Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dollar Self Storage #21, LLC See All Filings	D	2019-02-07 17:23:40 UTC
Amount To Be Raised $3,582,000 Associated Brokers / Dealers N/A CIK Number 0001767229 Filed Document 0001767229-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:23:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CrossHarbor Institutional Partners 2018, L.P. See All Filings	D/A	2019-02-07 17:19:35 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001728323 Filed Document 0001728323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GNH Restaurant 3 LLC See All Filings	C/A	2019-02-07 17:16:11 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001754562 Filed Document 0001670254-19-000050 Accepted Date 2019-02-07 17:16:11 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Alitheia Holdings, Inc. See All Filings	D	2019-02-07 17:14:27 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001753622 Filed Document 0001753622-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Dome U.S. Multifamily Fund III (A), L.P. See All Filings	D/A	2019-02-07 17:01:40 UTC
Amount To Be Raised $6,155,000 Associated Brokers / Dealers Citibank N.A. CIK Number 0001728858 Filed Document 0000947871-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:01:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ethicann Pharmaceuticals Inc. See All Filings	D/A	2019-02-07 16:57:11 UTC
Amount To Be Raised $376,923 Associated Brokers / Dealers N/A CIK Number 0001767369 Filed Document 0001767369-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:57:11 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Panex SWD #2, LP See All Filings	D	2019-02-07 16:56:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001766755 Filed Document 0001766755-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-07 16:56:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Hoxton Ventures II, L.P. See All Filings	D	2019-02-07 16:55:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001766605 Filed Document 0001766605-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:55:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Waypoint Maple Street-Ind. Investors, LP See All Filings	D/A	2019-02-07 16:49:28 UTC
Amount To Be Raised $18,450,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC and Schneider Downs Corporate Finance, LP CIK Number 0001764156 Filed Document 0001764156-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:49:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Flipps Media, Inc. See All Filings	D	2019-02-07 16:48:55 UTC
Amount To Be Raised $1,138,506 Associated Brokers / Dealers N/A CIK Number 0001592253 Filed Document 0001592253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:48:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Dome U.S. Multifamily Fund III, L.P. See All Filings	D/A	2019-02-07 16:46:13 UTC
Amount To Be Raised $173,823,948 Associated Brokers / Dealers Beacon Wealth Management, LLC CIK Number 0001728854 Filed Document 0000947871-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:46:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Because Animals, Inc. See All Filings	D/A	2019-02-07 16:40:47 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001749074 Filed Document 0001749074-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-07 16:40:47 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ethicann Pharmaceuticals Inc. See All Filings	D/A	2019-02-07 16:39:47 UTC
Amount To Be Raised $376,923 Associated Brokers / Dealers N/A CIK Number 0001767369 Filed Document 0001767369-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:39:47 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TEQUESTA ALF LLC See All Filings	D	2019-02-07 16:39:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756718 Filed Document 0001756718-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-07 16:39:43 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Manhattan West Real Estate SPV VIII, LLC See All Filings	D	2019-02-07 16:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764167 Filed Document 0001764167-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:28:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Mobility, Inc. See All Filings	D	2019-02-07 16:23:41 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001766412 Filed Document 0001766412-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:23:41 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ethicann Pharmaceuticals Inc. See All Filings	D	2019-02-07 16:22:43 UTC
Amount To Be Raised $376,923 Associated Brokers / Dealers N/A CIK Number 0001767369 Filed Document 0001767369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:22:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BCB BANCORP INC See All Filings	D	2019-02-07 16:20:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001228454 Filed Document 0001567619-19-002645 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:20:06 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Like Father, Like Son Investments LLC See All Filings	D	2019-02-07 16:18:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trevor Finn CIK Number 0001767050 Filed Document 0001767050-19-000001 Exclusions or Exemptions 504, 504.1, and 506c Accepted Date 2019-02-07 16:18:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Brazil Minerals, Inc. See All Filings	D	2019-02-07 16:16:26 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Noble Capital Markets, Inc. CIK Number 0001540684 Filed Document 0001540684-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-07 16:16:26 UTC Type of Offering D Industry Other Principal Place of Business BRAZIL Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bioventure Creation Fund, L.P. See All Filings	D	2019-02-07 16:14:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001746274 Filed Document 0001746274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:14:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITAS EVERGREEN FUND LP See All Filings	D/A	2019-02-07 16:11:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264395 Filed Document 0001315863-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:11:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Adigica Health, Inc. See All Filings	D	2019-02-07 16:09:12 UTC
Amount To Be Raised $13,197,377 Associated Brokers / Dealers N/A CIK Number 0001682256 Filed Document 0001567619-19-002638 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:09:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adigica Health, Inc. See All Filings	D	2019-02-07 16:06:52 UTC
Amount To Be Raised $7,510,197 Associated Brokers / Dealers N/A CIK Number 0001682256 Filed Document 0001567619-19-002637 Exclusions or Exemptions 506b Accepted Date 2019-02-07 16:06:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
180 Cap Crystal Springs LLC See All Filings	D	2019-02-07 15:58:53 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001767334 Filed Document 0001654954-19-001184 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:58:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cota Opportunities III, LLC See All Filings	D	2019-02-07 15:46:27 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001758053 Filed Document 0001758053-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSA Medical, Inc. See All Filings	D	2019-02-07 15:43:23 UTC
Amount To Be Raised $47,718,366 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001723302-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:43:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Tactical Opportunities Fund (ACR Co-Invest) L.P. See All Filings	D	2019-02-07 15:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767170 Filed Document 0001767170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:42:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rose Hill Capital Partners, LP See All Filings	D/A	2019-02-07 15:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691971 Filed Document 0000935836-19-000071 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:41:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makers Environment Fund, LLC See All Filings	D	2019-02-07 15:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767308 Filed Document 0000905729-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:41:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CSA Medical, Inc. See All Filings	D	2019-02-07 15:39:25 UTC
Amount To Be Raised $5,083,214 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001723302-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:39:25 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LCM Partners Fund, L.P. See All Filings	D/A	2019-02-07 15:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001504470 Filed Document 0001504470-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-07 15:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Deep Field Opportunities Fund, L.P. See All Filings	D/A	2019-02-07 15:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630449 Filed Document 0001144204-19-005576 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Checkpoint AI, Inc. See All Filings	D	2019-02-07 15:35:23 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001765647 Filed Document 0001765647-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:35:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lakehouse Venture Partners Strategic Opportunities II, LP See All Filings	D	2019-02-07 15:26:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001764357 Filed Document 0001764357-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:26:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rincon SH2825, LLC See All Filings	D	2019-02-07 15:22:08 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001766076 Filed Document 0001766076-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:22:08 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Reggora, Inc. See All Filings	D	2019-02-07 15:14:33 UTC
Amount To Be Raised $4,030,358 Associated Brokers / Dealers N/A CIK Number 0001723302 Filed Document 0001723302-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:14:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coherix, Inc. See All Filings	1-A/A	2019-02-07 15:05:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001311874 Filed Document 0001683168-19-000278 Accepted Date 2019-02-07 15:05:30 UTC Type of Offering 1-A/A Industry INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $5,740,643 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Axon Therapies Inc. See All Filings	D/A	2019-02-07 15:05:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001671158 Filed Document 0001671158-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:05:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BOREALIS STRATEGIC CAPITAL PARTNERS OFFSHORE FUND I, LP See All Filings	D	2019-02-07 15:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767241 Filed Document 0000913849-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:02:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Opportunistic Credit Fund LP See All Filings	D/A	2019-02-07 15:00:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703329 Filed Document 0001703329-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 15:00:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOREALIS STRATEGIC CAPITAL PARTNERS FUND I, LP See All Filings	D	2019-02-07 14:59:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767233 Filed Document 0000913849-19-000041 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:59:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bishop Rock Opportunity Fund, L.P. See All Filings	D/A	2019-02-07 14:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637228 Filed Document 0000919574-19-000835 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verte Capital, LLC See All Filings	D/A	2019-02-07 14:57:01 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:57:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
AEI Net Lease Portfolio XI DST See All Filings	D/A	2019-02-07 14:56:57 UTC
Amount To Be Raised $20,625,000 Associated Brokers / Dealers Capital Investment Group, Inc., Concorde Investment Services, LLC, McDermott Investment Services, LLC, Chalice Capital Partners, LLC, Kalos Capital, Inc, KCD Financial, Inc, Lincoln Financial Advisors Corp, Sandlapper Securities, LLC, Wealthforge Securities, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Company, HD Vest Investment Services, Triad Advisors LLC, and Harbour Investments, Inc. CIK Number 0001755087 Filed Document 0001755087-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:56:57 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BOREALIS STRATEGIC CAPITAL PARTNERS MASTER FUND I, LP See All Filings	D	2019-02-07 14:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767256 Filed Document 0000913849-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:55:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elucida Oncology, Inc. See All Filings	D/A	2019-02-07 14:54:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001704594 Filed Document 0001213900-19-001827 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:54:20 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Fund, L.L.C. See All Filings	D/A	2019-02-07 14:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469834 Filed Document 0001469834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyto Ventures Fund I, L.P. See All Filings	D/A	2019-02-07 14:47:08 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001761978 Filed Document 0001761978-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-02-07 14:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUAKE SEED CAPITAL FUND III, L.P. See All Filings	D	2019-02-07 14:46:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001765818 Filed Document 0001765818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 14:46:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund