|
|
D/A |
2019-03-21 14:10:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BTIG, LLC
- CIK Number
- 0001547357
- Filed Document
- 0001405086-19-000088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 14:10:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 14:03:16 UTC |
- Amount To Be Raised
- $6,081,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770245
- Filed Document
- 0001770245-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 14:03:16 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 243
See All Filings
|
D |
2019-03-21 13:59:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lion Street Financial, LLC
- CIK Number
- 0001771399
- Filed Document
- 0001771399-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:59:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 13:39:47 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770924
- Filed Document
- 0001770924-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:39:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-21 13:36:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771293
- Filed Document
- 0001771293-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:36:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 13:35:20 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759472
- Filed Document
- 0001759472-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-03-21 13:35:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2019-03-21 13:29:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001517056
- Filed Document
- 0001517056-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:29:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 13:27:10 UTC |
- Amount To Be Raised
- $123,978
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561180
- Filed Document
- 0001561180-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:27:10 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 13:27:02 UTC |
- Amount To Be Raised
- $15,000,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607185
- Filed Document
- 0001607185-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:27:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 13:25:51 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- Wilmington Capital Securities, LLC
- CIK Number
- 0001593211
- Filed Document
- 0001200876-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:25:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-03-21 13:08:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771431
- Filed Document
- 0001771431-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:08:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 13:07:12 UTC |
- Amount To Be Raised
- $1,196,500
- Associated Brokers / Dealers
- Haywood Securities Inc.
- CIK Number
- 0001751912
- Filed Document
- 0001567619-19-007339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:07:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 13:03:58 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771403
- Filed Document
- 0001771403-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:03:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 13:03:21 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771382
- Filed Document
- 0001771382-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 13:03:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-03-21 12:57:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771252
- Filed Document
- 0000902664-19-001623
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:57:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 12:57:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771299
- Filed Document
- 0001771299-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:57:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-21 12:55:51 UTC |
- Amount To Be Raised
- $5,020,000
- Associated Brokers / Dealers
- No Compensation Paid
- CIK Number
- 0001771341
- Filed Document
- 0001771341-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:55:51 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-21 12:51:03 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001408012
- Filed Document
- 0001408012-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:51:03 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 12:50:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573965
- Filed Document
- 0000919574-19-002529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:50:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 12:46:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573960
- Filed Document
- 0000919574-19-002527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:46:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-03-21 12:46:01 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $1,069,992
- CIK Number
- 0001703538
- Filed Document
- 0001669191-19-000103
- Accepted Date
- 2019-03-21 12:46:01 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 455
- Security Offered Type
- Common Stock
- State
- MAINE
|
|
|
D/A |
2019-03-21 12:40:40 UTC |
- Amount To Be Raised
- $32,319,268
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735094
- Filed Document
- 0001735094-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:40:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 12:38:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765907
- Filed Document
- 0001765907-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:38:28 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 12:32:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Accord Capital Partners LLC
- CIK Number
- 0001770913
- Filed Document
- 0001770913-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:32:22 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 12:30:00 UTC |
- Amount To Be Raised
- $14,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770580
- Filed Document
- 0001770580-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:30:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-21 12:26:32 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001770557
- Filed Document
- 0001770557-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:26:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 12:26:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671955
- Filed Document
- 0001405086-19-000087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:26:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 12:18:54 UTC |
- Amount To Be Raised
- $73,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734061
- Filed Document
- 0001734061-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:18:54 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 12:12:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623764
- Filed Document
- 0001667659-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:12:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 12:05:58 UTC |
- Amount To Be Raised
- $17,142,225
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574053
- Filed Document
- 0001574053-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 12:05:58 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 11:53:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- - and -
- CIK Number
- 0001592923
- Filed Document
- 0001592923-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:53:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 11:48:48 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668182
- Filed Document
- 0001668182-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:48:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 11:48:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001096712
- Filed Document
- 0000902664-19-001620
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:48:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 11:48:05 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- Gulf Coast Mineral
- CIK Number
- 0001462359
- Filed Document
- 0001462359-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-03-21 11:48:05 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2019-03-21 11:47:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461207
- Filed Document
- 0000902664-19-001619
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:47:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 11:42:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760901
- Filed Document
- 0001760901-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:42:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 11:40:23 UTC |
- Amount To Be Raised
- $999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652938
- Filed Document
- 0001652938-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:40:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 11:39:48 UTC |
- Amount To Be Raised
- $44,870,000
- Associated Brokers / Dealers
- Lighthouse Capital Group LLC, B. B. Graham & Co Inc., Calton & Associates, Inc., Cape Securities, Capulent, Center Street Securities, Inc., Concorde Investment Services, Concorde Investment Services, Concorde Investment Services, Concorde Investment Services, Great Point Capital, Investment Security Corporation, Lowell & Company, Lowell & Company, Madrona Financial Services, McDermott Investment Service, LLC, McDermott Investment Service, LLC, National Securities Corporation, NPB Financial Group, LLC, NPB Financial Group, LLC, North Capital Private Securities Corp., North Capital Private Securities Corp., North Capital Private Securities Corp., Sandlapper Securities, LLC, Sandlapper Securities, LLC, SCF Securities, SCF Securities, TCM Securities, The Strategic Financial Alliance, Inc., Wealth Forge Securities, LLC, Wealth Forge Securities, LLC, Wealth Forge Securities, LLC, Western International Securities, and Western International Securities
- CIK Number
- 0001757089
- Filed Document
- 0001757089-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:39:48 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-21 11:35:59 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771344
- Filed Document
- 0001771344-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:35:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 11:35:51 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663802
- Filed Document
- 0001663802-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:35:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 11:33:45 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- Skyway Capital Markets, LLC, Sunbelt Securities, Inc., Titan Securities, Center Street Securities, Inc., Dempsey Lord Smith, LLC, Capital Investment Group, Capital Investment Brokerage, Pariter Securities, LLC, Moloney Securities Company, Inc., Newbridge Securities Corporation, Kalos Capital, Inc., Arkadios Capital, and Carlton & Associates, Inc.
- CIK Number
- 0001742377
- Filed Document
- 0000897069-19-000182
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:33:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-21 11:28:09 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770060
- Filed Document
- 0001770060-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:28:09 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-21 11:26:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766986
- Filed Document
- 0001567619-19-007336
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:26:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-21 11:25:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GCG Wealth Management, Inc. and Sterne, Agee & Leach, Inc.
- CIK Number
- 0001433679
- Filed Document
- 0001593274-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:25:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-21 11:21:58 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001446832
- Filed Document
- 0001446832-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:21:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-21 11:20:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593274
- Filed Document
- 0001593274-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:20:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-21 11:12:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552124
- Filed Document
- 0001552124-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:12:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-21 11:09:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OCP CAPITAL, LLC, PAPAMARKOU WELLNER & CO., INC., CORONADO INVESTMENTS, LLC, and GROWTH SECURITIES LLC
- CIK Number
- 0001716839
- Filed Document
- 0000935836-19-000182
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:09:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-21 11:08:58 UTC |
- Amount To Be Raised
- $426,000,000
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001710922
- Filed Document
- 0000902664-19-001618
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:08:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-21 11:08:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OCP CAPITAL, LLC, PAPAMARKOU WELLNER & CO., INC., CORONADO INVESTMENTS, LLC, and GROWTH SECURITIES LLC
- CIK Number
- 0001707362
- Filed Document
- 0000935836-19-000181
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-21 11:08:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|