Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TULA Life, Inc. See All Filings	D	2017-02-22 11:23:03 UTC
Amount To Be Raised $8,457,848 Associated Brokers / Dealers N/A CIK Number 0001698342 Filed Document 0001698342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 11:23:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BREP Europe V (Alberta) L.P. See All Filings	D/A	2017-02-22 11:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd. and Morgan Stanley Smith Barney LLC CIK Number 0001663183 Filed Document 0001663183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 11:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Johnston Capital Partners Fund I, L.P. See All Filings	D/A	2017-02-22 11:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473541 Filed Document 0001473541-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-22 11:13:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners Europe V L.P. See All Filings	D/A	2017-02-22 11:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, NH Investment & Securities Co., Ltd., Compass Private Equity XIV Fondo De Inversion, Bank Julius Baer & Co., Ltd., UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001663185 Filed Document 0001663185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 11:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIR INDUSTRIES GROUP See All Filings	D	2017-02-22 11:06:46 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001193805-17-000299 Exclusions or Exemptions 506b Accepted Date 2017-02-22 11:06:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SIRE DISCOVERY GROUP L P See All Filings	D/A	2017-02-22 11:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917900 Filed Document 0000919574-17-002201 Exclusions or Exemptions 506b Accepted Date 2017-02-22 11:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIRE PARTNERS L P See All Filings	D/A	2017-02-22 10:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884036 Filed Document 0000919574-17-002199 Exclusions or Exemptions 506b Accepted Date 2017-02-22 10:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meno Holdings SPV, LP See All Filings	D	2017-02-22 10:35:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001698585 Filed Document 0001698585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 10:35:55 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Myriad Opportunities US Fund Ltd See All Filings	D/A	2017-02-22 10:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541829 Filed Document 0001541829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 10:30:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IntSights Cyber Intelligence Ltd. See All Filings	D	2017-02-22 10:14:03 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001698473 Filed Document 0001698473-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 10:14:03 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Seaport Capital Partners V, L.P. See All Filings	D	2017-02-22 10:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698298 Filed Document 0000908662-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-02-22 10:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SAM Liquid Fund, LP See All Filings	D/A	2017-02-22 10:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555491 Filed Document 0001555491-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-22 10:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Myriad Opportunities Offshore Fund Ltd See All Filings	D/A	2017-02-22 10:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544271 Filed Document 0001544271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 10:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravy Live, Inc. See All Filings	D	2017-02-22 09:56:42 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001698028 Filed Document 0000897069-17-000136 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:56:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Uru, Inc. See All Filings	D	2017-02-22 09:50:53 UTC
Amount To Be Raised $955,000 Associated Brokers / Dealers N/A CIK Number 0001697966 Filed Document 0001231919-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
III Global Ltd. See All Filings	D/A	2017-02-22 09:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., James River Securities Corp., Frontier Solutions, LLC, and Norfolk Markets, LLC CIK Number 0001469719 Filed Document 0001469719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sungage Financial, Inc. See All Filings	D	2017-02-22 09:38:27 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001645619 Filed Document 0001140361-17-008447 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:38:27 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
III Fund Ltd. See All Filings	D/A	2017-02-22 09:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001469720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:31:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Principles Structured Income Fund, LLC See All Filings	D/A	2017-02-22 09:30:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548357 Filed Document 0001548357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III FUND LP See All Filings	D/A	2017-02-22 09:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp. CIK Number 0001077921 Filed Document 0001077921-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:13:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMR LLC See All Filings	D	2017-02-22 08:52:36 UTC
Amount To Be Raised $9,250,000 Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-22 08:52:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
VOXEL INNOVATIONS, INC. See All Filings	D/A	2017-02-22 08:50:21 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001677662 Filed Document 0001677662-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 08:50:21 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Gedesco Funding No. 1 SA See All Filings	D	2017-02-22 08:41:23 UTC
Amount To Be Raised $52,545,000 Associated Brokers / Dealers Cohen & Company Financial Limited CIK Number 0001634864 Filed Document 0001634864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 08:41:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Debt
European Special Opportunities Fund VI S.C.Sp. See All Filings	D/A	2017-02-22 06:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666729 Filed Document 0000902664-17-001290 Exclusions or Exemptions 506b Accepted Date 2017-02-22 06:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zentific Asia Opportunities US Offshore Feeder Fund Ltd See All Filings	D	2017-02-21 21:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656879 Filed Document 0001656879-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-21 21:24:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW DIMENSION RESOURCES LTD See All Filings	D	2017-02-21 21:10:50 UTC
Amount To Be Raised $152,992 Associated Brokers / Dealers N/A CIK Number 0001441412 Filed Document 0001176256-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-02-21 21:10:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Rare Earth Exploration LLC See All Filings	D	2017-02-21 21:00:54 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001697794 Filed Document 0001697794-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 21:00:54 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Pinea USA, LLC See All Filings	D	2017-02-21 20:24:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001698569 Filed Document 0001698569-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 20:24:49 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AZARGA URANIUM CORP. See All Filings	D	2017-02-21 20:18:30 UTC
Amount To Be Raised $19,157 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 20:18:30 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CMC Care Holdings LLC See All Filings	D	2017-02-21 18:27:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001698497 Filed Document 0001698497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 18:27:52 UTC Type of Offering D Industry Health Insurance Principal Place of Business PUERTO RICO Revenue or Assets $No Revenues Type of Security Equity
RIALTO SPECIAL SITUATIONS FUND, LP See All Filings	D	2017-02-21 18:04:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001691768 Filed Document 0001691768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 18:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Safer Made, LP See All Filings	D	2017-02-21 18:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687523 Filed Document 0001687523-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 18:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wild Calling Pet Foods, LLC See All Filings	D/A	2017-02-21 17:58:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632315 Filed Document 0001632315-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:58:47 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Central Tennessee Timber Partners, LP See All Filings	D	2017-02-21 17:56:15 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001698179 Filed Document 0001698179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:56:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Verde Food Co See All Filings	D/A	2017-02-21 17:45:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001656360 Filed Document 0001656360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:45:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
ASL Strategic Value Fund, LP See All Filings	D/A	2017-02-21 17:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667882 Filed Document 0001667882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:17:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Biomass Products, LLC See All Filings	D	2017-02-21 17:11:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001496729 Filed Document 0001209191-17-012783 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:11:25 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hotel of the Hills, LLC See All Filings	D	2017-02-21 17:09:24 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001691689 Filed Document 0001104659-17-010587 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:09:24 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FISCHER GLOBAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2017-02-21 17:07:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381680 Filed Document 0000919574-17-002196 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:07:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
uShip, Inc See All Filings	D	2017-02-21 17:01:12 UTC
Amount To Be Raised $24,999,996 Associated Brokers / Dealers N/A CIK Number 0001331552 Filed Document 0001331552-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 17:01:12 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FISCHER ENTERPRISE FUND, L.P. See All Filings	D/A	2017-02-21 16:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176420 Filed Document 0000919574-17-002193 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:56:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
House Residency Fund, L.P., The See All Filings	D	2017-02-21 16:55:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001695613 Filed Document 0001695613-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:55:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
William Blair Macro Allocation TE Fund, L.P. See All Filings	D	2017-02-21 16:51:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001672331 Filed Document 0001382963-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:51:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DVRC Pennsylvania Turnpike II LP See All Filings	D	2017-02-21 16:41:22 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers Austar and Kookmin CIK Number 0001698532 Filed Document 0001698532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:41:22 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
OLEDWorks LLC See All Filings	D	2017-02-21 16:40:31 UTC
Amount To Be Raised $3,923,635 Associated Brokers / Dealers N/A CIK Number 0001523792 Filed Document 0001466398-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:40:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Aurea Medical, LLC See All Filings	D	2017-02-21 16:37:17 UTC
Amount To Be Raised $3,498,892 Associated Brokers / Dealers N/A CIK Number 0001698250 Filed Document 0001698250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:37:17 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ReliantHeart Inc. See All Filings	D	2017-02-21 16:34:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001586240 Filed Document 0000905718-17-000275 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:34:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Walden Retreats Hill Country, LLC See All Filings	D	2017-02-21 16:31:37 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001697707 Filed Document 0001697707-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:31:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Hiatus Inc. See All Filings	D	2017-02-21 16:30:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001698447 Filed Document 0001698447-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:30:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xenex Disinfection Services LLC See All Filings	D	2017-02-21 16:24:07 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:24:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity