Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
James Bay Distillers, Ltd. See All Filings	D	2017-02-01 19:28:12 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers None CIK Number 0001658749 Filed Document 0001658749-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 19:28:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
XPEL Technologies Corp. See All Filings	D	2017-02-01 19:26:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695369 Filed Document 0001695369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 19:26:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TIPLR, INC. See All Filings	D	2017-02-01 19:22:09 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001691296 Filed Document 0001691296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 19:22:09 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
HYPERLOOP TRANSPORTATION TECHNOLOGIES, INC. See All Filings	D	2017-02-01 19:04:28 UTC
Amount To Be Raised $31,757,237 Associated Brokers / Dealers N/A CIK Number 0001696753 Filed Document 0001696753-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 19:04:28 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NiceChart Inc. See All Filings	D/A	2017-02-01 18:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676616 Filed Document 0001676616-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-01 18:52:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
KP BIOSCIENCES, INC. See All Filings	D/A	2017-02-01 18:51:37 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001661058 Filed Document 0001661058-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:51:37 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
HYPERLOOP TRANSPORTATION TECHNOLOGIES, INC. See All Filings	D	2017-02-01 18:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696753 Filed Document 0001696753-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:48:02 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Briar Meads SPV XI, LLC See All Filings	D	2017-02-01 18:45:04 UTC
Amount To Be Raised $8,503,000 Associated Brokers / Dealers N/A CIK Number 0001696408 Filed Document 0001696408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Addie MLP Fund, L.P. See All Filings	D/A	2017-02-01 18:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666489 Filed Document 0001666489-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rosemawr Capital III LP See All Filings	D	2017-02-01 18:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695499 Filed Document 0001013594-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:25:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rosemawr Capital III (International) LP See All Filings	D	2017-02-01 18:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695501 Filed Document 0001013594-17-000093 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:24:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COLBY 365, LLC See All Filings	D	2017-02-01 18:24:23 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001696929 Filed Document 0001696929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:24:23 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PetroShare Corp. See All Filings	D/A	2017-02-01 18:22:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers GVC Capital LLC, G. Select Securities, LLC, Wilson-Davis & Co., Inc., Coker & Palmer, and Moloney Securities Co., Inc. CIK Number 0001568079 Filed Document 0001568079-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:22:54 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ziphub Inc. See All Filings	D	2017-02-01 18:21:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001661313 Filed Document 0001696896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:21:35 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FGI GLOBAL ASSET ALLOCATION FUND, LP See All Filings	D/A	2017-02-01 18:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645248 Filed Document 0001645248-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:11:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD See All Filings	D/A	2017-02-01 18:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645247 Filed Document 0001645247-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bolt Threads, Inc. See All Filings	D	2017-02-01 18:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607387 Filed Document 0001607387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 18:06:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axxia Pharmaceuticals, LLC See All Filings	D	2017-02-01 17:57:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001514545 Filed Document 0001514545-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:57:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Omata, Inc. See All Filings	D	2017-02-01 17:48:16 UTC
Amount To Be Raised $2,961,876 Associated Brokers / Dealers N/A CIK Number 0001696115 Filed Document 0001696115-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:48:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cormorant Global Healthcare Fund, LP See All Filings	D/A	2017-02-01 17:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576590 Filed Document 0001576590-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA Multifamily Fund II, L.P. See All Filings	D	2017-02-01 17:21:56 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001695458 Filed Document 0001140361-17-003983 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:21:56 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM U.S. Small Cap Fund, LLC See All Filings	D/A	2017-02-01 17:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633417 Filed Document 0000943663-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Inhalation Therapies (AIT) Ltd. See All Filings	D	2017-02-01 17:12:53 UTC
Amount To Be Raised $10,209,468 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001602294 Filed Document 0001178913-17-000262 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:12:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM U.S. HIGH YIELD FUND, LLC See All Filings	D/A	2017-02-01 17:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593855 Filed Document 0000943663-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wuju, LLC See All Filings	D	2017-02-01 17:05:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001696755 Filed Document 0001696755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:05:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
A-OYM-13-Fund, a series of AX-HoHa-Funds, LLC See All Filings	D	2017-02-01 17:04:47 UTC
Amount To Be Raised $93,000 Associated Brokers / Dealers N/A CIK Number 0001695702 Filed Document 0001695702-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUVIZ Inc See All Filings	D	2017-02-01 17:04:30 UTC
Amount To Be Raised $5,269,393 Associated Brokers / Dealers N/A CIK Number 0001625531 Filed Document 0001625531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:04:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ImmuneXcite, Inc. See All Filings	D	2017-02-01 17:03:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538550 Filed Document 0001538550-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:03:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ImmuneXcite, Inc. See All Filings	D/A	2017-02-01 17:00:55 UTC
Amount To Be Raised $10,920,143 Associated Brokers / Dealers N/A CIK Number 0001538550 Filed Document 0001538550-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-01 17:00:55 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DVM Systems, LLC See All Filings	D/A	2017-02-01 16:56:28 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001469651 Filed Document 0001469651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:56:28 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aida Health, Inc. See All Filings	D	2017-02-01 16:53:23 UTC
Amount To Be Raised $324,274 Associated Brokers / Dealers N/A CIK Number 0001696872 Filed Document 0001696872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:53:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TSL CC Equity Partners, LLC See All Filings	D	2017-02-01 16:52:01 UTC
Amount To Be Raised $8,325,000 Associated Brokers / Dealers N/A CIK Number 0001696881 Filed Document 0001696881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:52:01 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Waterstone Market Neutral Fund, L.P. See All Filings	D/A	2017-02-01 16:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259323 Filed Document 0000919574-17-000883 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Saracen Total Return Onshore Income Fund LP See All Filings	D/A	2017-02-01 16:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539585 Filed Document 0001539585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FCO Special Opportunities (G1) Ltd. See All Filings	D	2017-02-01 16:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696863 Filed Document 0001696863-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:40:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Fund VII, L.P. See All Filings	D/A	2017-02-01 16:37:50 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001665993 Filed Document 0001665993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
SM Broadcast Partners MidAmerica, L.P. See All Filings	D	2017-02-01 16:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696805 Filed Document 0000902664-17-000601 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:36:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Allurion Technologies, Inc. See All Filings	D	2017-02-01 16:26:28 UTC
Amount To Be Raised $27,307,000 Associated Brokers / Dealers N/A CIK Number 0001554851 Filed Document 0001554851-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:26:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2017 PEF See All Filings	D	2017-02-01 16:22:11 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001696826 Filed Document 0001696826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:22:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YinOva Management Company, LLC See All Filings	D	2017-02-01 16:19:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001696865 Filed Document 0001696865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:19:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gauge Capital Parallel II LP See All Filings	D	2017-02-01 16:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAMPBELL LUTYENS & CO. INC. CIK Number 0001696583 Filed Document 0001696583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:18:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gauge Capital II LP See All Filings	D	2017-02-01 16:16:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAMPBELL LUTYENS & CO. INC. CIK Number 0001696585 Filed Document 0001696585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:16:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Briar Meads SPV X, LLC See All Filings	D	2017-02-01 16:16:12 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001696460 Filed Document 0001696460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:16:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
UH Raleigh Sub REIT LLC See All Filings	D	2017-02-01 16:14:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696528 Filed Document 0001696528-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:14:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Tuscaloosa Sub REIT LLC See All Filings	D	2017-02-01 16:12:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advsiors, LLC CIK Number 0001696525 Filed Document 0001696525-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:12:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Tempe Sub REIT LLC See All Filings	D	2017-02-01 16:11:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696526 Filed Document 0001696526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:11:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Tallahassee Sub REIT LLC See All Filings	D	2017-02-01 16:09:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696527 Filed Document 0001696527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:09:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UH Radian Sub REIT LLC See All Filings	D	2017-02-01 16:09:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696529 Filed Document 0001696528-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:09:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GrowlerWerks, Inc. See All Filings	D/A	2017-02-01 16:08:40 UTC
Amount To Be Raised $1,519,430 Associated Brokers / Dealers N/A CIK Number 0001678665 Filed Document 0001678665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:08:40 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
UH Radian Sub REIT LLC See All Filings	D	2017-02-01 16:08:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696529 Filed Document 0001696529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-01 16:08:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity