Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Legal Sifter, Inc. See All Filings	D	2017-01-27 15:44:14 UTC
Amount To Be Raised $300,030 Associated Brokers / Dealers N/A CIK Number 0001669388 Filed Document 0001382963-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:44:14 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbert Seniors Housing Fund I, L.P. See All Filings	D/A	2017-01-27 15:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001663401 Filed Document 0001663401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CHD Bioscience, Inc. See All Filings	D	2017-01-27 15:29:32 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers CG CAPITAL MARKETS LLC CIK Number 0001604801 Filed Document 0000905718-17-000156 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:29:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CE Boulevard Holdings, LLC See All Filings	D	2017-01-27 15:27:46 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001695809 Filed Document 0001695809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:27:46 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Citadel Kensington Global Strategies Fund Ltd. See All Filings	D/A	2017-01-27 15:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199937 Filed Document 0001199937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:23:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsway Capital ICAV-Ash Park Global Consumer Franchise Fund See All Filings	D/A	2017-01-27 15:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664730 Filed Document 0001140361-17-003175 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:21:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Teton Fund, L.P. See All Filings	D/A	2017-01-27 15:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595271 Filed Document 0001595271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tree of Knowledge, Inc. See All Filings	D	2017-01-27 15:07:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001643928 Filed Document 0001477932-17-000445 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:07:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Corporate Properties Trust I REIT, L.L.C. See All Filings	D	2017-01-27 15:02:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696245 Filed Document 0001696245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:02:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED EQUITY FUND III, L.P. See All Filings	D	2017-01-27 15:00:34 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001696097 Filed Document 0001696097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:00:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swift Biosciences, Inc. See All Filings	D	2017-01-27 14:58:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001496185 Filed Document 0001496185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:58:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
ENHANCED EQUITY FUND II SPV, L.P. See All Filings	D	2017-01-27 14:58:15 UTC
Amount To Be Raised $8,469,291 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001696096 Filed Document 0001696096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:58:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REVIVERMX, INC. See All Filings	D	2017-01-27 14:57:25 UTC
Amount To Be Raised $13,036,100 Associated Brokers / Dealers N/A CIK Number 0001548089 Filed Document 0001548089-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:57:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED EQUITY FUND I SPV, L.P. See All Filings	D	2017-01-27 14:56:45 UTC
Amount To Be Raised $861,868 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001696141 Filed Document 0001696141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meritage Investors 2017, LLC See All Filings	D	2017-01-27 14:45:45 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001696184 Filed Document 0001696184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:45:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Jeeva Wireless Inc. See All Filings	D	2017-01-27 14:25:22 UTC
Amount To Be Raised $1,203,265 Associated Brokers / Dealers N/A CIK Number 0001696047 Filed Document 0001696047-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:25:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bizooku Technologies See All Filings	D/A	2017-01-27 14:24:46 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001646416 Filed Document 0001646416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:24:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
A TO B CAPITAL SPECIAL SITUATIONS FUND LP See All Filings	D/A	2017-01-27 14:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456866 Filed Document 0001456866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignalPath, LLC See All Filings	D	2017-01-27 14:24:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666710 Filed Document 0001666710-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:24:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
High Country Impact Fund LLC See All Filings	D	2017-01-27 14:18:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001695165 Filed Document 0001695165-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:18:26 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aon Hewitt Institutional Funds, LLC See All Filings	D/A	2017-01-27 14:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001665072 Filed Document 0001665072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCG Atlas Bayview REIT, L.L.C. See All Filings	D	2017-01-27 14:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695999 Filed Document 0001696229-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:05:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Tanglewood REIT, L.L.C. See All Filings	D	2017-01-27 14:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695990 Filed Document 0001696229-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:05:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Stoney Ridge REIT, L.L.C. See All Filings	D	2017-01-27 14:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695991 Filed Document 0001696229-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:04:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Copper Canyon REIT, L.L.C. See All Filings	D	2017-01-27 14:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695993 Filed Document 0001696229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:04:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Central Park Group Atlas Global Fund, LLC See All Filings	D/A	2017-01-27 13:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, Stifel, Nicolaus and Company, Inc., High Tower Securities, LLC, and LPL Financial LLC CIK Number 0001540488 Filed Document 0001140361-17-003154 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Central Park Group Activist Fund, LLC See All Filings	D/A	2017-01-27 13:46:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, HighTower Securities, LLC, Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., Triad Advisors, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., and FSC Securities Corporation CIK Number 0001540486 Filed Document 0001140361-17-003152 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SII Holding I Corp See All Filings	D/A	2017-01-27 13:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559662 Filed Document 0000895345-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:45:48 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VERDE ALPHA FUND, LTD. See All Filings	D/A	2017-01-27 13:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559611 Filed Document 0001559611-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:36:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SONAVATION INC See All Filings	D	2017-01-27 13:34:47 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001370924 Filed Document 0001370924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:34:47 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2017-01-27 13:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569808 Filed Document 0001625257-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offline Media, Inc. See All Filings	D/A	2017-01-27 13:33:16 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001588427 Filed Document 0001588427-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:33:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
SCG Atlas Scarborough REIT, L.L.C. See All Filings	D	2017-01-27 13:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695967 Filed Document 0001695967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:29:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VERDE GLOBAL EQUITIES FUND LTD See All Filings	D/A	2017-01-27 13:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569012 Filed Document 0001569012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SCG Atlas Savoy REIT, L.L.C. See All Filings	D	2017-01-27 13:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695969 Filed Document 0001695969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:29:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TWIN LAKE TOTAL RETURN PARTNERS L.P. See All Filings	D/A	2017-01-27 13:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263414 Filed Document 0001263414-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCG Atlas Sage REIT, L.L.C. See All Filings	D	2017-01-27 13:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695971 Filed Document 0001695971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:26:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Sabal Pointe REIT, L.L.C. See All Filings	D	2017-01-27 13:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695973 Filed Document 0001695973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:24:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Redmond Ridge REIT, L.L.C. See All Filings	D	2017-01-27 13:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695975 Filed Document 0001695975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:23:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Parkfield REIT, L.L.C. See All Filings	D	2017-01-27 13:23:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695970 Filed Document 0001695970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:23:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Park Aire REIT, L.L.C. See All Filings	D	2017-01-27 13:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695968 Filed Document 0001695968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:22:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Orchard Ridge REIT, L.L.C. See All Filings	D	2017-01-27 13:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695974 Filed Document 0001695974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:21:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Oasis Delray REIT, L.L.C. See All Filings	D	2017-01-27 13:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695972 Filed Document 0001695972-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:20:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Canterbury REIT, L.L.C. See All Filings	D	2017-01-27 13:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695965 Filed Document 0001695965-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:16:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AEVA, INC. See All Filings	D	2017-01-27 13:14:26 UTC
Amount To Be Raised $4,502,029 Associated Brokers / Dealers N/A CIK Number 0001694869 Filed Document 0001694869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:14:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEGV Technologies, LLC See All Filings	D	2017-01-27 13:11:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001695524 Filed Document 0001695524-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:11:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
H.I.G. Realty - Garland Advisors, LLC See All Filings	D	2017-01-27 13:06:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001696083 Filed Document 0001695641-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:06:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Clay Capital Partners LP See All Filings	D/A	2017-01-27 12:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544865 Filed Document 0000919574-17-000805 Exclusions or Exemptions 506b Accepted Date 2017-01-27 12:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Property Investors (Master REIT), L.L.C. See All Filings	D	2017-01-27 12:47:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001694629 Filed Document 0001694629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 12:47:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AR Multi-Strategy Fund, LTD See All Filings	D/A	2017-01-27 12:32:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570069 Filed Document 0001570069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 12:32:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund