Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCG Hotel Investors Holdings REIT 2, L.L.C. See All Filings	D	2017-02-06 09:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001696193 Filed Document 0001696191-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:38:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Hotel Investors Holdings REIT 1, L.L.C. See All Filings	D	2017-02-06 09:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001696194 Filed Document 0001696191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:36:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kinney Group, Inc. See All Filings	D	2017-02-06 09:35:49 UTC
Amount To Be Raised $1,999,514 Associated Brokers / Dealers N/A CIK Number 0001689762 Filed Document 0001689762-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:35:49 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BCSP Maritime REIT LLC See All Filings	D	2017-02-06 09:29:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696820 Filed Document 0001696820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:29:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Concentrated Fund Ltd. See All Filings	D/A	2017-02-06 09:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343827 Filed Document 0000919574-17-001013 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant ELS Fund LP See All Filings	D/A	2017-02-06 09:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514735 Filed Document 0000919574-17-001011 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Partners Ltd. See All Filings	D/A	2017-02-06 09:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175160 Filed Document 0000919574-17-001009 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:18:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Partners LP See All Filings	D/A	2017-02-06 09:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157712 Filed Document 0000919574-17-001007 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palm Global Small Cap Fund, L.P. See All Filings	D/A	2017-02-06 09:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598695 Filed Document 0001315863-17-000085 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CSW Luxor Annex, L.P. See All Filings	D	2017-02-06 09:01:52 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers N/A CIK Number 0001696983 Filed Document 0001696983-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 09:01:52 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Whole Plants LLC See All Filings	D	2017-02-06 08:49:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696065 Filed Document 0001696065-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 08:49:54 UTC Type of Offering D Industry Agriculture Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-06 08:00:49 UTC
Amount To Be Raised $6,278,378 Associated Brokers / Dealers John M. Nash, Ramon Bowers, Allen Klenke, Timothy Hickman, David Baum, and Guy Collins CIK Number 0001135856 Filed Document 0001135856-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-02-06 08:00:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-06 07:53:43 UTC
Amount To Be Raised $22,241,211 Associated Brokers / Dealers John Sanford, David Marshall, and Gavin Amato CIK Number 0001135856 Filed Document 0001135856-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-02-06 07:53:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-06 07:48:05 UTC
Amount To Be Raised $10,879,554 Associated Brokers / Dealers Jennifer Kephart, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-02-06 07:48:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Altegris Doubleline Opportunistic Fund, LP See All Filings	D/A	2017-02-03 19:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001675397 Filed Document 0001675397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Third Point Fund, LP See All Filings	D/A	2017-02-03 19:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001654951 Filed Document 0001654951-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:29:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Willowbridge Macro Fund LP See All Filings	D/A	2017-02-03 19:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001573839 Filed Document 0001573839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Global Macro Fund, L.P. See All Filings	D/A	2017-02-03 19:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001463266 Filed Document 0001463266-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APM - Global Macro Fund, Ltd. See All Filings	D/A	2017-02-03 19:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001482384 Filed Document 0001482384-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ALTEGRIS RENAISSANCE IE FUND, LP See All Filings	D/A	2017-02-03 19:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001560455 Filed Document 0001560455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APM - Global Macro Fund, Ltd. See All Filings	D/A	2017-02-03 19:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001482384 Filed Document 0001482384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:13:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Altegris Doubleline Opportunistic Fund, Ltd. See All Filings	D/A	2017-02-03 19:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001678009 Filed Document 0001678009-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Third Point Fund, Ltd. See All Filings	D/A	2017-02-03 19:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001654950 Filed Document 0001654950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris CQS Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-02-03 19:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001672986 Filed Document 0001672986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Renaissance IE Fund, Ltd. See All Filings	D/A	2017-02-03 19:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001694683 Filed Document 0001694683-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2017-02-03 19:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris QIM Futures Fund, L.P. See All Filings	D/A	2017-02-03 19:02:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001469317 Filed Document 0001469317-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:02:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris CQS Multi-Strategy Fund, LP See All Filings	D/A	2017-02-03 19:00:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001666806 Filed Document 0001666806-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 19:00:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Millennium Fund LP See All Filings	D/A	2017-02-03 18:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001532131 Filed Document 0001536107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 18:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Millennium Fund, Ltd. See All Filings	D/A	2017-02-03 18:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001536107 Filed Document 0001532131-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 18:20:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rivit TV, Inc. See All Filings	D	2017-02-03 18:20:08 UTC
Amount To Be Raised $5,000,206 Associated Brokers / Dealers N/A CIK Number 0001696933 Filed Document 0001696933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 18:20:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Income Opportunities Fund, L.P. See All Filings	D/A	2017-02-03 18:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001590483 Filed Document 0001590483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 18:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTEGRIS MULTI STRATEGY FUND LP See All Filings	D/A	2017-02-03 18:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001455085 Filed Document 0001455085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 18:17:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-02-03 18:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001600941 Filed Document 0001600941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 18:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OLD GUYS INVESTMENTS, LLC See All Filings	D	2017-02-03 17:59:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671620 Filed Document 0001671620-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:59:26 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Useed, Inc. See All Filings	D/A	2017-02-03 17:56:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001563603 Filed Document 0001563603-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:56:28 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
OmniTier, Inc. See All Filings	D	2017-02-03 17:55:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001651713 Filed Document 0001651713-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:55:51 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Opportunistic Multi-Strategy Fund, L.P. See All Filings	D	2017-02-03 17:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695684 Filed Document 0001566114-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:47:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inverdale Strategic Fund, LP See All Filings	D	2017-02-03 17:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691627 Filed Document 0001315863-17-000084 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:41:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wing Tel Inc. See All Filings	D	2017-02-03 17:41:51 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001697023 Filed Document 0001697023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:41:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Grosvenor Alpha Fund, Ltd. See All Filings	D/A	2017-02-03 17:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572873 Filed Document 0001566114-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. V See All Filings	D	2017-02-03 17:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697121 Filed Document 0001697121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:27:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miza Enterprises Inc. See All Filings	D	2017-02-03 17:19:58 UTC
Amount To Be Raised $18,892 Associated Brokers / Dealers N/A CIK Number 0001697044 Filed Document 0001697044-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:19:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Advisor Strategies, LLC See All Filings	D	2017-02-03 17:19:28 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001696371 Filed Document 0001696371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:19:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ioxus, Inc. See All Filings	D	2017-02-03 17:15:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001514476 Filed Document 0001514476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:15:16 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D/A	2017-02-03 17:10:06 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:10:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Quontic Bank Holdings Corp. See All Filings	D	2017-02-03 17:09:27 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0001697004 Filed Document 0001697004-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:09:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Invesco Core Real Estate - U.S.A , L.P. See All Filings	D/A	2017-02-03 17:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305319 Filed Document 0001305319-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeagueApps, Inc. See All Filings	D	2017-02-03 17:01:27 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001651478 Filed Document 0001651478-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 17:01:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Income Fund, L.P. See All Filings	D/A	2017-02-03 16:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575920 Filed Document 0001575920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 16:59:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund