Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ProtoKinetix, Inc. See All Filings	D	2017-02-21 10:52:51 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:52:51 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Rize Technologies, Inc. See All Filings	D	2017-02-21 10:51:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001698391 Filed Document 0001698391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:51:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Luminance Global Fund See All Filings	D/A	2017-02-21 10:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594820 Filed Document 0001594820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Pixel Press Technology, LLC See All Filings	D	2017-02-21 10:48:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001589799 Filed Document 0001589799-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:48:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HENNEPIN LIFE SCIENCES, LLC See All Filings	D	2017-02-21 10:47:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001697102 Filed Document 0001288230-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:47:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BBM Brazil Equity Fund LLC See All Filings	D/A	2017-02-21 10:42:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:42:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moltin Holdings, Inc. See All Filings	D	2017-02-21 10:27:04 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001653040 Filed Document 0001653040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:27:04 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Sabby Volatility Warrant Fund I, Ltd. See All Filings	D/A	2017-02-21 10:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580525 Filed Document 0001535610-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
DART VENTURES, LLC See All Filings	D	2017-02-21 10:09:10 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001697096 Filed Document 0001140361-17-008240 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:09:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Sabby Volatility Warrant Fund, LLC See All Filings	D/A	2017-02-21 10:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544312 Filed Document 0001535610-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:08:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CEDARVIEW LIQUID SHORT DURATION, L.P. See All Filings	D/A	2017-02-21 10:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594622 Filed Document 0001013594-17-000198 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:05:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAV Biosciences Fund IV, L.P. See All Filings	D	2017-02-21 10:04:12 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001698455 Filed Document 0001698455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:04:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ground Up Ventures Fund, LP See All Filings	D	2017-02-21 10:03:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001698451 Filed Document 0001698451-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:03:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tontine Capital Partners II, L.P. See All Filings	D/A	2017-02-21 10:01:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479441 Filed Document 0000902664-17-001286 Exclusions or Exemptions 506b Accepted Date 2017-02-21 10:01:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tontine Capital Overseas Fund II, Ltd. See All Filings	D/A	2017-02-21 09:59:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479440 Filed Document 0000902664-17-001285 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:59:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OKANJO PARTNERS, INC. See All Filings	D	2017-02-21 09:53:05 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001532626 Filed Document 0001532626-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Natural Resources Offshore ERISA Fund Ltd. See All Filings	D/A	2017-02-21 09:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. and First Dominion Capital Corporation CIK Number 0001468971 Filed Document 0001468971-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AWH OPPORTUNITY FUND I LP See All Filings	D/A	2017-02-21 09:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211291 Filed Document 0001211291-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:24:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prodigo Solutions, Inc. See All Filings	D	2017-02-21 09:23:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001613945 Filed Document 0001613945-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:23:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Moab Partners LP See All Filings	D/A	2017-02-21 09:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393834 Filed Document 0001144204-17-009989 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:18:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOAB PARTNERS OFFSHORE LTD See All Filings	D/A	2017-02-21 09:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427169 Filed Document 0001144204-17-009984 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:15:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCHEMY INDIA FUND (CAYMAN) PARTNERS LP See All Filings	D/A	2017-02-21 09:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428910 Filed Document 0000919574-17-002174 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Nanox Imaging plc. See All Filings	D	2017-02-21 09:08:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001613409 Filed Document 0001613409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:08:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Opportunity, LP See All Filings	D/A	2017-02-21 09:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001189551 Filed Document 0001189551-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-21 09:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
iScribes Inc. See All Filings	D	2017-02-21 08:58:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612672 Filed Document 0001612672-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 08:58:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Conelec of Florida, LLC See All Filings	D	2017-02-21 08:04:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001512651 Filed Document 0001512651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 08:04:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-21 07:53:21 UTC
Amount To Be Raised $2,886,963 Associated Brokers / Dealers Jason Burlie, Peter Lester, Malcolm Liles, and William Liles CIK Number 0001135856 Filed Document 0001135856-17-000063 Exclusions or Exemptions 506b Accepted Date 2017-02-21 07:53:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ample Hills Holdings, Inc. See All Filings	D/A	2017-02-21 07:49:10 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001656562 Filed Document 0001656562-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 07:49:10 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-21 07:48:25 UTC
Amount To Be Raised $28,984,608 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-02-21 07:48:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-21 07:44:33 UTC
Amount To Be Raised $10,121,050 Associated Brokers / Dealers John Michael Nash, James Campisi, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-17-000061 Exclusions or Exemptions 506b Accepted Date 2017-02-21 07:44:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fort Nelson Partners, LP See All Filings	D/A	2017-02-21 06:42:07 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001673359 Filed Document 0001085146-17-000827 Exclusions or Exemptions 506b Accepted Date 2017-02-21 06:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Global Infrastructure Solutions Inc. See All Filings	D/A	2017-02-17 21:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694867 Filed Document 0001694867-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 21:09:01 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Revel Systems, Inc. See All Filings	D	2017-02-17 20:26:50 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001698191 Filed Document 0001698191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 20:26:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Surkus, Inc. See All Filings	D	2017-02-17 19:31:07 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001698255 Filed Document 0001698255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 19:31:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
QPAGOS See All Filings	D	2017-02-17 18:55:24 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001591913 Filed Document 0001615774-17-000712 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:55:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
DiFusion, Inc. See All Filings	D	2017-02-17 18:49:38 UTC
Amount To Be Raised $10,450,000 Associated Brokers / Dealers N/A CIK Number 0001539332 Filed Document 0001539332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:49:38 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus Biotechnology, Inc. See All Filings	D	2017-02-17 18:48:43 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001641241 Filed Document 0001641241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:48:43 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
McAlister Opportunity Fund III LP See All Filings	D	2017-02-17 18:41:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001698405 Filed Document 0001698405-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:41:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Numerai Fund 1, LP See All Filings	D/A	2017-02-17 18:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667103 Filed Document 0001667103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:39:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series MSP006 See All Filings	D/A	2017-02-17 18:21:25 UTC
Amount To Be Raised $383,500 Associated Brokers / Dealers N/A CIK Number 0001696999 Filed Document 0001696999-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:21:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
TriLinc Global Impact Fund Cayman, Ltd. See All Filings	D/A	2017-02-17 18:11:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001688039 Filed Document 0001688039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:11:52 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
MVP LS FUND XVI LLC See All Filings	D	2017-02-17 18:09:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696578 Filed Document 0001696749-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-17 18:09:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP ES FUND XII LLC See All Filings	D/A	2017-02-17 17:59:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696576 Filed Document 0001696749-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP ES FUND IX LLC See All Filings	D/A	2017-02-17 17:53:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696749 Filed Document 0001696749-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GenomeNext LLC See All Filings	D	2017-02-17 17:40:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001667959 Filed Document 0001667959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:40:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
BIG ROCK VISTA, LLC See All Filings	D	2017-02-17 17:37:17 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001698257 Filed Document 0001698257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:37:17 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RxSight I, LLC See All Filings	D	2017-02-17 17:28:36 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers N/A CIK Number 0001697042 Filed Document 0001697042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:28:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ESTABLISHMENT LABS HOLDINGS INC. See All Filings	D	2017-02-17 17:26:14 UTC
Amount To Be Raised $17,274,999 Associated Brokers / Dealers N/A CIK Number 0001688757 Filed Document 0001688757-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:26:14 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
OneHealthCompany, Inc. See All Filings	D	2017-02-17 17:22:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001696803 Filed Document 0001696803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:22:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
EARLY IMPACT VENTURES LLC See All Filings	D/A	2017-02-17 17:13:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695603 Filed Document 0001695603-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-17 17:13:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund