Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AST New Brunswick, LLC See All Filings	D	2017-06-14 17:29:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001709375 Filed Document 0001709375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:29:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Laurel Investment Fund Cayman (B) L.P. See All Filings	D	2017-06-14 17:29:12 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001709356 Filed Document 0001709356-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:29:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MREF I, LLC See All Filings	D	2017-06-14 17:21:18 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001709145 Filed Document 0001709145-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:21:18 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GK DST - Cedar Falls Grocery See All Filings	D/A	2017-06-14 17:18:29 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, Ivan West, Michael G. Culwell, Sudhanshu Jain, Brian M. Loschenko, Guy A. Harrigan, Gregory R. Hill, John H. Ferguson, John P. Ferrick, and Timothy Kulhanek CIK Number 0001680064 Filed Document 0001680064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:18:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Charlesbank Credit Opportunities Fund, Limited Partnership See All Filings	D	2017-06-14 17:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709148 Filed Document 0001709148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:11:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
make.tv, inc. See All Filings	D/A	2017-06-14 17:08:16 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001685079 Filed Document 0001168404-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:08:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
JN Projects, Inc. See All Filings	D	2017-06-14 17:05:50 UTC
Amount To Be Raised $15,999,997 Associated Brokers / Dealers N/A CIK Number 0001709291 Filed Document 0001709291-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:05:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fourthstone Master opportunity Fund Ltd. See All Filings	D	2017-06-14 17:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708888 Filed Document 0001708888-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:04:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMYRIS, INC. See All Filings	D	2017-06-14 17:00:41 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-06-14 17:00:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regroup Therapy Inc. See All Filings	D	2017-06-14 16:54:12 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001566759 Filed Document 0001566759-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:54:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fourthstone Offshore Opportunity Fund Ltd. See All Filings	D	2017-06-14 16:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708885 Filed Document 0001708885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE EARTH FUND, LP See All Filings	D/A	2017-06-14 16:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347640 Filed Document 0001347640-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEIGA US FUND See All Filings	D	2017-06-14 16:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707148 Filed Document 0001707148-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:46:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Cure Acquisition LLC See All Filings	D	2017-06-14 16:45:42 UTC
Amount To Be Raised $134,959,064 Associated Brokers / Dealers N/A CIK Number 0001706221 Filed Document 0001706221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:45:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARMA Therapeutics Inc. See All Filings	D	2017-06-14 16:44:24 UTC
Amount To Be Raised $3,101,972 Associated Brokers / Dealers N/A CIK Number 0001708649 Filed Document 0001708649-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:44:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
AC 805 Washington Investor LLC See All Filings	D	2017-06-14 16:36:30 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Propellr Securities LLC CIK Number 0001709218 Filed Document 0001709218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Split Technologies, Inc. See All Filings	D	2017-06-14 16:32:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001709321 Filed Document 0001140361-17-024988 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:32:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sound Point Senior Floating Rate Offshore Fund, Ltd See All Filings	D/A	2017-06-14 16:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666086 Filed Document 0001140361-17-024986 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mosie LLC See All Filings	D	2017-06-14 16:20:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636749 Filed Document 0001636749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:20:43 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Riverdale Multifamily DST See All Filings	D/A	2017-06-14 16:19:19 UTC
Amount To Be Raised $32,937,608 Associated Brokers / Dealers Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, and Summit Brokerage Services, Inc CIK Number 0001703605 Filed Document 0001703605-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:19:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2017 Non-US Fund LP See All Filings	D/A	2017-06-14 16:18:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalorama Capital, LLC CIK Number 0001685564 Filed Document 0001685563-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:18:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
DGB Jersey Van Leer Partners II, L.P. See All Filings	D/A	2017-06-14 16:17:13 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers none CIK Number 0001708225 Filed Document 0001708225-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:17:13 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Adams Street 2017 US Fund LP See All Filings	D/A	2017-06-14 16:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalorama Capital, LLC CIK Number 0001685563 Filed Document 0001685563-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:15:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
DGB Jersey Van Leer Partners, L.P. See All Filings	D/A	2017-06-14 16:13:42 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers none CIK Number 0001708226 Filed Document 0001708226-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:13:42 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
FRONTLIGHT MACRO FUND, LP See All Filings	D/A	2017-06-14 16:12:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676312 Filed Document 0001140361-17-024974 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:12:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2017 Global Fund (EU Investors) LP See All Filings	D/A	2017-06-14 16:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalorama Capital, LLC CIK Number 0001685560 Filed Document 0001685563-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:11:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CytoDyn Inc. See All Filings	D	2017-06-14 16:10:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-17-000598 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:10:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sqrrl Data, Inc. See All Filings	D	2017-06-14 16:10:03 UTC
Amount To Be Raised $12,300,008 Associated Brokers / Dealers N/A CIK Number 0001708933 Filed Document 0001708933-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:10:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SKY MANOR AIRPARK ESTATES LLC See All Filings	D	2017-06-14 16:08:09 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers Shmuel Milrom CIK Number 0001708373 Filed Document 0001708373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:08:09 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Adams Street 2017 Global Fund LP See All Filings	D/A	2017-06-14 16:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalorama Capital, LLC CIK Number 0001685562 Filed Document 0001685563-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:06:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Adams Street 2017 Direct Venture/Growth Fund LP See All Filings	D/A	2017-06-14 16:01:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalorama Capital, LLC CIK Number 0001685559 Filed Document 0001685563-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 16:01:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Adams Street Global Secondary Fund 6 LP See All Filings	D/A	2017-06-14 15:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalorama Capital, LLC CIK Number 0001674656 Filed Document 0001685563-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:57:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FitzRandolph Futures Fund LLC See All Filings	D/A	2017-06-14 15:54:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676767 Filed Document 0001676767-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:54:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABC Holdco, Inc. See All Filings	D	2017-06-14 15:53:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001709339 Filed Document 0001709339-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:53:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2017-06-14 15:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0001625257-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:48:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascenium Corp See All Filings	D	2017-06-14 15:46:07 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001707991 Filed Document 0001249155-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:46:07 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Princeton Tremson Absolute Return LP See All Filings	D/A	2017-06-14 15:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676899 Filed Document 0001676899-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric SPC - US Equity Fundamental SP See All Filings	D	2017-06-14 15:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709180 Filed Document 0001709180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:41:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom Consumer Credit Fund, LLC - Series B See All Filings	D/A	2017-06-14 15:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677136 Filed Document 0001677136-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom Consumer Credit Fund, LLC - Series A See All Filings	D/A	2017-06-14 15:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677135 Filed Document 0001677135-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visura Technologies, LLC See All Filings	D	2017-06-14 15:33:47 UTC
Amount To Be Raised $1,685,000 Associated Brokers / Dealers N/A CIK Number 0001668942 Filed Document 0001235802-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:33:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Highbridge Tactical Credit & Convertibles Fund, Ltd. See All Filings	D/A	2017-06-14 15:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580387 Filed Document 0000899140-17-000444 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:32:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stillwater Offshore Fund, Ltd. See All Filings	D/A	2017-06-14 15:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644723 Filed Document 0001644723-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:31:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Tactical Credit & Convertibles Fund, L.P. See All Filings	D/A	2017-06-14 15:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580386 Filed Document 0000899140-17-000443 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:31:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Capital L P See All Filings	D/A	2017-06-14 15:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), UBS FINANCIAL SERVICES INC., JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS"), and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001327788 Filed Document 0000899140-17-000442 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:30:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHBRIDGE CAPITAL CORP See All Filings	D/A	2017-06-14 15:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, NEWEDGE USA, LLC, J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC. CIK Number 0000931921 Filed Document 0000899140-17-000441 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Capital Institutional Fund, Ltd. See All Filings	D/A	2017-06-14 15:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. Morgan Institutional Investments Inc. ("JPMII"), NEWEDGE USA, LLC, J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC. CIK Number 0001517923 Filed Document 0000899140-17-000440 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Private Equity Secondaries Fund, L.P. See All Filings	D	2017-06-14 15:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706373 Filed Document 0001706373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:27:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Income Fund 36 LP See All Filings	D/A	2017-06-14 15:27:05 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers AEI Securities, Inc., H.D. Vest Investment Services, and Lincoln Financial Advisors Corporation CIK Number 0001690430 Filed Document 0001690430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:27:05 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Stillwater Onshore Fund, L.P. See All Filings	D/A	2017-06-14 15:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644724 Filed Document 0001644724-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-14 15:26:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund