Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SG Aurora Fund (Onshore) L.P. See All Filings	D/A	2017-02-21 16:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483918 Filed Document 0001698249-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENDRIL NETWORKS, INC. See All Filings	D	2017-02-21 16:21:04 UTC
Amount To Be Raised $10,017,242 Associated Brokers / Dealers N/A CIK Number 0001307475 Filed Document 0001307475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:21:04 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cantone Office Center, LLC See All Filings	D	2017-02-21 16:16:13 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers Anthony J Cantone CIK Number 0001409434 Filed Document 0001409434-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:16:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Alta Community Investment 2017, LLC See All Filings	D	2017-02-21 16:14:57 UTC
Amount To Be Raised $11,772,300 Associated Brokers / Dealers N/A CIK Number 0001697572 Filed Document 0001697572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:14:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2017-02-21 16:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:10:10 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Kimbell Royalty Partners, LP See All Filings	D	2017-02-21 16:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657788 Filed Document 0001657788-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:05:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Stafford HiTIP Fund II, L.P. See All Filings	D	2017-02-21 16:01:39 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001698533 Filed Document 0001507943-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspiriant Holdings S5, LLC See All Filings	D	2017-02-21 16:00:38 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001698385 Filed Document 0001698385-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:00:38 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIVINGSTON CAPITAL FUND LP See All Filings	D/A	2017-02-21 15:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129676 Filed Document 0001013594-17-000200 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tinicum Parallel L.P. See All Filings	D	2017-02-21 15:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542600 Filed Document 0001542600-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:54:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacuLogix, Inc. See All Filings	D	2017-02-21 15:54:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554897 Filed Document 0001554897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:54:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Tinicum Tax Exempt L.P. See All Filings	D	2017-02-21 15:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542602 Filed Document 0001542602-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:53:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flirtey Holdings, Inc. See All Filings	D	2017-02-21 15:53:04 UTC
Amount To Be Raised $15,843,482 Associated Brokers / Dealers N/A CIK Number 0001698561 Filed Document 0001698561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:53:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
JMB Hedged Yield Fund LLC See All Filings	D/A	2017-02-21 15:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541224 Filed Document 0001013594-17-000199 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Greenville, LLC See All Filings	D	2017-02-21 15:50:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001697547 Filed Document 0001697547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:50:24 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AlphaKeys Total Alternatives Solution 2016, L.L.C. See All Filings	D	2017-02-21 15:50:15 UTC
Amount To Be Raised $257,526,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001698483 Filed Document 0001698483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:50:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2017-02-21 15:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:47:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Faraday Pharmaceuticals, Inc. See All Filings	D/A	2017-02-21 15:47:28 UTC
Amount To Be Raised $32,780,000 Associated Brokers / Dealers N/A CIK Number 0001614107 Filed Document 0001614107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:47:28 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tinicum Employees L.P. See All Filings	D	2017-02-21 15:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542603 Filed Document 0001542603-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cantone Office Center, LLC See All Filings	D	2017-02-21 15:40:35 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Anthony J Cantone CIK Number 0001409434 Filed Document 0001409434-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:40:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tinicum L.P. See All Filings	D	2017-02-21 15:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542599 Filed Document 0001542599-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:40:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simplifide, Inc. See All Filings	D	2017-02-21 15:37:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674485 Filed Document 0001674485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:37:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Andurand Commodities Fund LP See All Filings	D/A	2017-02-21 15:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570199 Filed Document 0000902664-17-001289 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Choral Financial Fund, LP See All Filings	D/A	2017-02-21 15:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417442 Filed Document 0000919574-17-002187 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VII LLC See All Filings	D/A	2017-02-21 15:23:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684363 Filed Document 0001691465-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Investment Partners, LLC - CLAT Solutions Fund See All Filings	D	2017-02-21 15:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698453 Filed Document 0001698453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:20:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND XV FORM ID See All Filings	D	2017-02-21 15:17:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696577 Filed Document 0001691465-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:17:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DOUGLAS FALCON FUND, L.P. See All Filings	D/A	2017-02-21 15:16:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593297 Filed Document 0001593297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oaktree Japan Absolute Return Fund Partnership Feeder (Cayman) LP See All Filings	D	2017-02-21 15:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686946 Filed Document 0001686946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:10:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hill Path Capital Partners LP See All Filings	D/A	2017-02-21 15:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC CIK Number 0001661914 Filed Document 0001315863-17-000185 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTCR Onvoy Holdings LLC See All Filings	D	2017-02-21 15:03:37 UTC
Amount To Be Raised $160,056,948 Associated Brokers / Dealers N/A CIK Number 0001671070 Filed Document 0001140361-17-008304 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:03:37 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XIV LLC See All Filings	D/A	2017-02-21 15:03:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001691466 Filed Document 0001691465-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Oaktee Japan Absolute Return Fund Corporate Feeder (Cayman) LP See All Filings	D	2017-02-21 15:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686907 Filed Document 0001686907-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:01:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS Fund II LLC See All Filings	D/A	2017-02-21 14:49:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001691465-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Portico Studios, Inc See All Filings	D	2017-02-21 14:45:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001698357 Filed Document 0001698357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:45:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Syntax Global I, LP See All Filings	D/A	2017-02-21 14:43:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537376 Filed Document 0001315863-17-000184 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:43:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND X LLC See All Filings	D/A	2017-02-21 14:42:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696750 Filed Document 0001691465-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Syntax Index Series LP See All Filings	D/A	2017-02-21 14:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507681 Filed Document 0001315863-17-000183 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XIII LLC See All Filings	D/A	2017-02-21 14:33:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenutres Marketplace, Inc. CIK Number 0001691465 Filed Document 0001691465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:33:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Immedia Semiconductor, Inc. See All Filings	D	2017-02-21 14:32:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595922 Filed Document 0001595922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:32:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ICG Recovery Fund 2008 B Limited Partnership See All Filings	D	2017-02-21 14:30:45 UTC
Amount To Be Raised $680,959,051 Associated Brokers / Dealers N/A CIK Number 0001697734 Filed Document 0001697734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:30:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aerospace, Transportation & Logistics Fund LP See All Filings	D/A	2017-02-21 14:28:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632437 Filed Document 0000947871-17-000158 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:28:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QQUV INVESTMENTS 2, LLC See All Filings	D	2017-02-21 14:28:09 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001698517 Filed Document 0001698517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:28:09 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bay Capital India Fixed Income Fund Ltd See All Filings	D/A	2017-02-21 14:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542537 Filed Document 0001542537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapRock Land & Development Fund I, L.P. See All Filings	D	2017-02-21 13:59:59 UTC
Amount To Be Raised $3,273,500 Associated Brokers / Dealers Dolliver H. Frederick and Charles R. Querry CIK Number 0001581975 Filed Document 0001581975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 13:59:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Debt Blend Fund (US), L.P. See All Filings	D/A	2017-02-21 13:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001569081 Filed Document 0001569081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 13:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHPAW CREDIT OPPORTUNITY PARTNERS L P See All Filings	D/A	2017-02-21 13:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336696 Filed Document 0001315863-17-000182 Exclusions or Exemptions 506b Accepted Date 2017-02-21 13:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD See All Filings	D/A	2017-02-21 13:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336576 Filed Document 0001315863-17-000181 Exclusions or Exemptions 506b Accepted Date 2017-02-21 13:54:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
REALIST PHARMA INC. See All Filings	D	2017-02-21 13:51:22 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001695285 Filed Document 0001695285-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 13:51:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
HHR Atlas Ltd. See All Filings	D/A	2017-02-21 13:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362423 Filed Document 0000919574-17-002185 Exclusions or Exemptions 506b Accepted Date 2017-02-21 13:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity