Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VT Castilian REIT LP See All Filings	D	2019-01-28 16:52:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001764327 Filed Document 0001764327-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:52:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakview Value Fund, LP See All Filings	D/A	2019-01-28 16:51:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729569 Filed Document 0001755104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:51:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NeuroGeneCES LLC See All Filings	D/A	2019-01-28 16:48:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716111 Filed Document 0001716111-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-28 16:48:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Leawood VC Fund II LP See All Filings	D	2019-01-28 16:46:36 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001765557 Filed Document 0001014108-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:46:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Block REIT LP See All Filings	D	2019-01-28 16:46:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001764326 Filed Document 0001764326-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:46:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pliant.io, Inc. See All Filings	D	2019-01-28 16:45:07 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001766077 Filed Document 0001766086-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:45:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MixComm, Inc. See All Filings	D	2019-01-28 16:43:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001765776 Filed Document 0001765776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:43:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CRUISE PORT HOTEL QP, LLC See All Filings	D	2019-01-28 16:41:45 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers George Cook Jordan, Jr. CIK Number 0001765756 Filed Document 0001765756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:41:45 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
1992 Multi-Strategy Private Investors, LLC See All Filings	D/A	2019-01-28 16:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001378322 Filed Document 0000899140-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Schechter Private Capital Fund I, LLC - Series K See All Filings	D	2019-01-28 16:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764524 Filed Document 0001764524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:38:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
AWH Mid Boston Investors, LLC See All Filings	D	2019-01-28 16:38:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001765415 Filed Document 0001144204-19-003167 Exclusions or Exemptions 506c Accepted Date 2019-01-28 16:38:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Callaway REIT LP See All Filings	D	2019-01-28 16:38:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001764324 Filed Document 0001764324-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:38:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRUISE PORT HOTEL, LLC See All Filings	D	2019-01-28 16:38:11 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers George Cook Jordan, Jr. CIK Number 0001765624 Filed Document 0001765624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:38:11 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SIMPLESAVERX INC. See All Filings	D	2019-01-28 16:36:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622328 Filed Document 0001622328-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:36:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mainstreet Ventures Restaurant Group, LLC See All Filings	D	2019-01-28 16:35:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers McDonald Partners, LLC and Boone Opportunity Lenders, LLC CIK Number 0001764772 Filed Document 0001764772-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:35:56 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
CAD Trailer Designs Inc See All Filings	C	2019-01-28 16:31:41 UTC
Financial Interest None Filing Platform Nvsted Offering Amount $1,000,000 CIK Number 0001765669 Filed Document 0001765669-19-000001 Accepted Date 2019-01-28 16:31:41 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State INDIANA
Hover Developer Services, Inc. See All Filings	D	2019-01-28 16:31:01 UTC
Amount To Be Raised $1,296,852 Associated Brokers / Dealers N/A CIK Number 0001759194 Filed Document 0001759194-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:31:01 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Crest at Pearl REIT LP See All Filings	D	2019-01-28 16:30:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001764325 Filed Document 0001764325-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:30:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harden Creek Investments, LLC See All Filings	D	2019-01-28 16:26:57 UTC
Amount To Be Raised $4,133,267 Associated Brokers / Dealers N/A CIK Number 0001766086 Filed Document 0001766086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:26:57 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Greystar Student Housing Growth & Income Trust See All Filings	D	2019-01-28 16:21:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766088 Filed Document 0001766088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:21:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
26 West REIT LP See All Filings	D	2019-01-28 16:21:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001764287 Filed Document 0001764287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:21:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Systems LLC See All Filings	D	2019-01-28 16:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700753 Filed Document 0001700753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:20:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Audax Senior Loan Fund I (Offshore), L.P. See All Filings	D/A	2019-01-28 16:19:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samsung Securities Co., Ltd., Stifel, Nicolaus & Company, Incorporated, and Summit Trail Securities, LLC CIK Number 0001716875 Filed Document 0001414534-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:19:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audax Senior Loan Fund I, L.P. See All Filings	D/A	2019-01-28 16:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Trail Securities, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001414534 Filed Document 0001414534-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:17:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Westfal Portland Cooper Street L.P. See All Filings	D	2019-01-28 16:17:06 UTC
Amount To Be Raised $4,945,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001765771 Filed Document 0001765771-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 16:17:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MREP Co-Investments EUI II-C-LaLa, L.P. See All Filings	D	2019-01-28 16:11:41 UTC
Amount To Be Raised $13,795,202 Associated Brokers / Dealers N/A CIK Number 0001765382 Filed Document 0001765382-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:11:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Select Fund VI LLC See All Filings	D	2019-01-28 16:11:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, lnc. CIK Number 0001763981 Filed Document 0001213900-19-001316 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:11:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MREP Co-Investments Fund II-LaLa, L.P. See All Filings	D	2019-01-28 16:07:26 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001765381 Filed Document 0001765381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:07:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D/A	2019-01-28 16:02:38 UTC
Amount To Be Raised $39,060,592 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:02:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BDS, LP See All Filings	D	2019-01-28 16:01:40 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers N/A CIK Number 0001765835 Filed Document 0001765835-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 16:01:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IRWS LLC See All Filings	D	2019-01-28 16:00:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001765785 Filed Document 0001765785-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-28 16:00:55 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Five Arrows Principal Investments III SCSp See All Filings	D	2019-01-28 15:50:20 UTC
Amount To Be Raised $44,809,456 Associated Brokers / Dealers N/A CIK Number 0001765084 Filed Document 0001765084-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:50:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Family Rock Investments, LLC See All Filings	D	2019-01-28 15:49:27 UTC
Amount To Be Raised $3,917,636 Associated Brokers / Dealers N/A CIK Number 0001766080 Filed Document 0001766080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:49:27 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
APFC HCF HOLDINGS REIT LLC See All Filings	D	2019-01-28 15:45:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766046 Filed Document 0001766046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:45:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIC-FPRT ABSOLUTE RETURN PORTFOLIO, LTD. See All Filings	D/A	2019-01-28 15:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663971 Filed Document 0001566114-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPEN EDUCATION HOLDINGS INC. See All Filings	D	2019-01-28 15:41:54 UTC
Amount To Be Raised $697,101 Associated Brokers / Dealers N/A CIK Number 0001405367 Filed Document 0001405367-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:41:54 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Satwik Mezzanine Fund II, LLC See All Filings	D/A	2019-01-28 15:37:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers LIGHTPATH CAPITAL, INC. and LIGHTPATH CAPITAL, INC. CIK Number 0001762553 Filed Document 0001065949-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:37:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascot Resources Ltd See All Filings	D	2019-01-28 15:36:27 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001407582 Filed Document 0001591408-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:36:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CAVALLINO FUND LLC See All Filings	D/A	2019-01-28 15:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458114 Filed Document 0001458114-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:27:48 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Kinesis Cayman Ltd See All Filings	D	2019-01-28 15:26:12 UTC
Amount To Be Raised $255,000,000 Associated Brokers / Dealers Celia Bravo, Damon Catania, Silvano Colombo, Eric Iseldyke, Monti Smith, Scott Noel Knight, Shane Morand, James Christie, Max Delwo, Doug Thompson, Stephen Karnell, and Goldstar Global CIK Number 0001762577 Filed Document 0001762577-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 15:26:12 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Other
PCIP III Allure on Parkway Series See All Filings	D	2019-01-28 15:22:11 UTC
Amount To Be Raised $8,498,566 Associated Brokers / Dealers N/A CIK Number 0001765572 Filed Document 0001765572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:22:11 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Grosvenor Enhanced Long/Short Equity Fund, Ltd See All Filings	D/A	2019-01-28 15:17:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001509304 Filed Document 0001566114-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trammell Venture Partners I, L.P. See All Filings	D	2019-01-28 15:16:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759368 Filed Document 0001759368-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:16:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silk Medical Aesthetics, Inc. See All Filings	D	2019-01-28 15:13:20 UTC
Amount To Be Raised $8,114,400 Associated Brokers / Dealers N/A CIK Number 0001765240 Filed Document 0001765240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:13:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pancho Memory Care Capital, LP See All Filings	D/A	2019-01-28 15:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729444 Filed Document 0001729444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:10:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG Real Estate Partners III FOF-L, L.P. See All Filings	D	2019-01-28 15:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764213 Filed Document 0001764211-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMP Insignia REIT, LLC See All Filings	D	2019-01-28 15:07:10 UTC
Amount To Be Raised $57,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765546 Filed Document 0001765546-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 15:07:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Flo Technologies, Inc. See All Filings	D	2019-01-28 14:57:53 UTC
Amount To Be Raised $28,207,936 Associated Brokers / Dealers N/A CIK Number 0001765791 Filed Document 0001765791-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 14:57:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hetch Hetchy, LLC See All Filings	D	2019-01-28 14:55:26 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001765283 Filed Document 0001765283-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-28 14:55:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Context Partners Fund, L.P. See All Filings	D/A	2019-01-28 14:54:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0001505246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-28 14:54:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund