Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DEF Associates LP See All Filings	D/A	2017-02-17 10:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506964 Filed Document 0000919574-17-002117 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Physicals & Financing LP See All Filings	D/A	2017-02-17 10:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436620 Filed Document 0001436620-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:22:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DOWNTOWN ASSOCIATES II, L.P. See All Filings	D/A	2017-02-17 10:17:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138669 Filed Document 0000919574-17-002115 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:17:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DOWNTOWN ASSOCIATES I, L.P. See All Filings	D/A	2017-02-17 10:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001131286 Filed Document 0000919574-17-002113 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearwater Oaks Townhomes, LLC See All Filings	D	2017-02-17 10:09:26 UTC
Amount To Be Raised $13,810,000 Associated Brokers / Dealers N/A CIK Number 0001698359 Filed Document 0001698359-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:09:26 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENESTONE HEALTHCARE CORP See All Filings	D	2017-02-17 10:02:48 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0000792935 Filed Document 0000721748-17-000116 Exclusions or Exemptions 506b Accepted Date 2017-02-17 10:02:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Straight Path Communications Inc. See All Filings	D	2017-02-17 09:53:38 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001574460 Filed Document 0001213900-17-001521 Exclusions or Exemptions 506b Accepted Date 2017-02-17 09:53:38 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Liberty Storage Tampa Cypress, LLLP See All Filings	D	2017-02-17 09:52:06 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001698296 Filed Document 0001698296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 09:52:06 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Emerging Markets Consumer LLC See All Filings	D	2017-02-17 09:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698382 Filed Document 0001698382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 09:22:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RendrFX, Inc. See All Filings	D/A	2017-02-17 09:13:33 UTC
Amount To Be Raised $969,000 Associated Brokers / Dealers N/A CIK Number 0001650223 Filed Document 0001650223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 09:13:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SFBARC Fund 5, LLC See All Filings	D/A	2017-02-17 09:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634156 Filed Document 0001144204-17-009714 Exclusions or Exemptions 506b Accepted Date 2017-02-17 09:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Energy L/S Ltd. See All Filings	D/A	2017-02-17 08:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and Ajax Limited CIK Number 0001631873 Filed Document 0000945621-17-000142 Exclusions or Exemptions 506b Accepted Date 2017-02-17 08:36:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Energy L/S, L.P. See All Filings	D/A	2017-02-17 08:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001631877 Filed Document 0000945621-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-02-17 08:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPROTT RESOURCE HOLDINGS INC. See All Filings	D	2017-02-17 07:54:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001387964 Filed Document 0000950172-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:54:04 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Alpha Fund LP See All Filings	D/A	2017-02-17 07:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512015 Filed Document 0000902664-17-001266 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Alpha Fund Ltd. See All Filings	D/A	2017-02-17 07:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512016 Filed Document 0000902664-17-001265 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:18:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-17 07:15:59 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Andy Moran CIK Number 0001135856 Filed Document 0001135856-17-000060 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:15:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pelham Long/Short Small Cap Fund Ltd See All Filings	D/A	2017-02-17 07:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623386 Filed Document 0000902664-17-001263 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Long/Short Small Cap Fund LP See All Filings	D/A	2017-02-17 07:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623385 Filed Document 0000902664-17-001262 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Exotic Beta Fund Ltd. See All Filings	D/A	2017-02-17 07:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545296 Filed Document 0000902664-17-001261 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pelham Long/Short Fund LP See All Filings	D/A	2017-02-17 07:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427631 Filed Document 0000902664-17-001260 Exclusions or Exemptions 506b Accepted Date 2017-02-17 07:00:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pelham Long/Short Fund Ltd See All Filings	D/A	2017-02-17 06:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421973 Filed Document 0000902664-17-001259 Exclusions or Exemptions 506b Accepted Date 2017-02-17 06:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Exotic Beta Fund LP See All Filings	D/A	2017-02-17 06:57:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545295 Filed Document 0000902664-17-001258 Exclusions or Exemptions 506b Accepted Date 2017-02-17 06:57:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aperimus Offshore, Ltd. See All Filings	D/A	2017-02-17 06:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498265 Filed Document 0001144204-17-009695 Exclusions or Exemptions 506b Accepted Date 2017-02-17 06:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trizic, Inc. See All Filings	D	2017-02-16 21:56:06 UTC
Amount To Be Raised $2,099,999 Associated Brokers / Dealers N/A CIK Number 0001635816 Filed Document 0001635816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 21:56:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WhereFor, Inc. See All Filings	D	2017-02-16 21:32:54 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001698314 Filed Document 0001698314-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 21:32:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenbacker Renewable Energy Co LLC See All Filings	D	2017-02-16 20:02:18 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers SC Distributors, LLC CIK Number 0001563922 Filed Document 0001615774-17-000699 Exclusions or Exemptions 506b Accepted Date 2017-02-16 20:02:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeoTribe Ventures I, L.P. See All Filings	D	2017-02-16 19:43:52 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001696926 Filed Document 0001696926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 19:43:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MATBOCK ORIGINS, LLC See All Filings	D	2017-02-16 19:03:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678608 Filed Document 0001678608-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-16 19:03:05 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JYVE, L.L.C. See All Filings	D	2017-02-16 18:51:17 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001698171 Filed Document 0001698171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:51:17 UTC Type of Offering D Industry Computers Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Avalon Health Management LLC See All Filings	D/A	2017-02-16 18:37:47 UTC
Amount To Be Raised $724,739 Associated Brokers / Dealers N/A CIK Number 0001599567 Filed Document 0001140361-17-008005 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:37:47 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WEBROTATOR, INC. See All Filings	D	2017-02-16 18:21:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587793 Filed Document 0001056520-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:21:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MCCOY INVESTMENTS III, L.P. See All Filings	D/A	2017-02-16 18:12:05 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Boomerang Capital LLC CIK Number 0001650647 Filed Document 0001013594-17-000195 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2017-02-16 17:55:17 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001140361-17-007994 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:55:17 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Arch Street Investors, LP See All Filings	D	2017-02-16 17:48:15 UTC
Amount To Be Raised $12,755,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001697649 Filed Document 0001382963-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:48:15 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Geniecast, LLC See All Filings	D	2017-02-16 17:47:41 UTC
Amount To Be Raised $3,805,000 Associated Brokers / Dealers N/A CIK Number 0001670820 Filed Document 0001670820-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:47:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SENTINEL OFFENDER HOLDINGS, LLC See All Filings	D	2017-02-16 17:47:10 UTC
Amount To Be Raised $13,172,044 Associated Brokers / Dealers N/A CIK Number 0001697947 Filed Document 0001140361-17-007993 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:47:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MRA 48-49 LIC LLC See All Filings	D	2017-02-16 17:45:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001698371 Filed Document 0001698371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:45:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMP IX - Holdings, LLC See All Filings	D	2017-02-16 17:36:28 UTC
Amount To Be Raised $6,479,000 Associated Brokers / Dealers N/A CIK Number 0001698369 Filed Document 0001698369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:36:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Navigator Fund, LP See All Filings	D/A	2017-02-16 17:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540739 Filed Document 0001666393-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:31:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
XBORDERS, LLC See All Filings	D	2017-02-16 17:31:28 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001698070 Filed Document 0001698070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:31:28 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
KINGDOM RIDGE CAPITAL PARTNERS LP See All Filings	D/A	2017-02-16 17:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457104 Filed Document 0000919574-17-002104 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HCP Full Consequence Investing Fund I (Cayman), L.P. See All Filings	D	2017-02-16 17:20:11 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001698087 Filed Document 0001698087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:20:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNote Group, Inc. See All Filings	D	2017-02-16 17:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001140361-17-007980 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:14:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HCP Full Consequence Investing Fund I, L.P. See All Filings	D	2017-02-16 17:14:31 UTC
Amount To Be Raised $11,235,000 Associated Brokers / Dealers N/A CIK Number 0001691298 Filed Document 0001691298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lattice Biologics Ltd. See All Filings	D	2017-02-16 17:13:47 UTC
Amount To Be Raised $258,416 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:13:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2017-02-16 17:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001366814 Filed Document 0000950142-17-000388 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucerne Capital Fund LP See All Filings	D/A	2017-02-16 17:10:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001401955 Filed Document 0000950142-17-000387 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:10:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCheck, Inc. See All Filings	D	2017-02-16 16:58:01 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001691889 Filed Document 0001691889-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:58:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2017-02-16 16:56:03 UTC
Amount To Be Raised $6,575 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:56:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity