Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KINGS SEAFOOD CO LLC See All Filings	D	2017-06-14 15:25:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001369477 Filed Document 0001209191-17-039801 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:25:27 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG GLOBAL, LLC See All Filings	D	2017-06-14 15:22:27 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001706652 Filed Document 0001706652-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:22:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Cerahelix, Inc. See All Filings	D	2017-06-14 15:20:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001510131 Filed Document 0001510131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:20:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Partners V, L.P. See All Filings	D	2017-06-14 15:20:17 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001707935 Filed Document 0001707935-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:20:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gateway Ambulatory Surgery Center, LLC See All Filings	D	2017-06-14 15:12:54 UTC
Amount To Be Raised $735,540 Associated Brokers / Dealers N/A CIK Number 0001478192 Filed Document 0001478192-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:12:54 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BetaBrand Corp See All Filings	D	2017-06-14 15:11:43 UTC
Amount To Be Raised $15,000,245 Associated Brokers / Dealers N/A CIK Number 0001478699 Filed Document 0001478699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:11:43 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bowery Farming Inc. See All Filings	D	2017-06-14 15:10:57 UTC
Amount To Be Raised $22,675,361 Associated Brokers / Dealers N/A CIK Number 0001655038 Filed Document 0001655038-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:10:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cycle Venture Partners Fund I, L.P. - Cybrexa Series See All Filings	D	2017-06-14 15:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709215 Filed Document 0001709215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:05:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier Carlyle MREP Secondaries & Co-Investments Fund II Onshore Feeder LP See All Filings	D	2017-06-14 15:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001709280 Filed Document 0001140361-17-024962 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:04:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exchange 3 LLC See All Filings	D/A	2017-06-14 15:01:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706789 Filed Document 0001706789-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-06-14 15:01:12 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HER, LLC See All Filings	D	2017-06-14 15:01:09 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001455145 Filed Document 0000949265-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:01:09 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AB Financial Services Opportunities Delaware Fund L.P. See All Filings	D	2017-06-14 15:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709283 Filed Document 0000902664-17-002632 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:01:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AB Financial Services Opportunities Cayman Fund L.P. See All Filings	D	2017-06-14 15:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709282 Filed Document 0000902664-17-002631 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:00:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reno Student Housing, DST See All Filings	D/A	2017-06-14 15:00:03 UTC
Amount To Be Raised $42,471,000 Associated Brokers / Dealers Select Capital Corporation, Intercarolina Financial Services, Inc., Center Street Securities, Inc., Shopoff Securities, Inc., Investacorp, Inc., Dempsey Lord Smith, LLC, Sandlapper Securities, LLC, WestPark Capital, Inc., Crown Capital Securities, L.P., Independent Financial Group, LLC, ProEquities, Inc., Capital Financial Services, Inc., Berthel, Fisher & Company Financial Services, Inc., NPB Financial Group, LLC, and Centaurus Financial, Inc. CIK Number 0001693883 Filed Document 0001693883-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:00:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio See All Filings	D/A	2017-06-14 14:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461479 Filed Document 0001659828-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio See All Filings	D/A	2017-06-14 14:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461478 Filed Document 0001659828-17-000061 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norbrook Arms LLC See All Filings	D	2017-06-14 14:54:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001706316 Filed Document 0001706316-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:54:17 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio See All Filings	D/A	2017-06-14 14:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461483 Filed Document 0001659828-17-000060 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio See All Filings	D/A	2017-06-14 14:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461484 Filed Document 0001659828-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streem, Inc. See All Filings	D	2017-06-14 14:43:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001708422 Filed Document 0001461859-17-000017 Exclusions or Exemptions 504 and 506b Accepted Date 2017-06-14 14:43:14 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Useed, Inc. See All Filings	D	2017-06-14 14:35:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001563603 Filed Document 0001563603-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:35:24 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Honeycomb Offshore Fund Ltd. See All Filings	D/A	2017-06-14 14:30:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676709 Filed Document 0000902664-17-002630 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:30:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Honeycomb Partners LP See All Filings	D/A	2017-06-14 14:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676713 Filed Document 0000902664-17-002629 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:29:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Associates Fund XI S.C.S. See All Filings	D	2017-06-14 14:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Selinus Capital GmbH CIK Number 0001708700 Filed Document 0001708700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:28:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Altai Capital Osprey, LLC See All Filings	D/A	2017-06-14 14:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676992 Filed Document 0001676992-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vicis, Inc. See All Filings	D/A	2017-06-14 14:23:15 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001608939 Filed Document 0001168404-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:23:15 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RHINO STEEL Corp See All Filings	D	2017-06-14 14:22:44 UTC
Amount To Be Raised $1,000,001 Associated Brokers / Dealers N/A CIK Number 0001709256 Filed Document 0001709256-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:22:44 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sedgwick, Inc. See All Filings	D	2017-06-14 14:21:47 UTC
Amount To Be Raised $850,615 Associated Brokers / Dealers N/A CIK Number 0001493605 Filed Document 0001493605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:21:47 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MAC MAC, Inc. See All Filings	D	2017-06-14 14:13:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001460870 Filed Document 0001460870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:13:24 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Metric SPC - TIG Opportunistic SP See All Filings	D	2017-06-14 14:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709185 Filed Document 0001709185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:12:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STITCH GOLF HOLDINGS, INC. See All Filings	D	2017-06-14 14:07:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001709235 Filed Document 0001140361-17-024955 Exclusions or Exemptions 506b Accepted Date 2017-06-14 14:07:31 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Twist Bioscience Corp See All Filings	D/A	2017-06-14 13:52:15 UTC
Amount To Be Raised $63,183,691 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:52:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Access Travel, LLC See All Filings	D	2017-06-14 13:47:30 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001709060 Filed Document 0001709060-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:47:30 UTC Type of Offering D Industry Other Travel Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Icebox Holdings, Inc. See All Filings	D	2017-06-14 13:45:36 UTC
Amount To Be Raised $532,596,631 Associated Brokers / Dealers N/A CIK Number 0001707045 Filed Document 0000950172-17-000061 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:45:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Strange Land Brewery, LLC See All Filings	D	2017-06-14 13:45:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675810 Filed Document 0001675810-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:45:20 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
OneOme LLC See All Filings	D	2017-06-14 13:45:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637022 Filed Document 0001235802-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:45:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Salient Trend Institutional V20 Fund, L.P. See All Filings	D	2017-06-14 13:44:47 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Timothy M. Conway, Matthew Moncrief, Ryan P Haselden, David Hicks, and N/A CIK Number 0001605340 Filed Document 0001605340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:44:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Park Topco, LLC See All Filings	D	2017-06-14 13:42:36 UTC
Amount To Be Raised $347,400,000 Associated Brokers / Dealers N/A CIK Number 0001708937 Filed Document 0001708937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:42:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vitality Health Plans, Inc. See All Filings	D	2017-06-14 13:42:25 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001708878 Filed Document 0001140361-17-024952 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:42:25 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SkydropX, Inc. See All Filings	D	2017-06-14 13:41:51 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001708874 Filed Document 0001708874-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:41:51 UTC Type of Offering D Industry Other Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Salient Risk Parity Fund V12, LP See All Filings	D/A	2017-06-14 13:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Phillip M. Plant CIK Number 0001544371 Filed Document 0001544371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mechanical Construction Managers, LLC See All Filings	D	2017-06-14 13:33:28 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001709312 Filed Document 0001709312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:33:28 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sowlis, Inc. See All Filings	D	2017-06-14 13:33:11 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001709214 Filed Document 0001709214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:33:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LABCONNECT HOLDINGS, INC. See All Filings	D	2017-06-14 13:18:28 UTC
Amount To Be Raised $34,855,964 Associated Brokers / Dealers N/A CIK Number 0001708653 Filed Document 0001708653-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:18:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D/A	2017-06-14 13:17:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001707497 Filed Document 0001625257-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:17:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Vista Fund LP See All Filings	D/A	2017-06-14 13:16:22 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001297101 Filed Document 0000935836-17-000308 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:16:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CircuitHub, Inc. See All Filings	D	2017-06-14 13:08:35 UTC
Amount To Be Raised $5,278,233 Associated Brokers / Dealers N/A CIK Number 0001708548 Filed Document 0001708548-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 13:08:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Teewinot Vista Fund, LP See All Filings	D/A	2017-06-14 12:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001676448 Filed Document 0000919574-17-004859 Exclusions or Exemptions 506b Accepted Date 2017-06-14 12:58:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Index Plus Fund, LP See All Filings	D	2017-06-14 12:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709234 Filed Document 0001709234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 12:57:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Automotive Hospitality Services Holdings, Inc. See All Filings	D	2017-06-14 12:52:10 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001699053 Filed Document 0001140361-17-024948 Exclusions or Exemptions 506b Accepted Date 2017-06-14 12:52:10 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity