Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RJA PUTWRITE SELECT FUND LP See All Filings	D/A	2019-03-21 15:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673134 Filed Document 0001405086-19-000091 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Passco Palm Desert LLC See All Filings	D	2019-03-21 15:38:18 UTC
Amount To Be Raised $25,825,000 Associated Brokers / Dealers Passco Capital, Inc., Berthel Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Whitehall-Parker Securities, Inc., Centaurus Financial, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, Titan Securities, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Triad Advisors LLC, and Wealthforge Securities, LLC CIK Number 0001770298 Filed Document 0001770298-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:38:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ramius Merger Fund Ltd. See All Filings	D/A	2019-03-21 15:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EWM Capital Limited, Flying Cloud Securities LLC, and Mentor Alternative Advisors LLC CIK Number 0001591288 Filed Document 0001591288-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeoVolta Inc. See All Filings	1-A/A	2019-03-21 15:33:06 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001748137 Filed Document 0001393905-19-000084 Accepted Date 2019-03-21 15:33:06 UTC Type of Offering 1-A/A Industry ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
OPUS FUND LLC See All Filings	D/A	2019-03-21 15:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001252037 Filed Document 0001252037-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Clocktower Strategic Fund Partners LP See All Filings	D/A	2019-03-21 15:27:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700601 Filed Document 0000919574-19-002537 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:27:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MN-OZA DREAM Fund, LP See All Filings	D	2019-03-21 15:27:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001771361 Filed Document 0001771361-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-21 15:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eighty-Six Inc. See All Filings	D	2019-03-21 15:17:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757461 Filed Document 0001757461-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:17:58 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OPUS FUND INTERNATIONAL LTD See All Filings	D/A	2019-03-21 15:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460809 Filed Document 0001460809-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:17:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Pabrai Investment Fund 2, L.P. See All Filings	D	2019-03-21 15:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571785 Filed Document 0001571785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:17:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Timberland Arkansas I, LLC See All Filings	D	2019-03-21 15:15:46 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001768914 Filed Document 0001768914-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:15:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Chronosphere, Inc. See All Filings	D	2019-03-21 15:11:23 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001770748 Filed Document 0001770748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:11:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Aurum Capital Ventures, Inc. See All Filings	D	2019-03-21 15:08:30 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001770150 Filed Document 0001770150-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 15:08:30 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. See All Filings	D/A	2019-03-21 14:58:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457895 Filed Document 0001361231-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:58:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. See All Filings	D/A	2019-03-21 14:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138174 Filed Document 0001361231-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:57:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOGLE WORLD OFFSHORE FUND, LTD. See All Filings	D/A	2019-03-21 14:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401114 Filed Document 0001361231-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Brewing Co LLC See All Filings	D	2019-03-21 14:55:47 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001768257 Filed Document 0001768257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:55:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BOGLE OPPORTUNITY FUND II, L.P. See All Filings	D/A	2019-03-21 14:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001097466 Filed Document 0001361231-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOGLE OPPORTUNITY FUND II SRI, L.P. See All Filings	D/A	2019-03-21 14:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361231 Filed Document 0001361231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK SELECT UNIT TRUST See All Filings	D/A	2019-03-21 14:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Merrill Lynch Alternative Investments LLC CIK Number 0001461069 Filed Document 0001144204-19-015332 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:48:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK ASIAN OPPORTUNITIES FUND LP See All Filings	D/A	2019-03-21 14:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch Alternative Investments LLC, J.P. Morgan Securities LLC, and Jefferies LLC CIK Number 0001461083 Filed Document 0001144204-19-015330 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK TOTAL RETURN UNIT TRUST See All Filings	D/A	2019-03-21 14:46:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers iCapital Alternative Investments LLC, Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001460926 Filed Document 0001144204-19-015329 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:46:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK SELECT LP See All Filings	D/A	2019-03-21 14:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Merrill Lynch Alternative Investments LLC CIK Number 0001009432 Filed Document 0001144204-19-015326 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK TOTAL RETURN LP See All Filings	D/A	2019-03-21 14:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, iCapital Alternative Investments LLC, and iCapital Securities, LLC CIK Number 0001460862 Filed Document 0001144204-19-015325 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramius Merger Fund LLC See All Filings	D/A	2019-03-21 14:44:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flying Cloud Securities LLC and Ascalon Capital Managers Limited CIK Number 0001575790 Filed Document 0001575790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:44:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2019-03-21 14:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, and UBS Financial Services Inc. CIK Number 0001460936 Filed Document 0001144204-19-015322 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK INVESTMENT Ltd See All Filings	D/A	2019-03-21 14:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Alternative Strategies Group, Inc., and iCapital Securities, LLC CIK Number 0000875130 Filed Document 0001144204-19-015321 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:43:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPG Hotel XI Sponsor LLC See All Filings	D	2019-03-21 14:43:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001771342 Filed Document 0001771343-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-21 14:43:18 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy Institutional Fund, Ltd See All Filings	D/A	2019-03-21 14:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496548 Filed Document 0001144204-19-015318 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:42:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK CAPITAL MANAGEMENT L P See All Filings	D/A	2019-03-21 14:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Alternative Strategies Group Inc., Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, and iCapital Securities, LLC CIK Number 0000879074 Filed Document 0001144204-19-015317 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:41:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK ASIAN OPPORTUNITIES UNIT TRUST See All Filings	D/A	2019-03-21 14:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Jefferies LLC, Merrill Lynch Alternative Investments LLC, and J.P. Morgan Securities LLC CIK Number 0001461060 Filed Document 0001144204-19-015315 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK EUROPEAN OPPORTUNITIES UNIT TRUST See All Filings	D/A	2019-03-21 14:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, Deutsche Bank National Trust Company, Deutsche Bank Trust Company, N.A., Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001460956 Filed Document 0001144204-19-015312 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK EUROPEAN FOCUS FUND LP See All Filings	D/A	2019-03-21 14:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460920 Filed Document 0001144204-19-015311 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK EUROPEAN FOCUS UNIT TRUST See All Filings	D/A	2019-03-21 14:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001460863 Filed Document 0001144204-19-015309 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:36:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK CREDIT OPPORTUNITIES UNIT TRUST See All Filings	D/A	2019-03-21 14:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001460898 Filed Document 0001144204-19-015306 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:35:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK EUROPEAN OPPORTUNITIES FUND LP See All Filings	D/A	2019-03-21 14:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, Deutsche Bank National Trust Company, Deutsche Bank Trust Company, N.A., Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001461310 Filed Document 0001144204-19-015305 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HumanPredictions Software Inc. See All Filings	D	2019-03-21 14:34:01 UTC
Amount To Be Raised $1,320,195 Associated Brokers / Dealers N/A CIK Number 0001771199 Filed Document 0001771199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:34:01 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YTR Investors, L.P. See All Filings	D/A	2019-03-21 14:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510392 Filed Document 0001144204-19-015302 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCM MPS LTD. SPC/Counterweight I Segregated Portfolio See All Filings	D/A	2019-03-21 14:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, Probitas Partners, L.P., Maclean Securities Ltd, and Hyde Park Investment Ltd CIK Number 0001418598 Filed Document 0001013594-19-000272 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:26:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TCM MPS SERIES FUND LP/Counterweight I Series See All Filings	D/A	2019-03-21 14:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P. CIK Number 0001422826 Filed Document 0001013594-19-000271 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:24:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BPG Hotel XI Holdings LLC See All Filings	D	2019-03-21 14:24:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001771343 Filed Document 0001771343-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-21 14:24:43 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
1935 Christian Investors LLC See All Filings	D	2019-03-21 14:23:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001771359 Filed Document 0001771359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:23:57 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MarsBio Fund I L.P. See All Filings	D	2019-03-21 14:20:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001751263 Filed Document 0001751263-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:20:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monticello Funding, LLC See All Filings	D/A	2019-03-21 14:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001651565 Filed Document 0001651565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kerning Cultures Co See All Filings	D	2019-03-21 14:19:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001771133 Filed Document 0001771133-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:19:38 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Faro Energy I, Inc. See All Filings	D	2019-03-21 14:18:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers JD Merit Securities CIK Number 0001770929 Filed Document 0001770929-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:18:52 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS CAPITAL OFFSHORE QP FUND, LTD. See All Filings	D/A	2019-03-21 14:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547276 Filed Document 0001405086-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:18:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS CAPITAL PARTNERS, L.P. See All Filings	D/A	2019-03-21 14:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001042107 Filed Document 0001405086-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amify, Inc. See All Filings	D	2019-03-21 14:16:01 UTC
Amount To Be Raised $5,890,000 Associated Brokers / Dealers N/A CIK Number 0001771387 Filed Document 0001771387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:16:01 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ScoutRFP, Inc. See All Filings	D/A	2019-03-21 14:13:25 UTC
Amount To Be Raised $33,575,304 Associated Brokers / Dealers N/A CIK Number 0001708412 Filed Document 0001708412-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-21 14:13:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity