Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GAM TXT Multi-Strategy Inc. See All Filings	D/A	2017-02-07 11:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504682 Filed Document 0001504682-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2017-02-07 11:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Sway Water, Inc. See All Filings	D	2017-02-07 11:42:43 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001674470 Filed Document 0001674470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:42:43 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Bear Fund L.P. See All Filings	D/A	2017-02-07 11:39:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480099 Filed Document 0001480099-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:39:48 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA LV/W RETAIL (REIT) LLC See All Filings	D	2017-02-07 11:38:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, C. Scott Harrison, Phyllis J. Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001697074 Filed Document 0001697074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:38:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Logo Holdings I Corp See All Filings	D	2017-02-07 11:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0000895345-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:30:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Koolbridge Solar, Inc. See All Filings	D	2017-02-07 11:15:03 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers None CIK Number 0001613899 Filed Document 0001477932-17-000573 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:15:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Memrise, Inc. See All Filings	D/A	2017-02-07 11:11:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001563345 Filed Document 0000905718-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:11:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
GAM Beachwood Total Return Offshore Fund See All Filings	D/A	2017-02-07 11:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469833 Filed Document 0001469833-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:09:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
George Hudson 2017 Limited Partnership See All Filings	D	2017-02-07 11:06:53 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001697066 Filed Document 0001697066-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:06:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Wilkes Custodial Account, LLC See All Filings	D	2017-02-07 11:06:22 UTC
Amount To Be Raised $7,584,626 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001697003 Filed Document 0001697003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:06:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EOSII Palo Alto Technology Center, LLC See All Filings	D	2017-02-07 11:03:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697276 Filed Document 0001697276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:03:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Fund, L.L.C. See All Filings	D/A	2017-02-07 11:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469834 Filed Document 0001469834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motus GI Holdings, Inc. See All Filings	D	2017-02-07 11:02:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Aegis Capital Corporation CIK Number 0001686850 Filed Document 0000905718-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:02:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EOS AT COLONNADE, LLC See All Filings	D	2017-02-07 10:56:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697275 Filed Document 0001697275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:56:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Motus GI Medical Technologies, Ltd. See All Filings	D	2017-02-07 10:56:09 UTC
Amount To Be Raised $13,766,017 Associated Brokers / Dealers Aegis Capital Corporation CIK Number 0001691987 Filed Document 0000905718-17-000176 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:56:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Other
WRMCABNS, LLC See All Filings	D	2017-02-07 10:55:17 UTC
Amount To Be Raised $911,400 Associated Brokers / Dealers WRMCABNS, LLC CIK Number 0001692233 Filed Document 0001209191-17-008216 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:55:17 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cypress Park Orlando LLC See All Filings	D	2017-02-07 10:51:59 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers N/A CIK Number 0001697243 Filed Document 0001697243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:51:59 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Walters, Ltd. See All Filings	D	2017-02-07 10:50:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001697301 Filed Document 0001140361-17-004728 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:50:30 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Adagio Co-Invest L.P. See All Filings	D	2017-02-07 10:42:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696825 Filed Document 0001696825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:42:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JZ REIT Esperante Corp. See All Filings	D	2017-02-07 10:39:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697100 Filed Document 0001697100-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:39:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Help Scout Inc. See All Filings	D	2017-02-07 10:30:33 UTC
Amount To Be Raised $6,180,147 Associated Brokers / Dealers N/A CIK Number 0001528183 Filed Document 0001528183-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:30:33 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Triad Semiconductor Inc See All Filings	D	2017-02-07 10:27:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001335827 Filed Document 0001335827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:27:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Percolata Corp See All Filings	D	2017-02-07 10:26:38 UTC
Amount To Be Raised $14,566,159 Associated Brokers / Dealers N/A CIK Number 0001696887 Filed Document 0001140361-17-004718 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:26:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUH II Direct Investment REIT, LLC See All Filings	D	2017-02-07 10:25:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697076 Filed Document 0001697076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:25:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OncoImmune, Inc. See All Filings	D	2017-02-07 10:22:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001695528 Filed Document 0001695528-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:22:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WEILLER VALUE FUND LP See All Filings	D/A	2017-02-07 10:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297389 Filed Document 0001297389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:16:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUH U.S. Real Estate REIT II, LLC See All Filings	D	2017-02-07 10:16:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697078 Filed Document 0001697078-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:16:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Camelot Advantage Fund, LP See All Filings	D	2017-02-07 10:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697262 Filed Document 0001697262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:08:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Green Bay Ventures, LLC See All Filings	D	2017-02-07 10:04:49 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001668297 Filed Document 0001668297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 10:04:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Empire Minerals Corp See All Filings	D	2017-02-07 09:48:31 UTC
Amount To Be Raised $30,414 Associated Brokers / Dealers N/A CIK Number 0001575193 Filed Document 0001575193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 09:48:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ocugen, Inc. See All Filings	D	2017-02-07 08:54:40 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001696601 Filed Document 0001696601-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 08:54:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Debt
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2017-02-07 08:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001655326-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 08:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Hill Equity Partners VI, L.P. See All Filings	D	2017-02-07 08:15:17 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001696775 Filed Document 0001140361-17-004679 Exclusions or Exemptions 506b Accepted Date 2017-02-07 08:15:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBM Brazil Equity Fund LLC See All Filings	D/A	2017-02-07 07:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001655326-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 07:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund, SPC, for & on behalf of its Equities IV Segregated Portfolio See All Filings	D/A	2017-02-07 07:16:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655326 Filed Document 0001655326-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 07:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clessidra Capital Partners 3 Fund See All Filings	D	2017-02-07 07:14:06 UTC
Amount To Be Raised $640,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001693780 Filed Document 0001693780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 07:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ITALY Revenue or Assets $Not Applicable Type of Security Equity
VISUALANT INC See All Filings	D	2017-02-07 07:02:52 UTC
Amount To Be Raised $218,751 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000086 Exclusions or Exemptions 506b Accepted Date 2017-02-07 07:02:52 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Soliton, Inc. See All Filings	D	2017-02-06 21:09:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001548187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 21:09:08 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CASA Partners VII Holdings, LLC See All Filings	D	2017-02-06 21:05:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001695140 Filed Document 0001695140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 21:05:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mycroft AI Inc. See All Filings	D	2017-02-06 20:40:25 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-06 20:40:25 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GetNoble Inc. See All Filings	D	2017-02-06 20:16:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694880 Filed Document 0001694880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 20:16:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Banyan Biomarkers, Inc. See All Filings	D/A	2017-02-06 20:15:11 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001581877 Filed Document 0001581877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 20:15:11 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boost VC Fund 3, L.P. See All Filings	D	2017-02-06 20:04:08 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001697257 Filed Document 0001697257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 20:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Field Opportunities Fund, L.P. See All Filings	D/A	2017-02-06 18:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630449 Filed Document 0001144204-17-006272 Exclusions or Exemptions 506b Accepted Date 2017-02-06 18:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Space Technology Holdings LLC See All Filings	D	2017-02-06 18:32:34 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001696815 Filed Document 0001696815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 18:32:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sansome Brinker LLC See All Filings	D	2017-02-06 18:17:49 UTC
Amount To Be Raised $9,364,750 Associated Brokers / Dealers N/A CIK Number 0001695598 Filed Document 0001695598-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-06 18:17:49 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Riskowitz Value Fund LP See All Filings	D/A	2017-02-06 17:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001405086-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-02-06 17:51:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WholeStone Farms I, LLC See All Filings	D	2017-02-06 17:49:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001697302 Filed Document 0001697302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 17:49:57 UTC Type of Offering D Industry Agriculture Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CTH Partners, LLC See All Filings	D	2017-02-06 17:38:19 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001695945 Filed Document 0001695945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-06 17:38:19 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity