCED PARTNERS LP See All Filings	D	2017-01-18 11:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694899 Filed Document 0001694899-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 11:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighborhood Market Portfolio DST See All Filings	D/A	2017-01-18 10:48:20 UTC
Amount To Be Raised $8,408,635 Associated Brokers / Dealers James K. Johnston, Douglas A. Henrickson, Christina Nielson, Robert L. Boggess, Charles B. Runnels, Adam J. Bryan, Mike Bendix, David B. Levinson, Blayne A. Andersen, Tomas J. Velken, Robert J. Binkele, Robert A. Horning, William S. Sheeham, Joshua C. Koehnen, Barry W. Lemay, David A. Kangas, Dwight K. Kay, Wenjinn J. Chang, Chad M. Tusa, Brian D. Long, Eric S. Scaff, Joral T. Schmalle, Joseph G. Michaletz, Daniel P. Raupp, Larry J. Steckler, Trawnegan Gall, Jeffrey B. Baker, John P. Harvey Jr., Stacy J. Morimoto, Robert S. Smith, Stephen R. Holt, Ronald N. York Jr., Richard S. Berger, Damian J. Dering, Joseph M. Insalaco, and Osman R. Minkara CIK Number 0001679005 Filed Document 0001679005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:48:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Gavea Fund (US) L.P. See All Filings	D/A	2017-01-18 10:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001492042 Filed Document 0000899140-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:46:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
EQT Mid Market Asia III (No. 2) Feeder Limited Partnership See All Filings	D	2017-01-18 10:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694052 Filed Document 0001694052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:42:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairview Investment Fund III, LP See All Filings	D	2017-01-18 10:29:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693068 Filed Document 0001693068-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC See All Filings	D/A	2017-01-18 10:27:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541655 Filed Document 0001140361-17-002086 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:27:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRASADA LONG-SHORT EQUITY FUND, LP See All Filings	D/A	2017-01-18 10:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456115 Filed Document 0001456115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Trading, LLC See All Filings	D	2017-01-18 10:13:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Bruce Roberts, Bruce Smith, James A Green III, and Phillip Nash Roberts CIK Number 0001595379 Filed Document 0001595379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:13:53 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Valore Fund, LP See All Filings	D/A	2017-01-18 10:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590461 Filed Document 0001590461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 10:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UOB Eagle Rock REIT II LLC See All Filings	D	2017-01-18 09:49:51 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001694487 Filed Document 0001694487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 09:49:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Page Southerland Page, Inc. See All Filings	D/A	2017-01-18 09:45:43 UTC
Amount To Be Raised $3,922,644 Associated Brokers / Dealers N/A CIK Number 0001601446 Filed Document 0001601446-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 09:45:43 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tesser Health, Inc. See All Filings	D	2017-01-18 09:10:40 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001687553 Filed Document 0001461373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 09:10:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CARDIODX INC See All Filings	D	2017-01-17 21:26:37 UTC
Amount To Be Raised $41,753,500 Associated Brokers / Dealers N/A CIK Number 0001304909 Filed Document 0001304909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 21:26:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CerraCap II LP See All Filings	D	2017-01-17 20:23:31 UTC
Amount To Be Raised $43,500,000 Associated Brokers / Dealers N/A CIK Number 0001693567 Filed Document 0001693567-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 20:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Silver Point Specialty Credit Fund, L.P. See All Filings	D/A	2017-01-17 19:41:20 UTC
Amount To Be Raised $552,165,000 Associated Brokers / Dealers N/A CIK Number 0001646614 Filed Document 0001646614-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ClearLight Diagnostics LLC See All Filings	D	2017-01-17 19:37:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656367 Filed Document 0001656367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:37:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Japan Opportunities LP See All Filings	D/A	2017-01-17 19:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663791 Filed Document 0001692865-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RailPros Inspection Services, LLC See All Filings	D	2017-01-17 19:26:29 UTC
Amount To Be Raised $2,675 Associated Brokers / Dealers N/A CIK Number 0001694386 Filed Document 0001694386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:26:29 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RailPros Field Services, Inc. See All Filings	D	2017-01-17 19:21:55 UTC
Amount To Be Raised $8,776,675 Associated Brokers / Dealers N/A CIK Number 0001694377 Filed Document 0001694352-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:21:55 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RailPros, Inc. See All Filings	D	2017-01-17 19:14:55 UTC
Amount To Be Raised $1,920,650 Associated Brokers / Dealers N/A CIK Number 0001694352 Filed Document 0001694352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:14:55 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Evo PE Opportunities, Ltd. See All Filings	D	2017-01-17 19:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692865 Filed Document 0001692865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 19:14:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fledge Series LLC See All Filings	D	2017-01-17 18:17:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692915 Filed Document 0001692915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:17:05 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TYG Investors LLC See All Filings	D	2017-01-17 18:15:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694033 Filed Document 0001694033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mytonomy, Inc. See All Filings	D	2017-01-17 18:10:59 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Searchlight Media, Inc. See All Filings	D	2017-01-17 18:08:37 UTC
Amount To Be Raised $140,500 Associated Brokers / Dealers James Z. Centofante, Brandon Hunt, Robert Scheuing, Daniel Slider, and Uriah Zane Hunt CIK Number 0001694929 Filed Document 0001694929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:08:37 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Barings Global Investment Funds 2 plc See All Filings	D/A	2017-01-17 18:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Institutional Investment Advisors Limited CIK Number 0001582591 Filed Document 0001582591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 18:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings Umbrella Fund plc See All Filings	D/A	2017-01-17 17:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515694 Filed Document 0001515694-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-17 17:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund