|
|
D |
2017-01-26 19:13:13 UTC |
- Amount To Be Raised
- $8,305,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696089
- Filed Document
- 0001696089-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 19:13:13 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 18:43:04 UTC |
- Amount To Be Raised
- $4,100,000
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001695401
- Filed Document
- 0001695401-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:43:04 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
Arrowstreet Global Alpha Extension Fund I, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc
See All Filings
|
D/A |
2017-01-26 18:34:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483035
- Filed Document
- 0001483035-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:34:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-26 18:26:34 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671762
- Filed Document
- 0001671762-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:26:34 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Arrowstreet EAFE Alpha Extension Fund II, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc
See All Filings
|
D/A |
2017-01-26 18:23:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482582
- Filed Document
- 0001482582-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:23:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-26 18:19:21 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001696072
- Filed Document
- 0001696072-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:19:21 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Arrowstreet Emerging Market Fund III, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc
See All Filings
|
D/A |
2017-01-26 18:16:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482581
- Filed Document
- 0001482581-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:16:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-26 18:14:19 UTC |
- Amount To Be Raised
- $11,250,000
- Associated Brokers / Dealers
- TAGLICH BROTHERS, INC.
- CIK Number
- 0001283259
- Filed Document
- 0001461859-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:14:19 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-01-26 18:08:13 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- Boustead Securities LLC
- CIK Number
- 0001695606
- Filed Document
- 0001695606-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:08:13 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 18:05:27 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001696062
- Filed Document
- 0001696062-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:05:27 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Arrowstreet ACWI ex US Fund IV, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc
See All Filings
|
D/A |
2017-01-26 18:04:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482691
- Filed Document
- 0001482691-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:04:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-26 18:04:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460640
- Filed Document
- 0001696114-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:04:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD.
See All Filings
|
D/A |
2017-01-26 18:01:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NEUBERGER BERMAN BD LLC
- CIK Number
- 0001544588
- Filed Document
- 0001140361-17-003059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:01:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-26 18:00:00 UTC |
- Amount To Be Raised
- $416,398
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001691020
- Filed Document
- 0001691020-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 18:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2017-01-26 17:57:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001599262
- Filed Document
- 0001625257-17-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:57:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-26 17:52:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321620
- Filed Document
- 0001696114-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:52:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 17:52:33 UTC |
- Amount To Be Raised
- $3,464,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001011432
- Filed Document
- 0001011432-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:52:33 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 17:51:35 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498408
- Filed Document
- 0001498408-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:51:35 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-01-26 17:51:30 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696010
- Filed Document
- 0001696010-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:51:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- JAPAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2017-01-26 17:50:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001569555
- Filed Document
- 0001625257-17-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:50:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 17:49:13 UTC |
- Amount To Be Raised
- $12,810,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696012
- Filed Document
- 0001696012-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:49:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2017-01-26 17:45:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001633004
- Filed Document
- 0001625257-17-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:45:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2017-01-26 17:40:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001633003
- Filed Document
- 0001625257-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:40:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Arrowstreet Global Minimum Volatility Fund VI, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc
See All Filings
|
D/A |
2017-01-26 17:35:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590094
- Filed Document
- 0001590094-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:35:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 17:29:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695771
- Filed Document
- 0000943663-17-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:29:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2017-01-26 17:28:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001569486
- Filed Document
- 0001625257-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:28:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 17:28:16 UTC |
- Amount To Be Raised
- $363,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642335
- Filed Document
- 0001445866-17-000081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:28:16 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 17:24:37 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- First Liberties Securities, Inc. d/b/a First Liberties Financial
- CIK Number
- 0001694157
- Filed Document
- 0001694157-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:24:37 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 17:20:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696074
- Filed Document
- 0001696074-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:20:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-26 17:18:54 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578297
- Filed Document
- 0001578297-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:18:54 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 17:18:30 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695715
- Filed Document
- 0001695711-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:18:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 17:18:02 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC
- CIK Number
- 0001695936
- Filed Document
- 0001695936-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:18:02 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 17:15:57 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694111
- Filed Document
- 0001694111-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:15:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 17:08:04 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694110
- Filed Document
- 0001694110-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:08:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 17:06:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001695910
- Filed Document
- 0001695910-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:06:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 17:05:11 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695544
- Filed Document
- 0001695544-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 17:05:11 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Benefit Street Partners Special Situations Fund (Cayman) L.P.
See All Filings
|
D/A |
2017-01-26 16:57:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674171
- Filed Document
- 0000902664-17-000473
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:57:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 16:57:28 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696125
- Filed Document
- 0001696125-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:57:28 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-26 16:53:20 UTC |
- Amount To Be Raised
- $1,312,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693742
- Filed Document
- 0001693742-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:53:20 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2017-01-26 16:53:19 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695713
- Filed Document
- 0001695711-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:53:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-01-26 16:44:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NH Investment & Securities Co., Ltd., Park Hill Group LLC, and Compass Group Global Advisors S.A.
- CIK Number
- 0001623757
- Filed Document
- 0001623757-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:44:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 16:43:35 UTC |
- Amount To Be Raised
- $4,654,817
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001323263
- Filed Document
- 0001209191-17-005731
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:43:35 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-26 16:39:57 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- WealthForge, LLC and Cary Street Partners, LLC
- CIK Number
- 0001641817
- Filed Document
- 0001641817-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:39:57 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 16:38:35 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662047
- Filed Document
- 0001144204-17-004045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:38:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 16:37:21 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- First Liberties Financial
- CIK Number
- 0001696114
- Filed Document
- 0001696114-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:37:21 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-26 16:36:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NH Investment & Securities Co., Ltd., Park Hill Group LLC, and Compass Group Global Advisors S.A.
- CIK Number
- 0001623756
- Filed Document
- 0001623756-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:36:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 16:35:09 UTC |
- Amount To Be Raised
- $115,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695813
- Filed Document
- 0001695813-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:35:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-26 16:34:54 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695711
- Filed Document
- 0001695711-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:34:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-01-26 16:32:12 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681957
- Filed Document
- 0001681957-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:32:12 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-26 16:31:06 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001696072
- Filed Document
- 0001696072-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-26 16:31:06 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|