Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sortis Income Fund LLC See All Filings	D/A	2018-12-06 13:39:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689270 Filed Document 0001689270-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-12-06 13:39:19 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
TradeOff Technologies, LLC See All Filings	D	2018-12-06 12:54:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685599 Filed Document 0001685599-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-12-06 12:54:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
FRX Bionik, LLC See All Filings	D	2018-12-06 12:07:29 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001704039 Filed Document 0001704039-18-000027 Exclusions or Exemptions 506c Accepted Date 2018-12-06 12:07:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORC FILM, LLC See All Filings	D/A	2018-12-06 11:56:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001718906 Filed Document 0001718906-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-06 11:56:32 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
APP ONBOARD, a Series of Breakawaygrowth LLC See All Filings	D	2018-12-06 11:40:27 UTC
Amount To Be Raised $3,064,953 Associated Brokers / Dealers N/A CIK Number 0001756515 Filed Document 0001704039-18-000019 Exclusions or Exemptions 506c Accepted Date 2018-12-06 11:40:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dolce Rosenberg Limited Partnership See All Filings	D	2018-12-06 11:33:20 UTC
Amount To Be Raised $2,260,000 Associated Brokers / Dealers None CIK Number 0001760795 Filed Document 0001760795-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-06 11:33:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DyaMX, Inc. See All Filings	D	2018-12-06 11:28:05 UTC
Amount To Be Raised $12,756,355 Associated Brokers / Dealers N/A CIK Number 0001730881 Filed Document 0001730881-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-12-06 11:28:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Audacy Corporation, a Series of Seedinvest Holdings I, LLC See All Filings	D	2018-12-06 11:25:53 UTC
Amount To Be Raised $681,249 Associated Brokers / Dealers N/A CIK Number 0001732708 Filed Document 0001704039-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-12-06 11:25:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARA POLING TOTAL RETURN FUND, LLC See All Filings	D/A	2018-12-06 10:57:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001676740 Filed Document 0001676740-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-06 10:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Encore Kentucky 2018-A See All Filings	D/A	2018-12-06 10:42:58 UTC
Amount To Be Raised $4,272,000 Associated Brokers / Dealers N/A CIK Number 0001748958 Filed Document 0001144204-18-063302 Exclusions or Exemptions 506c Accepted Date 2018-12-06 10:42:58 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Northern Cross, LP See All Filings	D	2018-12-06 10:27:41 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001683301 Filed Document 0001683301-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-12-06 10:27:41 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LANDEC CORP \CA\ See All Filings	D	2018-12-06 10:23:28 UTC
Amount To Be Raised $19,360,924 Associated Brokers / Dealers N/A CIK Number 0001005286 Filed Document 0000892712-18-000476 Exclusions or Exemptions 506c Accepted Date 2018-12-06 10:23:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Dividend Growth Fund - L LLC See All Filings	D	2018-12-06 09:51:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Starlight Funding Investments, LLC and Growth Capital Services, Inc. CIK Number 0001760707 Filed Document 0001567619-18-007374 Exclusions or Exemptions 506c Accepted Date 2018-12-06 09:51:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parfait Holdings, Inc. See All Filings	D	2018-12-06 07:25:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001760724 Filed Document 0001760724-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-06 07:25:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Intelligent Cranium Helmets, LLC See All Filings	D	2018-12-04 16:16:49 UTC
Amount To Be Raised $19,990,000 Associated Brokers / Dealers N/A CIK Number 0001760315 Filed Document 0001760315-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-04 16:16:49 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Intelligent Cranium Helmets, LLC See All Filings	D	2018-12-04 15:54:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001760315 Filed Document 0001760315-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-04 15:54:29 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Contractors Credit Enhancement, Inc. See All Filings	D/A	2018-12-04 15:46:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers none CIK Number 0001705852 Filed Document 0001705852-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-04 15:46:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hudson Residences A4 LLC See All Filings	D	2018-12-04 15:40:35 UTC
Amount To Be Raised $58,500,000 Associated Brokers / Dealers Related Financial Services CIK Number 0001760638 Filed Document 0001760638-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-04 15:40:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
3G Fund 11, LLC See All Filings	D/A	2018-12-04 14:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755228 Filed Document 0001144204-18-063070 Exclusions or Exemptions 506c Accepted Date 2018-12-04 14:40:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cresset-Diversified QOZ Fund, L.P. - RE Series See All Filings	D	2018-12-04 14:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760467 Filed Document 0001760467-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-04 14:32:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cresset-Diversified QOZ Fund, L.P. - Private Co Series See All Filings	D	2018-12-04 14:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760468 Filed Document 0001760468-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-04 14:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bucket Technologies, Inc. See All Filings	D	2018-12-04 13:07:26 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001702498 Filed Document 0001702498-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-04 13:07:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
High Yield Bond Portfolio See All Filings	D/A	2018-12-04 12:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659697 Filed Document 0001623632-18-001587 Exclusions or Exemptions 506c Accepted Date 2018-12-04 12:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Project & Trade Finance Core Fund See All Filings	D/A	2018-12-04 12:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440464 Filed Document 0001623632-18-001586 Exclusions or Exemptions 506c Accepted Date 2018-12-04 12:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Mortgage Core Portfolio See All Filings	D/A	2018-12-04 12:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659748 Filed Document 0001623632-18-001585 Exclusions or Exemptions 506c Accepted Date 2018-12-04 12:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Bank Loan Core Fund See All Filings	D/A	2018-12-04 12:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659694 Filed Document 0001623632-18-001584 Exclusions or Exemptions 506c Accepted Date 2018-12-04 12:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Puerto Rico GIF LLC See All Filings	D	2018-12-04 11:10:02 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Lifeafar Holdings, S. de R.L. CIK Number 0001760639 Filed Document 0001760639-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-04 11:10:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PUERTO RICO Revenue or Assets $No Revenues Type of Security Equity
Red Hill Prospect Partners See All Filings	D/A	2018-12-04 10:30:40 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001737392 Filed Document 0001737392-18-000008 Exclusions or Exemptions 506c Accepted Date 2018-12-04 10:30:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
OurCrowd (Investment in Medaware) L.P. See All Filings	D	2018-12-04 09:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619946 Filed Document 0001465818-18-000078 Exclusions or Exemptions 506c Accepted Date 2018-12-04 09:01:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fuel Reformation, Inc. See All Filings	D	2018-12-04 06:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627411 Filed Document 0001627411-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-04 06:50:36 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
NOVA OCULUS PARTNERS, LLC See All Filings	D/A	2018-12-03 20:43:23 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001616856 Filed Document 0001065949-18-000182 Exclusions or Exemptions 506c Accepted Date 2018-12-03 20:43:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Energy Partners Fund-IX See All Filings	D	2018-12-03 20:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518185 Filed Document 0001518185-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 20:41:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Investors of Crypto LLC See All Filings	D/A	2018-12-03 18:38:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers daniel neves CIK Number 0001732047 Filed Document 0001732047-18-000007 Exclusions or Exemptions 506c Accepted Date 2018-12-03 18:38:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InvestX Series G-3 Limited Partnership See All Filings	D	2018-12-03 17:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760043 Filed Document 0001760043-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 17:25:50 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Flat Rock Falls Investors, LLC See All Filings	D	2018-12-03 17:20:06 UTC
Amount To Be Raised $4,330,000 Associated Brokers / Dealers N/A CIK Number 0001760394 Filed Document 0001760394-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-03 17:20:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PAC ONE FUND, L.P. See All Filings	D/A	2018-12-03 15:20:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001736075 Filed Document 0001461859-18-000023 Exclusions or Exemptions 506c Accepted Date 2018-12-03 15:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Harmonic Investors LLC Fund I See All Filings	D/A	2018-12-03 15:03:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-18-000008 Exclusions or Exemptions 506c Accepted Date 2018-12-03 15:03:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Tulavi Therapeutics, Inc. See All Filings	D/A	2018-12-03 14:58:06 UTC
Amount To Be Raised $4,003,404 Associated Brokers / Dealers N/A CIK Number 0001738995 Filed Document 0001738995-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-12-03 14:58:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1080 Investments, LLC See All Filings	D	2018-12-03 14:49:19 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers n/a CIK Number 0001760547 Filed Document 0001760547-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 14:49:19 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cytonics Corp See All Filings	D	2018-12-03 14:07:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001421744 Filed Document 0001421744-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-03 14:07:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Southeast Multifamily Portfolio II LLC See All Filings	D	2018-12-03 11:55:06 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers N/A CIK Number 0001760377 Filed Document 0001760377-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 11:55:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SoftBank Vision Fund L.P. See All Filings	D/A	2018-12-03 11:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699940 Filed Document 0001699940-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 11:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victorian Finance, LLC See All Filings	D	2018-12-03 09:08:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001760317 Filed Document 0001760317-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 09:08:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Proof Development LLC See All Filings	D	2018-11-30 19:21:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760427 Filed Document 0001760427-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-30 19:21:38 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Midas Opportunity Zone Fund, LLC See All Filings	D	2018-11-30 19:02:16 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001760491 Filed Document 0001760491-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-30 19:02:16 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LRR Investors, LLC See All Filings	D	2018-11-30 14:30:49 UTC
Amount To Be Raised $4,724,000 Associated Brokers / Dealers N/A CIK Number 0001760325 Filed Document 0001760325-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-30 14:30:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EB5AN ONE St. Petersburg Fund IX, LP See All Filings	D/A	2018-11-30 14:10:15 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers WINLO Management Group, LLC CIK Number 0001760134 Filed Document 0001760134-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-30 14:10:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoneGood, PBC See All Filings	D	2018-11-30 12:35:15 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001650631 Filed Document 0001650631-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-11-30 12:35:15 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D	2018-11-30 10:42:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-18-000018 Exclusions or Exemptions 506c Accepted Date 2018-11-30 10:42:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2018-11-30 10:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-30 10:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund