Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DynamiCare Health, Inc. See All Filings	D	2019-02-21 11:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690183 Filed Document 0001768586-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-21 11:16:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Global Small-Cap Equity Fund See All Filings	D/A	2019-02-21 11:14:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582462 Filed Document 0001582462-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 11:14:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIP II Lancaster Feeder IV LP See All Filings	D	2019-02-21 11:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC, Morgan Stanley Bank AG, and Morgan Stanley International PLC CIK Number 0001768574 Filed Document 0001768574-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 11:14:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Frontier Equity Fund See All Filings	D	2019-02-21 11:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001765096 Filed Document 0001765096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 11:12:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Equity Fund See All Filings	D/A	2019-02-21 11:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603131 Filed Document 0001603131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 11:09:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Debt Fund See All Filings	D/A	2019-02-21 11:05:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001716153 Filed Document 0001716153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 11:05:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund See All Filings	D/A	2019-02-21 11:02:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582459 Filed Document 0001582459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 11:02:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Middle East Equity Fund See All Filings	D/A	2019-02-21 10:59:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603168 Filed Document 0001603168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:59:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dough Collective, Inc. See All Filings	D	2019-02-21 10:57:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001766895 Filed Document 0001766895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:57:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SC/CA 4th Street Lofts, LLC See All Filings	D	2019-02-21 10:56:36 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001768606 Filed Document 0001014108-19-000041 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:56:36 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Short Duration Fund See All Filings	D	2019-02-21 10:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001765125 Filed Document 0001593293-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:56:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medical Nutrition Innovation, Inc. See All Filings	D/A	2019-02-21 10:55:49 UTC
Amount To Be Raised $4,672,500 Associated Brokers / Dealers N/A CIK Number 0001765671 Filed Document 0001765671-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:55:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Connor Group Debt Fund XII LLC See All Filings	D	2019-02-21 10:48:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001768268 Filed Document 0000906318-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:48:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Latin American Small-Cap Equity Fund See All Filings	D/A	2019-02-21 10:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603167 Filed Document 0001593293-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:47:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund See All Filings	D/A	2019-02-21 10:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001593293 Filed Document 0001593293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lakeland Qualified Opportunity Fund, Ltd. See All Filings	D	2019-02-21 10:42:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001761261 Filed Document 0001761261-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:42:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Solay, LLC See All Filings	D	2019-02-21 10:41:23 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers NONE CIK Number 0001726812 Filed Document 0001726812-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:41:23 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Sovereign Debt Fund See All Filings	D	2019-02-21 10:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001765097 Filed Document 0001765097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:38:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JMB Hedged Yield Fund LLC See All Filings	D/A	2019-02-21 10:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541224 Filed Document 0001013594-19-000194 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCCOY INVESTMENTS III, L.P. See All Filings	D/A	2019-02-21 10:38:08 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Boomerang Capital LLC CIK Number 0001650647 Filed Document 0001013594-19-000193 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ocean Capital Offshore Fund, Ltd. See All Filings	D/A	2019-02-21 10:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698611 Filed Document 0001698611-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:38:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Corporate Debt Fund See All Filings	D/A	2019-02-21 10:35:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582482 Filed Document 0001582482-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:35:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petoskey Capital Fund, LP See All Filings	D/A	2019-02-21 10:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723753 Filed Document 0001013594-19-000192 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Second Avenue Tower Limited Partnership See All Filings	D	2019-02-21 10:34:37 UTC
Amount To Be Raised $9,017,933 Associated Brokers / Dealers N/A CIK Number 0001768494 Filed Document 0001768494-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-21 10:34:37 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Bond Fund See All Filings	D/A	2019-02-21 10:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582481 Filed Document 0001582481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:32:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Investment Grade Corporate Debt Fund See All Filings	D/A	2019-02-21 10:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001716154 Filed Document 0001716154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Ocean Capital Partners, LP See All Filings	D/A	2019-02-21 10:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698610 Filed Document 0001698610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREI Fund, LLC See All Filings	D	2019-02-21 10:26:39 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001768594 Filed Document 0001213900-19-002957 Exclusions or Exemptions 506c Accepted Date 2019-02-21 10:26:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
111 Sutter Holdings, LLC See All Filings	D	2019-02-21 10:18:32 UTC
Amount To Be Raised $8,482,937 Associated Brokers / Dealers Pioneer CIK Number 0001768164 Filed Document 0001768488-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:18:32 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Novela Neurotechnologies, Inc. See All Filings	D	2019-02-21 10:15:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001768586 Filed Document 0001768586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:15:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Graybul Beaufort LP See All Filings	D/A	2019-02-21 10:14:52 UTC
Amount To Be Raised $13,600,000 Associated Brokers / Dealers N/A CIK Number 0001764141 Filed Document 0001764141-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-21 10:14:52 UTC Type of Offering D/A Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OddFellows Holding Co LLC See All Filings	D	2019-02-21 10:11:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001761397 Filed Document 0001761397-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-21 10:11:27 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
111 Sutter Select Holdings, LLC See All Filings	D	2019-02-21 09:50:53 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001768488 Filed Document 0001768488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:50:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
InstarAGF Midstream (Co-Invest) LP See All Filings	D	2019-02-21 09:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768209 Filed Document 0000945621-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:44:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge It, Inc. See All Filings	D	2019-02-21 09:40:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001728285 Filed Document 0001728285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:40:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SOUTHPAW CREDIT OPPORTUNITY PARTNERS L P See All Filings	D/A	2019-02-21 09:34:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336696 Filed Document 0001315863-19-000216 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:34:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD See All Filings	D/A	2019-02-21 09:26:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336576 Filed Document 0001315863-19-000215 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:26:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ALCHEMY INDIA FUND (CAYMAN) PARTNERS LP See All Filings	D/A	2019-02-21 09:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAKESH BHARGAVA CIK Number 0001428910 Filed Document 0000919574-19-001884 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Edendale Partners, LP See All Filings	D/A	2019-02-21 09:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731847 Filed Document 0001731847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:18:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glen Capital Partners Focus Fund, L.P. See All Filings	D/A	2019-02-21 09:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572382 Filed Document 0001572382-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3EDGE Global Opportunities Non-QP Fund, LP See All Filings	D/A	2019-02-21 09:02:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667573 Filed Document 0001667573-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-21 09:02:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyChronomy Ltd See All Filings	D	2019-02-21 07:00:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001768482 Filed Document 0001768482-19-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2019-02-21 07:00:44 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Andurand Commodities Fund LP See All Filings	D/A	2019-02-21 06:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570199 Filed Document 0000902664-19-001246 Exclusions or Exemptions 506b Accepted Date 2019-02-21 06:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HIRTLE CALLAGHAN TRADING PARTNERS L P See All Filings	D/A	2019-02-20 21:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067109 Filed Document 0001067109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 21:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WBI Alpha Series LLC See All Filings	D	2019-02-20 21:35:35 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001764579 Filed Document 0001764579-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-20 21:35:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Staked Securely, Inc. See All Filings	D	2019-02-20 21:30:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001767093 Filed Document 0001767093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 21:30:18 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-02-20 20:48:00 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-20 20:48:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Neat Work Co, Inc. See All Filings	D	2019-02-20 20:29:26 UTC
Amount To Be Raised $3,384,917 Associated Brokers / Dealers N/A CIK Number 0001768526 Filed Document 0001768526-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 20:29:26 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
P.ACE Fund, LLC See All Filings	D/A	2019-02-20 20:09:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001727164 Filed Document 0001727164-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 20:09:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 W Mission LLC See All Filings	D	2019-02-20 19:53:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001768517 Filed Document 0001768517-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 19:53:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity