Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nuni Toaster, Inc. See All Filings	D	2017-05-17 14:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692579 Filed Document 0001692579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:34:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Silver Rock Onshore Opportunistic Credit Fund LP See All Filings	D/A	2017-05-17 14:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674780 Filed Document 0001674780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solovis, Inc. See All Filings	D	2017-05-17 14:25:01 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001664129 Filed Document 0001664129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:25:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ogborne Partners, L.P. See All Filings	D/A	2017-05-17 14:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001532593 Filed Document 0000919574-17-004401 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Public Bikes, Inc. See All Filings	D	2017-05-17 14:17:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001461741 Filed Document 0001461741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:17:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
First National Bancshares, Inc. See All Filings	D/A	2017-05-17 14:11:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners L.P. and Donnelly Penman & Partners CIK Number 0001677393 Filed Document 0000905729-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:11:49 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
DISHCRAFT ROBOTICS, INC. See All Filings	D	2017-05-17 14:09:36 UTC
Amount To Be Raised $5,242,013 Associated Brokers / Dealers N/A CIK Number 0001706252 Filed Document 0001706252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 14:09:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIERRA CAPITAL PARTNERS LP See All Filings	D/A	2017-05-17 13:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406562 Filed Document 0001406562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Meridian Street Ventures II, L.P. See All Filings	D	2017-05-17 13:58:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001706816 Filed Document 0001706816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:58:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Asia Growth Partners V, L.P. See All Filings	D/A	2017-05-17 13:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001674901 Filed Document 0001674901-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Investment, LLC See All Filings	D/A	2017-05-17 13:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482282 Filed Document 0001482282-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New York Metropolitan Regional Center, L.P. II See All Filings	D/A	2017-05-17 13:39:13 UTC
Amount To Be Raised $225,776,000 Associated Brokers / Dealers CANAM INVESTOR SERVICES LLC CIK Number 0001607148 Filed Document 0001607148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:39:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capella Space Corp. See All Filings	D	2017-05-17 13:30:35 UTC
Amount To Be Raised $15,620,000 Associated Brokers / Dealers N/A CIK Number 0001706815 Filed Document 0001706815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:30:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR REDMOND II LLC See All Filings	D	2017-05-17 13:25:20 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001706861 Filed Document 0001706861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:25:20 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
FPA Investor HoldCo VI, LLC See All Filings	D	2017-05-17 13:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706885 Filed Document 0001706885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:16:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Corex Resources Ltd. See All Filings	D	2017-05-17 13:16:08 UTC
Amount To Be Raised $22,940,481 Associated Brokers / Dealers N/A CIK Number 0001706792 Filed Document 0001706792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:16:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Smule, Inc. See All Filings	D	2017-05-17 13:04:29 UTC
Amount To Be Raised $56,992,880 Associated Brokers / Dealers N/A CIK Number 0001441408 Filed Document 0001441408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:04:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kinsman Partners LP See All Filings	D	2017-05-17 13:03:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers n/a CIK Number 0001706358 Filed Document 0001706358-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:03:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dream Holdings, Inc. See All Filings	D	2017-05-17 13:03:20 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001706244 Filed Document 0001706244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:03:20 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sportiqe, LLC See All Filings	D	2017-05-17 12:58:36 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001692671 Filed Document 0001692671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:58:36 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FVC1 P, LLC See All Filings	D	2017-05-17 12:56:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001704010 Filed Document 0001140361-17-021091 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:56:49 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Redevelopment Co See All Filings	D	2017-05-17 12:53:53 UTC
Amount To Be Raised $253,000 Associated Brokers / Dealers N/A CIK Number 0001701460 Filed Document 0001701460-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:53:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Logbook Partners LP See All Filings	D/A	2017-05-17 12:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674954 Filed Document 0000919574-17-004397 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CanAm New York Regional Center LP IV See All Filings	D/A	2017-05-17 12:39:56 UTC
Amount To Be Raised $82,500,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001672522 Filed Document 0001672522-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SGP Broadway SR 3, LLC See All Filings	D	2017-05-17 12:39:26 UTC
Amount To Be Raised $306,000 Associated Brokers / Dealers N/A CIK Number 0001706380 Filed Document 0001706380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:39:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TimelinePI, Inc. See All Filings	D	2017-05-17 12:35:41 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001706870 Filed Document 0001706870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:35:41 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Togo Land Company, LLC See All Filings	D/A	2017-05-17 12:20:58 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001650197 Filed Document 0001650197-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:20:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bridge Capital Asset Funding, LLC See All Filings	D/A	2017-05-17 12:16:26 UTC
Amount To Be Raised $51,348,725 Associated Brokers / Dealers N/A CIK Number 0001520589 Filed Document 0001520589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:16:26 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CanAm New York Regional Center LP V See All Filings	D/A	2017-05-17 12:04:00 UTC
Amount To Be Raised $168,300,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001672490 Filed Document 0001672490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holly View Productions Developmental LLC See All Filings	D	2017-05-17 12:03:40 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001706844 Filed Document 0001706844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:03:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SEFIRA COURTHOUSE OWNER, LP See All Filings	D	2017-05-17 11:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705949 Filed Document 0001705949-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-17 11:54:27 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWEST BIOTHERAPEUTICS INC See All Filings	D	2017-05-17 11:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072379 Filed Document 0001144204-17-028107 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:53:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Piper Private Equity Fund VI L.P. See All Filings	D/A	2017-05-17 11:52:58 UTC
Amount To Be Raised $67,500,000 Associated Brokers / Dealers N/A CIK Number 0001675094 Filed Document 0001144204-17-028106 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Brevet Direct Lending - Short Duration Fund, Ltd. See All Filings	D/A	2017-05-17 11:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001636015 Filed Document 0001636015-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EpiEP, Inc. See All Filings	D	2017-05-17 11:43:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001466638 Filed Document 0001466638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:43:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Exchange 3 LLC See All Filings	D	2017-05-17 11:39:31 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001706789 Filed Document 0001706789-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-17 11:39:31 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Arel Houston III LP See All Filings	D	2017-05-17 11:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706253 Filed Document 0000902664-17-002425 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:37:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lancaster Memory Care, LLC See All Filings	D	2017-05-17 11:32:11 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers None CIK Number 0001706866 Filed Document 0001706866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:32:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Whitehorse Liquidity Partners I LP See All Filings	D/A	2017-05-17 11:27:49 UTC
Amount To Be Raised $402,257,000 Associated Brokers / Dealers N/A CIK Number 0001665992 Filed Document 0001012975-17-000442 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:27:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Peppertree Capital Senior Debt Fund, LP See All Filings	D/A	2017-05-17 11:27:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532875 Filed Document 0001532875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:27:35 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
South Capitol Holdings, LLC See All Filings	D	2017-05-17 11:26:22 UTC
Amount To Be Raised $614,500 Associated Brokers / Dealers N/A CIK Number 0001702340 Filed Document 0001702340-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:26:22 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SAND OAKS INVESTMENT FUNDS LP See All Filings	D/A	2017-05-17 11:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435454 Filed Document 0001435454-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:25:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Luberon Partners, LP See All Filings	D/A	2017-05-17 11:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603590 Filed Document 0001603590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Regional Center, LP I See All Filings	D/A	2017-05-17 11:08:04 UTC
Amount To Be Raised $383,600,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001630920 Filed Document 0001630920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINNACLE FUND, LTD. See All Filings	D/A	2017-05-17 11:04:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674478 Filed Document 0001013594-17-000390 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:04:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Independence Retail West, LLLP See All Filings	D	2017-05-17 11:02:32 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001613894 Filed Document 0001613894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:02:32 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-MSD Private Credit Opportunity II Access Fund, L.P. See All Filings	D	2017-05-17 11:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704460 Filed Document 0000897069-17-000310 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:02:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trinnacle Fund, LP See All Filings	D/A	2017-05-17 10:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674472 Filed Document 0001013594-17-000389 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-Long Island HWS, LP See All Filings	D/A	2017-05-17 10:56:48 UTC
Amount To Be Raised $10,088,757 Associated Brokers / Dealers Richard A Gagne, Bobby K Cowand, Tory Scott, Azam Jaber, Brian Smith, Carlos Resendez, Javier Larrea, Charles R Huffington, Nicholas Ippolito, Joseph Ondris, Ty Bauer, Michael Ihrie, Marc Seeherman, Scott Bussy, Taher Gialni, Maria Escobar, Aaron Knoll, and Rodger Sprouse CIK Number 0001699490 Filed Document 0001699490-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:56:48 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ITC Rumba, LLC See All Filings	D	2017-05-17 10:44:23 UTC
Amount To Be Raised $13,940,000 Associated Brokers / Dealers N/A CIK Number 0001706896 Filed Document 0001706896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:44:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund