Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
POWERUP TECHNOLOGY INC. See All Filings	D	2019-02-11 11:04:57 UTC
Amount To Be Raised $5,557,000 Associated Brokers / Dealers N/A CIK Number 0001731898 Filed Document 0001731898-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-11 11:04:57 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-Carlyle Global Infrastructure Opportunity Access Fund, L.P. See All Filings	D	2019-02-11 10:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767171 Filed Document 0000897069-19-000111 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:54:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRACKtech, LLC See All Filings	D	2019-02-11 10:45:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001732620 Filed Document 0001732620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:45:42 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Banaia, Inc. See All Filings	C/A	2019-02-11 10:40:17 UTC
Financial Interest A commission equivalent to 2% of the Securities being issued in this Offering to Purchasers. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001617350 Filed Document 0001656562-19-000002 Accepted Date 2019-02-11 10:40:17 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Avendus Enhanced Return Fund II See All Filings	D	2019-02-11 10:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766746 Filed Document 0001766746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:37:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadway Denver REIT See All Filings	D	2019-02-11 10:36:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766894 Filed Document 0001766894-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:36:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Westech USIF2CF, Inc. See All Filings	D	2019-02-11 10:34:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766999 Filed Document 0001766999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:34:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
USICIV Tradeport, Inc. See All Filings	D	2019-02-11 10:32:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766993 Filed Document 0001766993-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:32:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
USICIV Hays Logistics I, Inc. See All Filings	D	2019-02-11 10:30:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766998 Filed Document 0001766998-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:30:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Envyte, LLC See All Filings	D	2019-02-11 10:29:01 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001758095 Filed Document 0001758095-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:29:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USICIV Hartman Projects, Inc. See All Filings	D	2019-02-11 10:28:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766991 Filed Document 0001766991-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:28:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Jones Franklin JV, LLC See All Filings	D	2019-02-11 10:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767336 Filed Document 0001767336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:26:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Silver 8 Partners, LP See All Filings	D/A	2019-02-11 10:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666813 Filed Document 0001666813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua Broadway Tempe Holdings Opportunity Fund, LLC See All Filings	D	2019-02-11 10:16:29 UTC
Amount To Be Raised $5,575,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001766847 Filed Document 0001766847-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-11 10:16:29 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquesta Financial Holdings, Inc. See All Filings	D	2019-02-11 10:08:15 UTC
Amount To Be Raised $15,564,100 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001687884 Filed Document 0001578563-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:08:15 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Emerging Markets Equity ESG Fund See All Filings	D/A	2019-02-11 10:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001731459 Filed Document 0001731459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 10:06:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Black Diamond Funding Ventures, LLC See All Filings	D	2019-02-11 09:56:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:56:37 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Funding Ventures, LLC See All Filings	D	2019-02-11 09:54:40 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:54:40 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Black Diamond Funding Ventures, LLC See All Filings	D	2019-02-11 09:52:55 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:52:55 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
AO Partners II, LP See All Filings	D/A	2019-02-11 09:51:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726809 Filed Document 0000897069-19-000108 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:51:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Funding Ventures, LLC See All Filings	D	2019-02-11 09:51:02 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:51:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Gencove Inc. See All Filings	D	2019-02-11 09:32:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001708325 Filed Document 0001708325-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:32:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FUNDRISE REAL ESTATE INVESTMENT TRUST, LLC See All Filings	1-A POS	2019-02-11 09:30:26 UTC
Amount To Be Raised $25,616,867 Associated Brokers / Dealers N/A CIK Number 0001645583 Filed Document 0001144204-19-006003 Accepted Date 2019-02-11 09:30:26 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $3,835,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OWS Credit Opportunity Fund, L.P. See All Filings	D/A	2019-02-11 09:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510728 Filed Document 0000902664-19-000779 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
9343776 Canada Inc. See All Filings	D	2019-02-11 09:07:12 UTC
Amount To Be Raised $187,195 Associated Brokers / Dealers N/A CIK Number 0001767556 Filed Document 0001767556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
WE REIT, LLC See All Filings	D	2019-02-11 08:14:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766933 Filed Document 0001766933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 08:14:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Playa Jefferson Office, LLC See All Filings	D	2019-02-11 08:05:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766943 Filed Document 0001766943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 08:05:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IPI NSIPI REIT, LLC See All Filings	D	2019-02-11 07:54:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766774 Filed Document 0001766774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 07:54:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCCO TUKWILA Domestic REIT, LLC See All Filings	D	2019-02-11 07:41:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766776 Filed Document 0001766776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 07:41:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M360 CRE-CLO SUBREIT, LLC See All Filings	D	2019-02-08 22:00:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001765544 Filed Document 0001765544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 22:00:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLOUDASTRUCTURE, INC. See All Filings	C	2019-02-08 21:57:46 UTC
Financial Interest 2.0% of the Securities being issued in this Offering. Filing Platform OpenDeal Portal LLC Offering Amount $107,000 CIK Number 0001709628 Filed Document 0001709628-19-000001 Accepted Date 2019-02-08 21:57:46 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Indify,Inc. See All Filings	D	2019-02-08 21:57:14 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001767322 Filed Document 0001767322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 21:57:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
Metabase, Inc. See All Filings	D	2019-02-08 20:16:34 UTC
Amount To Be Raised $13,045,420 Associated Brokers / Dealers N/A CIK Number 0001767285 Filed Document 0001767285-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 20:16:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks 002, LLC See All Filings	1-A/A	2019-02-08 20:05:45 UTC
Amount To Be Raised $6,817,960 Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001750148 Filed Document 0001493152-19-001633 Accepted Date 2019-02-08 20:05:45 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
DML Capital Mortgage Fund, LLC See All Filings	D	2019-02-08 19:45:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001766960 Filed Document 0001766960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:45:06 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OS Fund I, a series of AX-RN-Funds, LP See All Filings	D	2019-02-08 19:41:42 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001767081 Filed Document 0001767081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:41:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaks at San Jose 200, LLC See All Filings	D	2019-02-08 19:29:02 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001767524 Filed Document 0001767524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:29:02 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CANIVATE GROWING SYSTEMS LTD. See All Filings	D	2019-02-08 19:10:08 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001766921 Filed Document 0001183740-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:10:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Iron Bridge Mortgage Fund, LLC See All Filings	1-A POS	2019-02-08 18:54:47 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers N/A CIK Number 0001462371 Filed Document 0001477932-19-000390 Accepted Date 2019-02-08 18:54:47 UTC Type of Offering 1-A POS Industry MORTGAGE BANKERS & LOAN CORRESPONDENTS Offering Tier Tier2 Principal Place of Business OREGON Revenue or Assets $5,176,068 State of Jurisdiction OREGON Type of Security Equity (common or preferred stock)
Illumio, Inc. See All Filings	D	2019-02-08 18:47:01 UTC
Amount To Be Raised $65,200,000 Associated Brokers / Dealers N/A CIK Number 0001567658 Filed Document 0001567658-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:47:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis LLC See All Filings	D	2019-02-08 18:43:38 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:43:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hyperspace XR, LLC See All Filings	C	2019-02-08 18:41:13 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001760164 Filed Document 0001670254-19-000060 Accepted Date 2019-02-08 18:41:13 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State WASHINGTON
Chautauqua International Growth Equity QP Fund LP See All Filings	D/A	2019-02-08 18:34:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554685 Filed Document 0001554685-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:34:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chautauqua Global Growth Equity QP Fund, LP See All Filings	D/A	2019-02-08 18:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673306 Filed Document 0001673306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dome U.S. Multifamily Fund III (A), L.P. See All Filings	D/A	2019-02-08 18:30:05 UTC
Amount To Be Raised $173,823,948 Associated Brokers / Dealers Citibank N.A. CIK Number 0001728858 Filed Document 0000947871-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:30:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dome U.S. Multifamily Fund III, L.P. See All Filings	D/A	2019-02-08 18:27:48 UTC
Amount To Be Raised $6,155,000 Associated Brokers / Dealers Beacon Wealth Management, LLC CIK Number 0001728854 Filed Document 0000947871-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Midas Hotel Fund, LLC See All Filings	D/A	2019-02-08 18:16:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001730458 Filed Document 0001730458-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-08 18:16:08 UTC Type of Offering D/A Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Silivhere Technologies Inc. See All Filings	D	2019-02-08 18:10:31 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001767209 Filed Document 0001767209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:10:31 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1630 E Baseline Rd LLC See All Filings	D	2019-02-08 17:59:32 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001767516 Filed Document 0001767516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:59:32 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
New Providence Capital Partners I, LP See All Filings	D	2019-02-08 17:50:08 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001766131 Filed Document 0001766131-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:50:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund