Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LUXOR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2017-02-23 17:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356913 Filed Document 0001013594-17-000216 Exclusions or Exemptions 506b Accepted Date 2017-02-23 17:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Capital Partners, LP See All Filings	D/A	2017-02-23 17:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393021 Filed Document 0001013594-17-000215 Exclusions or Exemptions 506b Accepted Date 2017-02-23 17:10:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YIELD STRATEGIES FUND II LP See All Filings	D/A	2017-02-23 17:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001197302 Filed Document 0001197302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 17:09:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Real Estate Partners VIII Co-Investment Fund, L.P. See All Filings	D	2017-02-23 17:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698507 Filed Document 0001698507-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 17:08:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PacketSled, Inc. See All Filings	D	2017-02-23 17:04:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001579114 Filed Document 0001579114-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 17:04:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Equity Overlay Fund LLC See All Filings	D/A	2017-02-23 17:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315367 Filed Document 0001315367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 17:02:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Affigen Holdings LLC See All Filings	D	2017-02-23 16:59:20 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001698744 Filed Document 0001698744-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:59:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LED MEDICAL DIAGNOSTICS INC See All Filings	D	2017-02-23 16:58:10 UTC
Amount To Be Raised $820,785 Associated Brokers / Dealers N/A CIK Number 0001381955 Filed Document 0001140361-17-008850 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:58:10 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging (Free) Markets Country Fund See All Filings	D/A	2017-02-23 16:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0001467835 Filed Document 0001467835-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:55:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nativis, Inc. See All Filings	D/A	2017-02-23 16:49:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001254348 Filed Document 0001572426-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:49:13 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HyperSciences, Inc. See All Filings	D	2017-02-23 16:47:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001646921 Filed Document 0001646921-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:47:19 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Peloton Technology, Inc. See All Filings	D	2017-02-23 16:37:53 UTC
Amount To Be Raised $49,999,995 Associated Brokers / Dealers N/A CIK Number 0001577490 Filed Document 0001577490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:37:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG SHORT QP LP See All Filings	D/A	2017-02-23 16:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001283833 Filed Document 0001013594-17-000213 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:36:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG SHORT LP See All Filings	D/A	2017-02-23 16:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001308004 Filed Document 0001013594-17-000212 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:34:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LP See All Filings	D/A	2017-02-23 16:34:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001114305 Filed Document 0001013594-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:34:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN QP LP See All Filings	D/A	2017-02-23 16:32:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001282700 Filed Document 0001013594-17-000210 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:32:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG/SHORT, LTD. See All Filings	D/A	2017-02-23 16:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466795 Filed Document 0001013594-17-000209 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:32:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LTD See All Filings	D/A	2017-02-23 16:30:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001206259 Filed Document 0001013594-17-000208 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:30:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBR ACTIVE EQUITY - LONG ONLY, LP See All Filings	D/A	2017-02-23 16:29:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574012 Filed Document 0001013594-17-000207 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hildene Opportunities Fund II, L.P. See All Filings	D/A	2017-02-23 16:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541435 Filed Document 0001541435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR ACTIVE EQUITY - LONG ONLY (QP), LP See All Filings	D/A	2017-02-23 16:28:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574013 Filed Document 0001013594-17-000206 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:28:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HILDENE OPPORTUNITIES FUND LP See All Filings	D/A	2017-02-23 16:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group and Agecroft Partners LLC CIK Number 0001434127 Filed Document 0001434127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:23:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Lake Unconstrained Municipal Opportunities Fund, LLC See All Filings	D/A	2017-02-23 16:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637173 Filed Document 0001637173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:22:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Helios & Matheson Analytics Inc. See All Filings	D	2017-02-23 16:19:37 UTC
Amount To Be Raised $5,681,818 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001040792 Filed Document 0001437749-17-003084 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:19:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
279-281 St. Paul LLC See All Filings	D	2017-02-23 16:16:36 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001698217 Filed Document 0001698217-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:16:36 UTC Type of Offering D Industry Residential Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
Hildene Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2017-02-23 16:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541434 Filed Document 0001541434-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Versatran Holdings See All Filings	D	2017-02-23 16:16:12 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001681510 Filed Document 0001681510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:16:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Groove Technologies, Inc. See All Filings	D	2017-02-23 16:16:03 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001695849 Filed Document 0001695849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:16:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Altus ACE, LLC See All Filings	D	2017-02-23 16:13:09 UTC
Amount To Be Raised $10,000,008 Associated Brokers / Dealers N/A CIK Number 0001643134 Filed Document 0001162677-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:13:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UDELV, INC. See All Filings	D	2017-02-23 16:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698597 Filed Document 0001698597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:09:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Goldsource Mines Inc. See All Filings	D	2017-02-23 16:09:21 UTC
Amount To Be Raised $3,022,165 Associated Brokers / Dealers N/A CIK Number 0001299865 Filed Document 0001140361-17-008823 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:09:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers SP LLC See All Filings	D/A	2017-02-23 16:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666423 Filed Document 0001581986-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qool Therapeutics, Inc. See All Filings	D	2017-02-23 16:04:01 UTC
Amount To Be Raised $15,156,076 Associated Brokers / Dealers N/A CIK Number 0001658096 Filed Document 0001658096-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:04:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Balanced Energy, LLC See All Filings	D	2017-02-23 16:02:16 UTC
Amount To Be Raised $373,680 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:02:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
HILDENE OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2017-02-23 16:02:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001441072 Filed Document 0001192482-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:02:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Ultra Low Duration Bond Fund LLC See All Filings	D	2017-02-23 16:01:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698707 Filed Document 0000892712-17-000148 Exclusions or Exemptions 506b Accepted Date 2017-02-23 16:01:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mora Global, Inc. See All Filings	D	2017-02-23 15:58:39 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:58:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
THEOREM MAIN FUND OFFSHORE LP See All Filings	D	2017-02-23 15:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688311 Filed Document 0001688311-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:54:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JustFoodForDogs Holdings, LLC See All Filings	D	2017-02-23 15:52:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001698805 Filed Document 0001698805-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:52:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers Onshore LP See All Filings	D/A	2017-02-23 15:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581985 Filed Document 0001581986-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund II, Ltd. See All Filings	D/A	2017-02-23 15:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, and HIGHTOWER SECURITIES, LLC CIK Number 0001503462 Filed Document 0000919574-17-002236 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EMBL Retail, Inc. See All Filings	D	2017-02-23 15:52:00 UTC
Amount To Be Raised $1,175,290 Associated Brokers / Dealers N/A CIK Number 0001675839 Filed Document 0001675839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:52:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Asia Growth Offshore Fund, Ltd. See All Filings	D/A	2017-02-23 15:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC CIK Number 0001410036 Filed Document 0000919574-17-002235 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:50:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers Offshore Ltd See All Filings	D/A	2017-02-23 15:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581986 Filed Document 0001581986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Asia Growth, LP See All Filings	D/A	2017-02-23 15:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC and SANDERS MORRIS HARRIS INC. CIK Number 0001410054 Filed Document 0000919574-17-002231 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:47:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMPAC East Village Partners LP See All Filings	D	2017-02-23 15:40:50 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001698747 Filed Document 0001698747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:40:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Capital Partners, LP See All Filings	D/A	2017-02-23 15:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418941 Filed Document 0000919574-17-002229 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALKEON SELECT PARTNERS, LP See All Filings	D/A	2017-02-23 15:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572300 Filed Document 0000919574-17-002228 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:38:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cross Ocean Aviation Fund I Del Feeder LP See All Filings	D	2017-02-23 15:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698308 Filed Document 0001315863-17-000194 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:34:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 15 DST See All Filings	D	2017-02-23 15:33:54 UTC
Amount To Be Raised $27,520,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001698841 Filed Document 0001698841-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 15:33:54 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity