Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IIF Dutch 1 Cayman L.P. See All Filings	D/A	2019-02-08 15:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749001 Filed Document 0001749001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity House Inc See All Filings	D	2019-02-08 15:23:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001760129 Filed Document 0001706636-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IIF Cayman 1 Ltd. See All Filings	D/A	2019-02-08 15:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749042 Filed Document 0001749042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF CAYMAN 1 HEDGED LTD. See All Filings	D/A	2019-02-08 15:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753250 Filed Document 0001753250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 4 LP See All Filings	D/A	2019-02-08 15:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749040 Filed Document 0001749040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 3 LP See All Filings	D/A	2019-02-08 15:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749039 Filed Document 0001749039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seashore Surgical Institute, L.L.C. See All Filings	D	2019-02-08 15:13:47 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001693749 Filed Document 0001693749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:13:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Stratifyd, Inc. See All Filings	D/A	2019-02-08 15:09:22 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001634594 Filed Document 0001634594-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:09:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, LP See All Filings	D/A	2019-02-08 15:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 2 LP See All Filings	D/A	2019-02-08 15:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001748970 Filed Document 0001748970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 1 LP See All Filings	D/A	2019-02-08 15:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001748969 Filed Document 0001748969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TommyKnockers LLC See All Filings	D/A	2019-02-08 15:03:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001758196 Filed Document 0001758196-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:03:25 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IIF CANADIAN 1 HEDGED LP See All Filings	D/A	2019-02-08 15:03:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753249 Filed Document 0001753249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:03:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latour Co-Invest Hygee See All Filings	D	2019-02-08 14:57:45 UTC
Amount To Be Raised $50,160,000 Associated Brokers / Dealers N/A CIK Number 0001767001 Filed Document 0001767001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:57:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karma Athletics Ltd. See All Filings	D	2019-02-08 14:56:48 UTC
Amount To Be Raised $20,175 Associated Brokers / Dealers N/A CIK Number 0001766121 Filed Document 0001085037-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:56:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari Multi-Strategy Credit Fund SPC See All Filings	D/A	2019-02-08 14:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001510148 Filed Document 0001510148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund II (iCapital), L.P. See All Filings	D	2019-02-08 14:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001767088 Filed Document 0000897069-19-000099 Exclusions or Exemptions 506c Accepted Date 2019-02-08 14:41:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Agilis Park Fund, LP See All Filings	D/A	2019-02-08 14:33:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Richard Rhoads CIK Number 0001726094 Filed Document 0001687427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:33:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNP INTERNATIONAL INC See All Filings	D	2019-02-08 14:27:20 UTC
Amount To Be Raised $5,003,350 Associated Brokers / Dealers N/A CIK Number 0001765148 Filed Document 0001765148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:27:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D	2019-02-08 14:26:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001382999 Filed Document 0001382999-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-08 14:26:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Acoustic Wave Cell Therapy, Inc. See All Filings	D	2019-02-08 14:24:43 UTC
Amount To Be Raised $8,208,790 Associated Brokers / Dealers N/A CIK Number 0001706636 Filed Document 0001706636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:24:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TVM Life Science Ventures VIII SCSp See All Filings	D	2019-02-08 14:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001767198 Filed Document 0001767198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:21:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaucho Group, Inc. See All Filings	D/A	2019-02-08 14:16:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001753402 Filed Document 0001753402-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:16:14 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
THORNBURG INVESTMENT TRUST See All Filings	D/A	2019-02-08 14:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000816153 Filed Document 0001567619-19-002743 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Current Asset Fund Ltd. See All Filings	D/A	2019-02-08 14:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570882 Filed Document 0000899140-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Second Reality Interactive, Inc. See All Filings	D	2019-02-08 14:05:59 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001767438 Filed Document 0001767438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:05:59 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RPL Fund I, a series of Marine Layer Investments, LP See All Filings	D	2019-02-08 14:05:29 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001767225 Filed Document 0001767225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:05:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Aesthetic Technologies, Inc. See All Filings	C/A	2019-02-08 13:58:27 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001651778 Filed Document 0001669191-19-000048 Accepted Date 2019-02-08 13:58:27 UTC Type of Offering C/A Security Offered Amount 4,000 Security Offered Type Common Stock State MASSACHUSETTS
MINMAX SPACES See All Filings	1-A/A	2019-02-08 13:49:24 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001748865 Filed Document 0001445866-19-000121 Accepted Date 2019-02-08 13:49:24 UTC Type of Offering 1-A/A Industry WHOLESALE-PAPER & PAPER PRODUCTS Offering Tier Tier2 Principal Place of Business TENNESSEE Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
NovaSom, Inc See All Filings	D/A	2019-02-08 13:48:08 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:48:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
DouglasBay Capital III Fund LP See All Filings	D/A	2019-02-08 13:40:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable and Not applicable CIK Number 0001730641 Filed Document 0001730641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:40:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Photovoltaics LLC See All Filings	D	2019-02-08 13:38:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538881 Filed Document 0001538881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:38:24 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nipun Emerging Markets Alpha Onshore Fund, L.P. See All Filings	D/A	2019-02-08 13:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665885 Filed Document 0001665885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHF CIF FL, L.P. See All Filings	D	2019-02-08 13:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767204 Filed Document 0001767204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:31:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serda Brewing Company, Inc. See All Filings	D	2019-02-08 13:31:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001767448 Filed Document 0001767448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:31:09 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KARYA FUND LTD See All Filings	D/A	2019-02-08 13:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC CIK Number 0001541556 Filed Document 0001541556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:28:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
DIAMOND A PARTNERS, L.P. See All Filings	D/A	2019-02-08 13:23:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000899279 Filed Document 0000935836-19-000080 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:23:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RECODE THERAPEUTICS, INC. See All Filings	D/A	2019-02-08 13:21:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693764 Filed Document 0001693764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:21:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DIAMOND A INVESTORS L P See All Filings	D/A	2019-02-08 13:21:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000899280 Filed Document 0000935836-19-000079 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-08 13:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TLDL (SC), LP See All Filings	D	2019-02-08 13:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767324 Filed Document 0001767324-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:21:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Anacapa Partners II LP See All Filings	D/A	2019-02-08 13:20:10 UTC
Amount To Be Raised $30,796,519 Associated Brokers / Dealers N/A CIK Number 0001574427 Filed Document 0001574427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dovetail Capital LP See All Filings	D	2019-02-08 13:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767291 Filed Document 0001767291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:17:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tishman Speyer Equity Participation Partners, L.P. See All Filings	D/A	2019-02-08 13:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666449 Filed Document 0001666449-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bow River Capital OZ 1, LLC See All Filings	D	2019-02-08 13:09:05 UTC
Amount To Be Raised $18,300,000 Associated Brokers / Dealers N/A CIK Number 0001767368 Filed Document 0001567619-19-002720 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:09:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Balstar Healthcare Services, Inc. See All Filings	D	2019-02-08 13:01:01 UTC
Amount To Be Raised $75 Associated Brokers / Dealers N/A CIK Number 0001672905 Filed Document 0001672905-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:01:01 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Blackshield Exponential Technologies LP See All Filings	D/A	2019-02-08 12:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721642 Filed Document 0001721642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 12:55:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UKRAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GeoOrbital Inc. See All Filings	C/A	2019-02-08 12:49:13 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,992 CIK Number 0001706908 Filed Document 0001665160-19-000163 Accepted Date 2019-02-08 12:49:13 UTC Type of Offering C/A Security Offered Amount 714 Security Offered Type Other State MASSACHUSETTS
Flagship Fitness, Inc. See All Filings	C/A	2019-02-08 12:43:40 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001579772 Filed Document 0001669191-19-000046 Accepted Date 2019-02-08 12:43:40 UTC Type of Offering C/A Security Offered Amount 15,625 Security Offered Type Common Stock State MINNESOTA
Howl's, LLC See All Filings	D	2019-02-08 12:42:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759434 Filed Document 0001759434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 12:42:50 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Jet Token Inc. See All Filings	C	2019-02-08 12:42:50 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001756014 Filed Document 0001665160-19-000161 Accepted Date 2019-02-08 12:42:50 UTC Type of Offering C Security Offered Amount 166,666 Security Offered Type Other State NEW YORK