Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acadian Multi-Asset Portfolio, LLC See All Filings	D/A	2017-02-01 13:36:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001514301 Filed Document 0001514301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 13:36:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak & Madrone 2401 LLC See All Filings	D	2017-02-01 13:34:32 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001696739 Filed Document 0001696739-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 13:34:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Junipero Fund I, LLC See All Filings	D	2017-02-01 13:12:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001696762 Filed Document 0001696762-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 13:12:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clip Interactive, LLC See All Filings	D	2017-02-01 13:01:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001554818 Filed Document 0001554818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 13:01:04 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EMPYR Inc See All Filings	D	2017-02-01 12:59:44 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001516430 Filed Document 0001516430-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:59:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emergent Indonesia Logistics Fund L.P. See All Filings	D/A	2017-02-01 12:33:03 UTC
Amount To Be Raised $69,700,000 Associated Brokers / Dealers N/A CIK Number 0001654052 Filed Document 0001654052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:33:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
AEI NET LEASE PORTFOLIO VII DST See All Filings	D	2017-02-01 12:31:52 UTC
Amount To Be Raised $18,762,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, DFPG, Harbour Investments, Inc, and H.D. Vest Investment Services CIK Number 0001696717 Filed Document 0001696717-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:31:52 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-AF, LP See All Filings	D/A	2017-02-01 12:28:48 UTC
Amount To Be Raised $11,084,116 Associated Brokers / Dealers Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, Torry Scott, Kathy Scanlon, Taher Gilani, Javier Larrea, Azam Jaber, George Hjorth, Marc Seeherman, John Bott, Walt Parker, and Richard Gagne CIK Number 0001688540 Filed Document 0001688540-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:28:48 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STRONGBOW RESOURCES INC. See All Filings	D	2017-02-01 12:24:44 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001511164-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:24:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Overtime Sports Inc. See All Filings	D	2017-02-01 12:13:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001696595 Filed Document 0001696211-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-01 12:13:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crafted Exports, Inc. See All Filings	D	2017-02-01 12:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695961 Filed Document 0001695961-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:13:23 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRIGRAN INVESTMENTS LP II See All Filings	D/A	2017-02-01 12:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillips Capital CIK Number 0001315014 Filed Document 0001544824-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:10:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIGRAN INVESTMENTS LP See All Filings	D/A	2017-02-01 12:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillips Capital CIK Number 0000905558 Filed Document 0001544824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVI Opportunity Fund, L.P. See All Filings	D/A	2017-02-01 12:07:51 UTC
Amount To Be Raised $41,300,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001692012 Filed Document 0001692012-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:07:51 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE GROWTH PARTNERS II, LP See All Filings	D/A	2017-02-01 12:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001415629 Filed Document 0000897069-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:05:51 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE GROWTH PARTNERS I, LP See All Filings	D/A	2017-02-01 12:02:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001168111 Filed Document 0000897069-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-02-01 12:02:29 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Photo Sesh, LLC See All Filings	D/A	2017-02-01 11:54:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001686300 Filed Document 0001686300-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:54:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Montana Urological Services LLC See All Filings	D	2017-02-01 11:51:26 UTC
Amount To Be Raised $83,333 Associated Brokers / Dealers N/A CIK Number 0001534102 Filed Document 0001534102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:51:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trigram Global Macro US Feeder Fund See All Filings	D/A	2017-02-01 11:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644403 Filed Document 0001644403-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flagstaff Equity Partners, LLC See All Filings	D	2017-02-01 11:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696744 Filed Document 0001696744-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:41:51 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trigram Global Macro Non-US Feeder Fund See All Filings	D/A	2017-02-01 11:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644394 Filed Document 0001644394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:39:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearMotion, Inc. See All Filings	D	2017-02-01 11:35:07 UTC
Amount To Be Raised $99,999,997 Associated Brokers / Dealers N/A CIK Number 0001473107 Filed Document 0001473107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:35:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VP Operating Inc See All Filings	D/A	2017-02-01 11:33:44 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001600199 Filed Document 0001600199-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:33:44 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
BMIRF Berkshire15 REIT, L.L.C. See All Filings	D	2017-02-01 11:33:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Scott Harrison, Phyillis Johnson, Patrick J. Welchel, and Lori Mayfield CIK Number 0001696761 Filed Document 0001696761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:33:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gemr, Inc. See All Filings	D	2017-02-01 11:31:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616125 Filed Document 0001616125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:31:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Ameris Bancorp See All Filings	D/A	2017-02-01 11:25:11 UTC
Amount To Be Raised $5,844,000 Associated Brokers / Dealers N/A CIK Number 0000351569 Filed Document 0001144204-17-005271 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:25:11 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
GUGGENHEIM PLUS L.P. See All Filings	D/A	2017-02-01 11:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC CIK Number 0001167867 Filed Document 0001167867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 11:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZOFII Access Ltd. See All Filings	D/A	2017-02-01 10:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001489970 Filed Document 0001489970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:59:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RC 2015-I INVESTORS, L.P. See All Filings	D/A	2017-02-01 10:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665069 Filed Document 0001695775-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE-Wanamaker Associates II, LP See All Filings	D	2017-02-01 10:51:09 UTC
Amount To Be Raised $1,230,032 Associated Brokers / Dealers N/A CIK Number 0001692979 Filed Document 0001692979-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:51:09 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ESG Cross Border Equity Participation Fund Ltd. See All Filings	D/A	2017-02-01 10:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001597199 Filed Document 0001597199-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gallatin Auxiliary Trading LLC See All Filings	D/A	2017-02-01 10:50:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483883 Filed Document 0001144204-17-005267 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:50:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gallatin Trading LLC See All Filings	D/A	2017-02-01 10:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483884 Filed Document 0001144204-17-005263 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:41:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berg Capital Group, LLC See All Filings	D	2017-02-01 10:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683156 Filed Document 0001683156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:39:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIAMI 01-17 LLC See All Filings	D	2017-02-01 10:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696655 Filed Document 0001696655-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:39:08 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Windhorse Endeavor, LP See All Filings	D	2017-02-01 10:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696740 Filed Document 0001696740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:34:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEIF 5 Executives LP See All Filings	D	2017-02-01 10:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695775 Filed Document 0001695775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind AST Holding Corp See All Filings	D	2017-02-01 10:32:48 UTC
Amount To Be Raised $25,551,770 Associated Brokers / Dealers N/A CIK Number 0001696233 Filed Document 0000950103-17-000900 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:32:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHITE ROCK REAL ESTATE OPPORTUNITIES, LP See All Filings	D	2017-02-01 10:31:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685494 Filed Document 0001685494-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:31:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WG Net Lease I REIT See All Filings	D	2017-02-01 10:27:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001696214 Filed Document 0001696214-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:27:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shawan Net Lease I REIT See All Filings	D	2017-02-01 10:25:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001696213 Filed Document 0001696213-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:25:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harbor Bay Net Lease I REIT See All Filings	D	2017-02-01 10:24:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001696225 Filed Document 0001696225-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:24:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bancroft Street Inc. See All Filings	D	2017-02-01 10:17:08 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001696690 Filed Document 0001696690-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:17:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cohero Health, Inc. See All Filings	D/A	2017-02-01 10:11:49 UTC
Amount To Be Raised $13,611,236 Associated Brokers / Dealers N/A CIK Number 0001688109 Filed Document 0000905718-17-000170 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:11:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XappMedia, Inc. See All Filings	D	2017-02-01 10:07:30 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers N/A CIK Number 0001574093 Filed Document 0001574093-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:07:30 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2017-02-01 10:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001015325-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-02-01 10:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Holberton, Inc. See All Filings	D	2017-02-01 09:24:12 UTC
Amount To Be Raised $2,300,002 Associated Brokers / Dealers N/A CIK Number 0001695486 Filed Document 0000905718-17-000168 Exclusions or Exemptions 506b Accepted Date 2017-02-01 09:24:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holberton, Inc. See All Filings	D	2017-02-01 09:17:24 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001695486 Filed Document 0000905718-17-000166 Exclusions or Exemptions 506b Accepted Date 2017-02-01 09:17:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Co-Investment Opportunities Fund, L.P. See All Filings	D/A	2017-02-01 09:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631310 Filed Document 0000902664-17-000579 Exclusions or Exemptions 506b Accepted Date 2017-02-01 09:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Storage Toronto Properties REIT, Inc. See All Filings	D	2017-02-01 09:07:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001695268 Filed Document 0001695268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 09:07:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity