Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CROWN JEWEL CAPITAL FUND, L.P. See All Filings	D/A	2017-02-14 15:13:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654511 Filed Document 0001654511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:13:17 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIAMOND A INVESTORS L P See All Filings	D/A	2017-02-14 15:12:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000899280 Filed Document 0000935836-17-000122 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-14 15:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SR Stony Point Investors LLC See All Filings	D	2017-02-14 15:03:02 UTC
Amount To Be Raised $16,445,000 Associated Brokers / Dealers N/A CIK Number 0001697819 Filed Document 0001697819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:03:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
K2016470219 (SOUTH AFRICA) Ltd See All Filings	D	2017-02-14 14:54:28 UTC
Amount To Be Raised $856,017,955 Associated Brokers / Dealers N/A CIK Number 0001697784 Filed Document 0001697784-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:54:28 UTC Type of Offering D Industry Retailing Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Debt
Beach Point Strategic Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:51:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484601 Filed Document 0001484601-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:51:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
K2016470260 (SOUTH AFRICA) Ltd See All Filings	D	2017-02-14 14:51:54 UTC
Amount To Be Raised $223,208,419 Associated Brokers / Dealers N/A CIK Number 0001697785 Filed Document 0001697784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:51:54 UTC Type of Offering D Industry Retailing Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Debt
Suburban Portfolio Holdings, LLC See All Filings	D	2017-02-14 14:43:32 UTC
Amount To Be Raised $35,034,019 Associated Brokers / Dealers Pioneer International Services Limited, Triple 5 Wealth Management, Yacha Sutton, BIN, LLC, and David Turner CIK Number 0001696997 Filed Document 0001696997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:43:32 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Beach Point Global Fund LP See All Filings	D/A	2017-02-14 14:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615511 Filed Document 0001615511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:43:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund VII, L.P. See All Filings	D/A	2017-02-14 14:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winged Keel Securities, LLC CIK Number 0001666726 Filed Document 0001666726-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grace & Co., Inc. See All Filings	D	2017-02-14 14:33:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001668521 Filed Document 0001668521-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:33:01 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
House Brewing See All Filings	D	2017-02-14 14:30:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697124 Filed Document 0001697124-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:30:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Multi-Asset Credit Fund Ltd. See All Filings	D/A	2017-02-14 14:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601778 Filed Document 0001601778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2017-02-14 14:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001379678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2017-02-14 14:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001459792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001324636-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam High Yield Fixed Income Fund, LLC See All Filings	D/A	2017-02-14 14:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483244 Filed Document 0001483244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001412058-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:22:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HemoSonics, LLC See All Filings	D	2017-02-14 14:20:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Ferghana Securities Inc. CIK Number 0001495388 Filed Document 0001495388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:20:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Dynamic Income Fund LP See All Filings	D/A	2017-02-14 14:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy 3 Onshore Fund LLC See All Filings	D/A	2017-02-14 14:15:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001336837-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:15:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3E Onshore Fund LLC See All Filings	D/A	2017-02-14 14:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001438677-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Strategic Fund II LP See All Filings	D/A	2017-02-14 14:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484600 Filed Document 0001484600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AquaHarvest Inc. See All Filings	D	2017-02-14 14:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667360 Filed Document 0001667360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:06:53 UTC Type of Offering D Industry Agriculture Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Beach Point Dynamic Income Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565897 Filed Document 0001565897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Temptations Development Ltd Liabillity Co See All Filings	D	2017-02-14 13:57:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698081 Filed Document 0001698081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Beach Point Strategic Fund LP See All Filings	D/A	2017-02-14 13:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484442 Filed Document 0001484442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, LP See All Filings	D/A	2017-02-14 13:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emperor Tree Capital Management, LP See All Filings	D	2017-02-14 13:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697603 Filed Document 0001562555-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palm Coffeemaker LLC See All Filings	D/A	2017-02-14 13:48:20 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001650194 Filed Document 0001650194-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:48:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Select Fund LP See All Filings	D/A	2017-02-14 13:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531824 Filed Document 0001531824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QouYou PBC See All Filings	D	2017-02-14 13:47:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001697922 Filed Document 0001697922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:47:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Beach Point Loan Fund (Cayman), Ltd. See All Filings	D/A	2017-02-14 13:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484452 Filed Document 0001484452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NIRVANA FINANCIAL SOLUTIONS INC See All Filings	D	2017-02-14 13:42:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661891 Filed Document 0001661891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:42:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Customized Strategies II, LP See All Filings	D/A	2017-02-14 13:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600703 Filed Document 0001600703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cortexyme, Inc. See All Filings	D	2017-02-14 13:38:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662774 Filed Document 0001662774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:38:58 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Q CARE INTERNATIONAL LLC See All Filings	D/A	2017-02-14 13:31:44 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001034485 Filed Document 0001034485-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:31:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Loan Fund LP See All Filings	D/A	2017-02-14 13:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484453 Filed Document 0001484453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Union 2, LLC See All Filings	D	2017-02-14 13:07:56 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001698042 Filed Document 0001698042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:07:56 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Updox LLC See All Filings	D	2017-02-14 13:05:22 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers N/A CIK Number 0001514029 Filed Document 0001514029-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:05:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-02-14 12:55:29 UTC
Amount To Be Raised $504,145 Associated Brokers / Dealers Craig Rutledge, Robert Rainey, Thomas Miller, Kenneth Gibson, Brett Ellen, and Aaron Morris CIK Number 0001135856 Filed Document 0001135856-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:55:29 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D	2017-02-14 12:50:04 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:50:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pennybacker IV Falcon, LLC See All Filings	D	2017-02-14 12:45:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001697544 Filed Document 0001697544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Freshii Inc. See All Filings	D	2017-02-14 12:40:48 UTC
Amount To Be Raised $782,700 Associated Brokers / Dealers N/A CIK Number 0001566256 Filed Document 0001140361-17-006849 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:40:48 UTC Type of Offering D Industry Retailing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WRG Entertainment Fund II, LLC See All Filings	D	2017-02-14 12:35:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697181 Filed Document 0001697181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bryan Energy LP #38-2016 See All Filings	D/A	2017-02-14 12:33:08 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bryan Funding, Inc. CIK Number 0001682691 Filed Document 0001682691-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:33:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pictet Global Emerging Debt Fund LLC See All Filings	D	2017-02-14 12:32:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers na CIK Number 0001695801 Filed Document 0001695801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:32:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HYGIEIA INC See All Filings	D	2017-02-14 12:25:36 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:25:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Home Team Holdings, LLC See All Filings	D	2017-02-14 12:21:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595995 Filed Document 0001595995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:21:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Canaveral Venture Fund I, LP See All Filings	D	2017-02-14 12:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698011 Filed Document 0001698011-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:17:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP Prairie Hills, LLC See All Filings	D	2017-02-14 12:17:16 UTC
Amount To Be Raised $2,200,673 Associated Brokers / Dealers N/A CIK Number 0001581016 Filed Document 0001581016-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:17:16 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity