Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COURAGE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2019-02-14 17:50:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Arthur Parker CIK Number 0001324669 Filed Document 0001324669-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Great Balsam Partners, L.P. See All Filings	D/A	2019-02-14 17:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665998 Filed Document 0001665998-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE GLOBAL OPPORTUNITIES FUND LP See All Filings	D/A	2019-02-14 17:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315408 Filed Document 0001315408-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:42:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cannamark, Inc. See All Filings	D/A	2019-02-14 17:34:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001670878 Filed Document 0001670878-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:34:43 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Manalapan Oracle Eagle Fund L.P. See All Filings	D/A	2019-02-14 17:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366699 Filed Document 0000919574-19-001814 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN SHIPPING FUND IV LP See All Filings	D	2019-02-14 17:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED and MANOR PRIVATE CAPITAL, LLC CIK Number 0001767834 Filed Document 0000919574-19-001812 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:30:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CORE GLOBAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2019-02-14 17:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508619 Filed Document 0001508619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:28:14 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blaze Bioscience, Inc. See All Filings	D	2019-02-14 17:25:42 UTC
Amount To Be Raised $20,237,759 Associated Brokers / Dealers N/A CIK Number 0001532854 Filed Document 0001532854-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:25:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bling Capital Fund I-A LP See All Filings	D/A	2019-02-14 17:20:23 UTC
Amount To Be Raised $1,970,000 Associated Brokers / Dealers N/A CIK Number 0001759682 Filed Document 0001759682-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RCG LPP3 1760 Co-Invest, LP See All Filings	D	2019-02-14 17:15:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767694 Filed Document 0001767694-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:15:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advance Green Energy, Inc. See All Filings	1-A/A	2019-02-14 17:13:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693966 Filed Document 0001683168-19-000402 Accepted Date 2019-02-14 17:13:55 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
P2P Global Inc. See All Filings	D	2019-02-14 17:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767469 Filed Document 0001767469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:13:48 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TVV Capital Partners IV-A, L.P. See All Filings	D/A	2019-02-14 17:12:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Wiley Bros.-Aintree Capital, LLC, Avondale Partners, LLC, and Harken Capital Securities, LLC CIK Number 0001757631 Filed Document 0001757631-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clear Ventures II, L.P. See All Filings	D	2019-02-14 17:11:37 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001761556 Filed Document 0001761556-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tapestry Ventures, LLC See All Filings	D	2019-02-14 17:09:35 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001768125 Filed Document 0001567619-19-004495 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:09:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Redstone Vista I LLC See All Filings	D	2019-02-14 17:09:25 UTC
Amount To Be Raised $2,470,465 Associated Brokers / Dealers N/A CIK Number 0001768155 Filed Document 0001683168-19-000398 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:09:25 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Circle of Wealth Fund III LLC See All Filings	1-A	2019-02-14 17:09:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001762825 Filed Document 0001731122-19-000053 Accepted Date 2019-02-14 17:09:14 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business IDAHO Revenue or Assets $0 State of Jurisdiction IDAHO Type of Security Equity (common or preferred stock)
CS Adjacent Investment Partners, LP See All Filings	D	2019-02-14 17:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767502 Filed Document 0000902664-19-001140 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:06:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bling Capital Fund I LP See All Filings	D/A	2019-02-14 17:05:13 UTC
Amount To Be Raised $58,030,000 Associated Brokers / Dealers N/A CIK Number 0001754579 Filed Document 0001754579-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Irrovation LLC See All Filings	D	2019-02-14 17:04:01 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001707555 Filed Document 0001707555-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-14 17:04:01 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Falfurrias Capital Partners IV, LP See All Filings	D	2019-02-14 17:01:57 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001766805 Filed Document 0001015325-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 17:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Katie Kime, Inc. See All Filings	D	2019-02-14 16:59:47 UTC
Amount To Be Raised $2,000,003 Associated Brokers / Dealers N/A CIK Number 0001673304 Filed Document 0001673304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:59:47 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
295 BR HOLDCO DST See All Filings	D/A	2019-02-14 16:59:18 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Lighthouse Capital Group LLC, Colorado Financial Service Corporation, Boustead Securities, LLC, McDermott Investment Services, LLC, Sandlapper Securities, LLC, Third Seven Capital LLC, Great Point Capital LLC, WealthForge Securities, LLC, and Capulent LLC CIK Number 0001666281 Filed Document 0000932440-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:59:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2019-02-14 16:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc., Crewe Capital, LLC, and IBN Financial Services, Inc. CIK Number 0001652829 Filed Document 0001209191-19-010246 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recros Medica, Inc. See All Filings	D	2019-02-14 16:51:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619033 Filed Document 0001619033-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:51:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
automed Inc. See All Filings	C/A	2019-02-14 16:47:10 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001765833 Filed Document 0001765833-19-000002 Accepted Date 2019-02-14 16:47:10 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State IOWA
NUVAIRA, INC. See All Filings	D	2019-02-14 16:45:56 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001461990 Filed Document 0001461990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:45:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CORE VEGA FUND LP See All Filings	D/A	2019-02-14 16:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508620 Filed Document 0001508620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metatrie Co. See All Filings	D	2019-02-14 16:41:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748037 Filed Document 0001748037-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:41:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Surgical Care Partners of Melbourne, LLC See All Filings	D	2019-02-14 16:36:49 UTC
Amount To Be Raised $576,000 Associated Brokers / Dealers N/A CIK Number 0001665921 Filed Document 0001665921-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:36:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B PLUS E LLC See All Filings	D/A	2019-02-14 16:36:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001730000 Filed Document 0001144204-19-008148 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:36:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
VAWAA, Inc. See All Filings	D	2019-02-14 16:35:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001765061 Filed Document 0001765061-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:35:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CIFC Investment Grade CLO Fund LP See All Filings	D	2019-02-14 16:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767353 Filed Document 0001767353-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercantil Bank Holding Corp See All Filings	D	2019-02-14 16:31:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001734342 Filed Document 0001209191-19-010173 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:31:08 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
LGF I, L.P. See All Filings	D	2019-02-14 16:31:03 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001766090 Filed Document 0001766090-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKE AURORA DENT/SWENSON INVESTMENTS LLC See All Filings	D	2019-02-14 16:27:00 UTC
Amount To Be Raised $12,355,000 Associated Brokers / Dealers N/A CIK Number 0001768108 Filed Document 0001768108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:27:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ALETHEA MEDTECH FUND, LP See All Filings	D	2019-02-14 16:24:05 UTC
Amount To Be Raised $10,563,903 Associated Brokers / Dealers N/A CIK Number 0001754645 Filed Document 0001549408-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:24:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobiati LLC See All Filings	D	2019-02-14 16:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767811 Filed Document 0001767811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:23:52 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FK Investor LLC See All Filings	D	2019-02-14 16:21:38 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001767754 Filed Document 0001767754-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:21:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fall Line Endurance Fund, LP See All Filings	D	2019-02-14 16:15:46 UTC
Amount To Be Raised $137,000,000 Associated Brokers / Dealers N/A CIK Number 0001675025 Filed Document 0001567619-19-004402 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:15:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grabbr, Inc. See All Filings	D/A	2019-02-14 16:14:34 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001631050 Filed Document 0001631050-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-14 16:14:34 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Bling Capital SPV A Neutron Holdings LP See All Filings	D	2019-02-14 16:13:37 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001767713 Filed Document 0001767713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:13:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
True Signal U.S. Fund LP See All Filings	D	2019-02-14 16:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767195 Filed Document 0000919574-19-001789 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:06:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rapunzl Investments, LLC See All Filings	C/A	2019-02-14 16:03:47 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $499,999 CIK Number 0001710904 Filed Document 0001669191-19-000052 Accepted Date 2019-02-14 16:03:47 UTC Type of Offering C/A Security Offered Amount 8,265 Security Offered Type Other State ILLINOIS
Sage Equity Partners WGrand, LP See All Filings	D	2019-02-14 16:02:56 UTC
Amount To Be Raised $7,102,371 Associated Brokers / Dealers N/A CIK Number 0001764105 Filed Document 0001764105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DELAFIELD HAMBRECHT MICRO CAP VALUE FUND LP See All Filings	D/A	2019-02-14 16:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295559 Filed Document 0001591408-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:02:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Wander Technologies, Inc. See All Filings	D	2019-02-14 16:01:08 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001767960 Filed Document 0001767960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:01:08 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Viking Partners Fund IV, LLC See All Filings	D/A	2019-02-14 16:00:30 UTC
Amount To Be Raised $34,530,000 Associated Brokers / Dealers Various CIK Number 0001767726 Filed Document 0001767726-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 16:00:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TONKA OPPORTUNITIES FUND, L.P. See All Filings	D	2019-02-14 15:54:06 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001767916 Filed Document 0001767916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLAT FOOTED II LP See All Filings	D	2019-02-14 15:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACCESS SECURITIES, LLC CIK Number 0001765227 Filed Document 0000919574-19-001771 Exclusions or Exemptions 506b Accepted Date 2019-02-14 15:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity