Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PLUSCIOS FUND LLC See All Filings	D/A	2019-02-26 10:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C. and North South Capital, LLC CIK Number 0001373702 Filed Document 0001373702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 10:05:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bloom Tree Offshore Fund, Ltd. See All Filings	D/A	2019-02-26 09:59:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001657165 Filed Document 0000919574-19-001997 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:59:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Diversified Strategies LLC See All Filings	D/A	2019-02-26 09:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297726 Filed Document 0001724485-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC HEDGED STRATEGIES LLC See All Filings	D/A	2019-02-26 09:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180796 Filed Document 0001724485-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:48:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Eureka, LLC See All Filings	D/A	2019-02-26 09:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484369 Filed Document 0001724485-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:47:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Eagle LLC See All Filings	D/A	2019-02-26 09:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318419 Filed Document 0001724485-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asimo, LLC See All Filings	D/A	2019-02-26 09:46:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532152 Filed Document 0001724485-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:46:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFP CAV Offshore, LP See All Filings	D/A	2019-02-26 09:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731492 Filed Document 0001731492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highclere Castle Spirits Investments LLC See All Filings	D	2019-02-26 09:40:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Westbury Group LLC CIK Number 0001751044 Filed Document 0001062993-19-001072 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:40:34 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
STOBOX INC. See All Filings	D	2019-02-26 09:28:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001768480 Filed Document 0001768480-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-26 09:28:06 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
STOBOX INC. See All Filings	D	2019-02-26 09:20:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001768480 Filed Document 0001768480-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-26 09:20:21 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Merbree Holdings, LLC See All Filings	D	2019-02-26 09:17:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677882 Filed Document 0001128732-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:17:11 UTC Type of Offering D Industry Restaurants Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
DURHAM BOOKER DEV, LLC See All Filings	D	2019-02-26 09:10:37 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001768458 Filed Document 0001768458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-26 09:10:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Exigent Total Return Fund LP See All Filings	D/A	2019-02-26 08:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566628 Filed Document 0001213900-19-003132 Exclusions or Exemptions 506b Accepted Date 2019-02-26 08:47:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Exigent Enhanced Income Fund LP See All Filings	D/A	2019-02-26 08:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549558 Filed Document 0001213900-19-003130 Exclusions or Exemptions 506b Accepted Date 2019-02-26 08:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Sime Diagnostics Ltd See All Filings	D	2019-02-26 07:14:02 UTC
Amount To Be Raised $78,582 Associated Brokers / Dealers N/A CIK Number 0001600690 Filed Document 0001600690-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 07:14:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2019-02-26 06:59:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-26 06:59:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide Private Placement Variable Account - E See All Filings	D/A	2019-02-26 06:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph D. Sprague CIK Number 0001601405 Filed Document 0001601405-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-26 06:40:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wooster Capital, L.P. See All Filings	D/A	2019-02-26 06:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229576 Filed Document 0000902664-19-001292 Exclusions or Exemptions 506b Accepted Date 2019-02-26 06:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edie Parker, LLC See All Filings	D	2019-02-25 20:39:09 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001688253 Filed Document 0001688253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 20:39:09 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Route App, Inc. See All Filings	D	2019-02-25 20:02:56 UTC
Amount To Be Raised $1,729,837 Associated Brokers / Dealers N/A CIK Number 0001768949 Filed Document 0001768949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 20:02:56 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CROWDFUNZ 805 LLC See All Filings	D	2019-02-25 19:44:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001768997 Filed Document 0001768997-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-25 19:44:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NO JAZZ HANDS LTD LIABILITY CO See All Filings	D	2019-02-25 19:33:39 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001768834 Filed Document 0001768834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 19:33:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Ranger Ventures, LLC See All Filings	D	2019-02-25 19:27:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Sentinus-Halo Securities, LLC CIK Number 0001768536 Filed Document 0001768536-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 19:27:15 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Silver Exploration Inc. See All Filings	D	2019-02-25 19:14:47 UTC
Amount To Be Raised $136,629 Associated Brokers / Dealers N/A CIK Number 0001701599 Filed Document 0001701599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 19:14:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
MKG Enterprises Corp. See All Filings	D/A	2019-02-25 18:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New Direction Trust Company CIK Number 0001656858 Filed Document 0001667731-19-000026 Exclusions or Exemptions 506c Accepted Date 2019-02-25 18:59:37 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FreshCane Inc See All Filings	D	2019-02-25 18:54:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001768964 Filed Document 0001768964-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 18:54:25 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Camp Colvos Brewing, LLC See All Filings	D	2019-02-25 18:53:39 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001728148 Filed Document 0001728148-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-25 18:53:39 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TIB-FIB LLC See All Filings	D	2019-02-25 18:50:13 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001768921 Filed Document 0001768921-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 18:50:13 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
NIMBUS MANAGEMENT INC. See All Filings	D	2019-02-25 18:26:23 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001768915 Filed Document 0001768915-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 18:26:23 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
ANYONE HOME INC. See All Filings	D	2019-02-25 18:09:15 UTC
Amount To Be Raised $1,750,001 Associated Brokers / Dealers N/A CIK Number 0001618484 Filed Document 0001618484-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 18:09:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUP NT 1501 LLC See All Filings	D	2019-02-25 18:07:50 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001713353 Filed Document 0001713353-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 18:07:50 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Veterinary Radiation Oncology of the Chesapeake, LLC See All Filings	D	2019-02-25 18:03:42 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001761043 Filed Document 0001761043-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 18:03:42 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital (South Beach - Vegas) DST See All Filings	D/A	2019-02-25 17:58:16 UTC
Amount To Be Raised $32,662,643 Associated Brokers / Dealers Griffin Capital Securities, LLC, Sonya Gotz, Daniel Rhett Jeppson, Don Hartmann, and Vint Hartmann CIK Number 0001756603 Filed Document 0001756603-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:58:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OYSTER POINT PHARMA I, LLC See All Filings	D	2019-02-25 17:48:25 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001769046 Filed Document 0001769046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCEAN PROTOCOL FOUNDATION LTD. See All Filings	D	2019-02-25 17:42:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768766 Filed Document 0001768766-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-25 17:42:34 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Other
WINLINK LLC See All Filings	D	2019-02-25 17:41:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers HILARY YAO CIK Number 0001768923 Filed Document 0001768923-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-25 17:41:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RMAP, LLC See All Filings	D	2019-02-25 17:40:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001768938 Filed Document 0001768938-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:40:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
KromaTiD, Inc. See All Filings	D	2019-02-25 17:36:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001585391 Filed Document 0001585391-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:36:25 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Jupiter Capital, Inc. See All Filings	D/A	2019-02-25 17:34:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers David Bailey CIK Number 0001764272 Filed Document 0001764272-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:34:05 UTC Type of Offering D/A Industry Investing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Arena Analytics Inc. See All Filings	D/A	2019-02-25 17:25:22 UTC
Amount To Be Raised $13,994,984 Associated Brokers / Dealers N/A CIK Number 0001628802 Filed Document 0001764442-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:25:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
JM10 II, LLC See All Filings	D	2019-02-25 17:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768886 Filed Document 0001768886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Low Volatility Fund LP See All Filings	D/A	2019-02-25 17:18:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001568138 Filed Document 0001568138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:18:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSE Collection, LLC See All Filings	1-A POS	2019-02-25 17:18:21 UTC
Amount To Be Raised $397,500 Associated Brokers / Dealers N/A CIK Number 0001688804 Filed Document 0001688804-19-000002 Accepted Date 2019-02-25 17:18:21 UTC Type of Offering 1-A POS Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Other(describe)
Ares EPIC Co-Invest Cayman Feeder A1, L.P. See All Filings	D	2019-02-25 17:18:06 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers ARES INVESTOR SERVICES LLC CIK Number 0001766443 Filed Document 0001766443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:18:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
3-V Biosciences, Inc. See All Filings	D	2019-02-25 17:11:15 UTC
Amount To Be Raised $42,197,382 Associated Brokers / Dealers N/A CIK Number 0001400118 Filed Document 0001400118-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:11:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FreightWaves, Inc. See All Filings	D	2019-02-25 17:11:02 UTC
Amount To Be Raised $20,127,984 Associated Brokers / Dealers N/A CIK Number 0001733588 Filed Document 0001733588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:11:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NDT USLV Fund LP See All Filings	D/A	2019-02-25 17:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683564 Filed Document 0001683564-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:10:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fremont HomePlus, LLC See All Filings	D	2019-02-25 17:07:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001769011 Filed Document 0001769011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:07:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
US Equity Market Neutral Fund LP See All Filings	D/A	2019-02-25 17:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001671151 Filed Document 0001671151-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund