Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Eminence Fund Long, Ltd. See All Filings	D/A	2017-02-10 07:48:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561796 Filed Document 0000902664-17-000982 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:48:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Leveraged, Ltd. See All Filings	D/A	2017-02-10 07:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337389 Filed Document 0000902664-17-000981 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:47:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund, Ltd. See All Filings	D/A	2017-02-10 07:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001195825 Filed Document 0000902664-17-000980 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Europe Fund, Ltd. See All Filings	D/A	2017-02-10 06:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456622 Filed Document 0000902664-17-000979 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Three Bridges Europe Fund, L.P. See All Filings	D/A	2017-02-10 06:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377769 Filed Document 0000902664-17-000978 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Offshore Ltd. See All Filings	D/A	2017-02-10 06:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523054 Filed Document 0000902664-17-000976 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:25:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Domestic LP See All Filings	D/A	2017-02-10 06:20:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523053 Filed Document 0000902664-17-000975 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WCP Real Estate Fund IV, L.P. See All Filings	D/A	2017-02-10 06:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC, Seedchange Execution Services Inc., and Seedchange Execution Services Inc. CIK Number 0001594949 Filed Document 0000902664-17-000974 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Mid Cap Core Equities, L.P. See All Filings	D/A	2017-02-10 06:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569422 Filed Document 0000950103-17-001276 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sibylline Fund, LP See All Filings	D/A	2017-02-09 21:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525861 Filed Document 0001696779-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 21:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AURYC, INC. See All Filings	D	2017-02-09 20:59:54 UTC
Amount To Be Raised $4,663,497 Associated Brokers / Dealers N/A CIK Number 0001667616 Filed Document 0001667616-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:59:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rai & Rohl Technologies, Inc. See All Filings	D	2017-02-09 20:48:16 UTC
Amount To Be Raised $3,126,020 Associated Brokers / Dealers N/A CIK Number 0001697801 Filed Document 0001697801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:48:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STEPSTONE REAL ESTATE PARTNERS III TE, L.P. See All Filings	D/A	2017-02-09 20:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THREADMARK LP CIK Number 0001650843 Filed Document 0001650843-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEPSTONE REAL ESTATE PARTNERS III, L.P. See All Filings	D/A	2017-02-09 20:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THREADMARK LP CIK Number 0001650844 Filed Document 0001650844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:31:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dragon Legend Entertainment (Canada) Inc. See All Filings	D	2017-02-09 20:01:14 UTC
Amount To Be Raised $4,584,000 Associated Brokers / Dealers Xiao Qin Zhang CIK Number 0001697705 Filed Document 0001697705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:01:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Classy, Inc. See All Filings	D	2017-02-09 19:53:16 UTC
Amount To Be Raised $32,992,792 Associated Brokers / Dealers N/A CIK Number 0001649010 Filed Document 0001649010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 19:53:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOLECULARMD CORP. See All Filings	D	2017-02-09 18:54:44 UTC
Amount To Be Raised $2,070,300 Associated Brokers / Dealers N/A CIK Number 0001542181 Filed Document 0001542181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:54:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trainer Rx, Inc. See All Filings	D	2017-02-09 18:24:10 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001607366 Filed Document 0001607366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:24:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEMBROOK Copper CORP. See All Filings	D	2017-02-09 18:23:45 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001439960 Filed Document 0001439960-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:23:45 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
150 FAYETTEVILLE PARTNERS, LLC See All Filings	D	2017-02-09 18:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696854 Filed Document 0001696854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:00:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series MSP006 See All Filings	D	2017-02-09 17:57:49 UTC
Amount To Be Raised $383,500 Associated Brokers / Dealers N/A CIK Number 0001696999 Filed Document 0001696999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:57:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Brown Advisory Investors 2016 - Yukon III, LLLP See All Filings	D	2017-02-09 17:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694785 Filed Document 0001695200-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOSPECTRA BIOSCIENCES INC See All Filings	D	2017-02-09 17:47:54 UTC
Amount To Be Raised $4,166,391 Associated Brokers / Dealers N/A CIK Number 0001260533 Filed Document 0001260533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:47:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Booth-Laird Investment Partnership, LP See All Filings	D/A	2017-02-09 17:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532117 Filed Document 0001532117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rising, L.L.C. See All Filings	D	2017-02-09 17:37:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697371 Filed Document 0001697371-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:37:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACCO Semiconductor, Inc. See All Filings	D	2017-02-09 17:28:47 UTC
Amount To Be Raised $21,154,000 Associated Brokers / Dealers N/A CIK Number 0001501397 Filed Document 0001501397-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:28:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WPCM Bessemer Holdings, LLC See All Filings	D	2017-02-09 17:27:36 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001697786 Filed Document 0001697786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:27:36 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - Yukon III (AI), LLLP See All Filings	D	2017-02-09 17:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695200 Filed Document 0001695200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:23:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Largo Resources Ltd. See All Filings	D	2017-02-09 17:20:25 UTC
Amount To Be Raised $16,402,543 Associated Brokers / Dealers N/A CIK Number 0001400438 Filed Document 0001140361-17-005454 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:20:25 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Battery Opportunity Fund LLC See All Filings	D/A	2017-02-09 17:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378804 Filed Document 0001378804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trio Labs, Inc. See All Filings	D	2017-02-09 17:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697782 Filed Document 0001697782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:19:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Compass Real Estate Fund IV, LLC See All Filings	D	2017-02-09 17:12:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Robert F. Godard CIK Number 0001669701 Filed Document 0001669701-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:12:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Eight Sleep Inc. See All Filings	D/A	2017-02-09 17:07:27 UTC
Amount To Be Raised $13,791,783 Associated Brokers / Dealers N/A CIK Number 0001686351 Filed Document 0001686351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:07:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCF11 Kirkwood Student Housing, LLC See All Filings	D	2017-02-09 17:00:16 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001697780 Filed Document 0001697780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:00:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Credence Rock Investment II, LLC See All Filings	D	2017-02-09 16:51:47 UTC
Amount To Be Raised $13,010,000 Associated Brokers / Dealers N/A CIK Number 0001697252 Filed Document 0001697252-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:51:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PCA Growth Capital Fund II, L.P. See All Filings	D/A	2017-02-09 16:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664820 Filed Document 0000950142-17-000268 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCT Stonefield REIT LLC See All Filings	D	2017-02-09 16:35:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696845 Filed Document 0001696845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:35:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Select Fund VI, LLC See All Filings	D	2017-02-09 16:35:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers David Turner, Yacha Sutton, Pioneer International Services Limited, Alan H. Zwiebel, and AAG, LLC c/o Akiva Glick CIK Number 0001696590 Filed Document 0001696609-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ROIB REIT 2-A, LLC See All Filings	D	2017-02-09 16:25:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001697739 Filed Document 0001697739-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:25:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROIB REIT 1-A, LLC See All Filings	D	2017-02-09 16:24:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001697738 Filed Document 0001697738-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:24:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-02-09 16:24:16 UTC
Amount To Be Raised $106,666 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000096 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:24:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Quincy's Main Street Coppell, LLC See All Filings	D	2017-02-09 16:20:42 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001689769 Filed Document 0001689769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:20:42 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
A-HA! Innovations LLC See All Filings	D	2017-02-09 16:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695882 Filed Document 0001695882-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:20:38 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Innosphere Fund I, LP See All Filings	D	2017-02-09 16:18:34 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001690205 Filed Document 0001690205-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:18:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AsclepiX Therapeutics, LLC See All Filings	D	2017-02-09 16:18:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697751 Filed Document 0001697751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:18:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Tailwind Eureka Holding Corp See All Filings	D/A	2017-02-09 16:14:18 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001686856 Filed Document 0000950103-17-001257 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:14:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Residential Assets Fund III, LP See All Filings	D	2017-02-09 16:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697602 Filed Document 0000919574-17-001111 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Clinical Analytics, Inc. See All Filings	D	2017-02-09 16:04:36 UTC
Amount To Be Raised $5,386,755 Associated Brokers / Dealers N/A CIK Number 0001597172 Filed Document 0001209191-17-009047 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:04:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
13 MAKFI/AURORE, LLC See All Filings	D	2017-02-09 16:01:13 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001697768 Filed Document 0001697768-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:01:13 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NGA Capital Feeder Fund Ltd See All Filings	D/A	2017-02-09 15:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001633947 Filed Document 0001633947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:56:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund