Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
International Public Equity, LLC See All Filings	D/A	2019-03-13 15:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439527 Filed Document 0001439527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Global Balanced Institutional Trust I See All Filings	D/A	2019-03-13 15:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407091 Filed Document 0000932328-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi-Disciplinary Offshore Fund, Ltd See All Filings	D/A	2019-03-13 15:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457932 Filed Document 0001457932-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO SIGMA COMPASS U.S. FUND, LP See All Filings	D/A	2019-03-13 15:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470921 Filed Document 0000919574-19-002389 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:09:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Core Income, LLC See All Filings	D/A	2019-03-13 15:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539811 Filed Document 0001539811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buhl Qualified Opportunity Fund I, LLC See All Filings	D	2019-03-13 15:08:27 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001770499 Filed Document 0001770477-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:08:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ZAZOVE GLOBAL CONVERTIBLE FUND LP See All Filings	D/A	2019-03-13 15:03:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934758 Filed Document 0000934758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:03:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild Technology Partners, L.P. See All Filings	D/A	2019-03-13 15:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637153 Filed Document 0001637153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Spectrum Cayman Fund, Ltd. See All Filings	D/A	2019-03-13 15:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334109 Filed Document 0000919574-19-002387 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
First Launch Capital Fund, LLC See All Filings	D	2019-03-13 15:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752252 Filed Document 0001752252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 15:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Greywolf Containership Opportunities Master Fund LP See All Filings	D	2019-03-13 14:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769392 Filed Document 0000919574-19-002385 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:58:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2019-03-13 14:58:40 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001553997-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:58:40 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Buhl Value Fund II, LLC See All Filings	D	2019-03-13 14:57:02 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001770477 Filed Document 0001770477-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:57:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ZAZOVE AGGRESSIVE GROWTH FUND LP See All Filings	D/A	2019-03-13 14:55:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006700 Filed Document 0001006700-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:55:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf Containership Opportunities Offshore Fund LP See All Filings	D	2019-03-13 14:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769332 Filed Document 0000919574-19-002383 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Spectrum U.S. Fund, LP See All Filings	D/A	2019-03-13 14:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334130 Filed Document 0000919574-19-002382 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:53:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2019-03-13 14:51:56 UTC
Amount To Be Raised $7,800 Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001553997-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:51:56 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
H2S Chillicothe, LLC See All Filings	D	2019-03-13 14:51:10 UTC
Amount To Be Raised $2,175,000 Associated Brokers / Dealers N/A CIK Number 0001770385 Filed Document 0001770385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:51:10 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ELMSTONE GROUP XII, LLC See All Filings	D	2019-03-13 14:49:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001769219 Filed Document 0001769219-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:49:11 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NREA Estates, DST See All Filings	D/A	2019-03-13 14:48:28 UTC
Amount To Be Raised $24,963,221 Associated Brokers / Dealers Stacey Morimoto, Jason S. Finley, Edward Fernandez, William S. Sheehan, Robert J Yuloo, Roger W. Bowlin, Debra J Schleining, Corbin S. Thomas, James M. Lamont, Jonathan R. Creighton, Jeffrey L Bangerter, Roy V. Pfleger II, John T Hess, Michael A. Cuneo, Lauren M. King, Robert S. Smith, Taylor D. Ashland, Anthony Brown, Steven Carmandalian, Michael A Bendix, Jon CIRELLI, Jeffrey KIESNOSKI, Dan RAUP, Joseph R. Broadbent, Tommy Thompson, and Robert C. Meyer CIK Number 0001749806 Filed Document 0001749806-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:48:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MacuLogix, Inc. See All Filings	D	2019-03-13 14:48:07 UTC
Amount To Be Raised $42,938,408 Associated Brokers / Dealers New Harbor Venture Partners LLC CIK Number 0001554897 Filed Document 0001554897-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:48:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Cayman Fund, Ltd. See All Filings	D/A	2019-03-13 14:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173722 Filed Document 0000919574-19-002379 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:44:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Eclipse Cayman Fund, Ltd. See All Filings	D/A	2019-03-13 14:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334508 Filed Document 0000919574-19-002377 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LUXON FINANCIAL LLC See All Filings	D	2019-03-13 14:37:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001475045 Filed Document 0001475045-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:37:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AMY - MARY, LLC See All Filings	D	2019-03-13 14:36:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001729084 Filed Document 0001591408-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:36:04 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Presidio View Capital Partners LP See All Filings	D/A	2019-03-13 14:31:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001733760 Filed Document 0001733760-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:31:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KC Absolute Offshore Merger Fund Ltd. See All Filings	D	2019-03-13 14:31:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760992 Filed Document 0000945621-19-000119 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:31:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC INSTITUTIONAL FUNDS SPC See All Filings	D/A	2019-03-13 14:29:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427934 Filed Document 0000932328-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:29:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopkins Clark Park, LLC See All Filings	D	2019-03-13 14:29:40 UTC
Amount To Be Raised $1,330,000 Associated Brokers / Dealers N/A CIK Number 0001769115 Filed Document 0001769115-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:29:40 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CoreMedica Laboratories Inc. See All Filings	D	2019-03-13 14:29:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001770476 Filed Document 0001770476-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:29:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KC Absolute Merger Fund LP See All Filings	D	2019-03-13 14:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760994 Filed Document 0000945621-19-000118 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:27:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Eclipse U.S. Fund, LP See All Filings	D/A	2019-03-13 14:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283074 Filed Document 0000919574-19-002375 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:26:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Multi-Strategy Offshore Fund L.P. See All Filings	D	2019-03-13 14:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767795 Filed Document 0001767795-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:23:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brotchie Capital Partners, LP See All Filings	D/A	2019-03-13 14:13:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668714 Filed Document 0001668714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:13:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EF VC26, LP See All Filings	D	2019-03-13 14:11:11 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001768040 Filed Document 0001768040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:11:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICG Access Fund, LLC See All Filings	D/A	2019-03-13 14:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Godspeed Imbellus LLC See All Filings	D/A	2019-03-13 14:04:53 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001763072 Filed Document 0001770468-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:04:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBRE Clarion Midstream Fund, LP See All Filings	D/A	2019-03-13 14:03:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671424 Filed Document 0001671424-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:03:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Insurance Fund II LLC See All Filings	D/A	2019-03-13 14:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736016 Filed Document 0001539659-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CalAg Preferred Investor, LLC See All Filings	D	2019-03-13 14:00:47 UTC
Amount To Be Raised $2,584,396 Associated Brokers / Dealers None CIK Number 0001770102 Filed Document 0001770102-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 14:00:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ICG ACCESS FUND OFFSHORE SPC Ltd See All Filings	D/A	2019-03-13 13:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539659 Filed Document 0001539659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Portfolios (Restricted) Ltd SPC See All Filings	D/A	2019-03-13 13:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458632 Filed Document 0000932328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:52:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
21 APRIL FUND, L.P. See All Filings	D/A	2019-03-13 13:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459688 Filed Document 0000919574-19-002366 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Camden International Real Estate Fund, LLC - Series I See All Filings	D	2019-03-13 13:51:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770486 Filed Document 0001567619-19-006778 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:51:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Butler Hall Capital LP See All Filings	D/A	2019-03-13 13:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719776 Filed Document 0001719776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:48:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle Global Value Fund, LP See All Filings	D/A	2019-03-13 13:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001484313 Filed Document 0000919574-19-002364 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LumiThera, Inc. See All Filings	D	2019-03-13 13:42:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers DALMORE GROUP LLC CIK Number 0001615388 Filed Document 0001615388-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:42:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FIRST EAGLE INTERNATIONAL VALUE FUND, LP See All Filings	D/A	2019-03-13 13:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001450194 Filed Document 0000919574-19-002362 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:41:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mill Road Capital III, L.P. See All Filings	D	2019-03-13 13:40:12 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001767199 Filed Document 0001767199-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:40:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP Opportunity Fund V LLC, Series VA2 See All Filings	D	2019-03-13 13:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001763917 Filed Document 0001213900-19-004037 Exclusions or Exemptions 506b Accepted Date 2019-03-13 13:36:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund