Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rainterra LLC See All Filings	D	2017-02-24 14:07:29 UTC
Amount To Be Raised $1,000,008 Associated Brokers / Dealers N/A CIK Number 0001698920 Filed Document 0001698920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 14:07:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport 59, LLC See All Filings	D/A	2017-02-24 14:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633057 Filed Document 0001659828-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-24 14:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport HFP, LLC See All Filings	D/A	2017-02-24 14:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633059 Filed Document 0001659828-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-24 14:05:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingdon Family Partnership, L.P. See All Filings	D/A	2017-02-24 14:00:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909621 Filed Document 0000919574-17-002300 Exclusions or Exemptions 506b Accepted Date 2017-02-24 14:00:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Associates See All Filings	D/A	2017-02-24 13:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000718801 Filed Document 0000919574-17-002298 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:57:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments PG, LP See All Filings	D	2017-02-24 13:50:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698883 Filed Document 0001698881-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:50:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLICK NOTICES, INC. See All Filings	D	2017-02-24 13:48:51 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001665674 Filed Document 0001665674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:48:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 60, LP See All Filings	D	2017-02-24 13:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698881 Filed Document 0001698881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TearSolutions, Inc. See All Filings	D	2017-02-24 13:42:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611687 Filed Document 0001611687-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:42:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D	2017-02-24 13:21:41 UTC
Amount To Be Raised $363,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000194 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:21:41 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AIG LIFE OF BERMUDA LTD See All Filings	D/A	2017-02-24 13:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Insurance Distributors International CIK Number 0001448930 Filed Document 0001448930-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:20:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Other
ZFI Capital, L.P. See All Filings	D/A	2017-02-24 13:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143692 Filed Document 0001143692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:13:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savanna Real Estate (PIV) Fund IV, L.P. See All Filings	D	2017-02-24 13:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001692124 Filed Document 0001692124-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:12:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DW Wynn, LLC See All Filings	D	2017-02-24 13:10:26 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001698600 Filed Document 0001698600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:10:26 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-02-24 13:10:25 UTC
Amount To Be Raised $4,067,440 Associated Brokers / Dealers Jason Burlie, Peter Lester, Malcolm Liles, and William Liles CIK Number 0001135856 Filed Document 0001135856-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:10:25 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2017-02-24 13:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centaurus Financial, Lincoln Financial Advisors, M Holdings Securities, Manor House Capital LLC, Royal Alliance Associates, Inc., Stern Capital LLC, First Liberties Securities, Inc., Fieldpoint Private Securities, and Lion Street Financial CIK Number 0000005108 Filed Document 0000005108-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:09:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
Versatran Holdings See All Filings	D/A	2017-02-24 13:06:05 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001681510 Filed Document 0001681510-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-24 13:06:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Peer Street Funding, LLC See All Filings	D/A	2017-02-24 12:59:19 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:59:19 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ivory Long Fund, L.P. See All Filings	D/A	2017-02-24 12:57:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606836 Filed Document 0001606836-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:57:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nash Coinvestment, L.P. See All Filings	D	2017-02-24 12:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692139 Filed Document 0001140361-17-009010 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:53:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCT Financial, L.L.C. See All Filings	D	2017-02-24 12:49:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698631 Filed Document 0001698631-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:49:44 UTC Type of Offering D Industry Investing Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Music Audience Exchange, Inc. See All Filings	D	2017-02-24 12:49:05 UTC
Amount To Be Raised $5,999,988 Associated Brokers / Dealers N/A CIK Number 0001698919 Filed Document 0001698919-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:49:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Volatility Alpha Fund, LP See All Filings	D/A	2017-02-24 12:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466239 Filed Document 0001612319-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 168 See All Filings	D	2017-02-24 12:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001698394 Filed Document 0001698394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:46:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Music Audience Exchange, Inc. See All Filings	D	2017-02-24 12:43:48 UTC
Amount To Be Raised $2,874,980 Associated Brokers / Dealers N/A CIK Number 0001698919 Filed Document 0001698919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:43:48 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARLINGTON DIVERSIFIED FUND LLC See All Filings	D/A	2017-02-24 12:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001284604 Filed Document 0001284604-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:42:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARLINGTON GLOBAL VALUE FUND L P See All Filings	D/A	2017-02-24 12:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336025 Filed Document 0001336025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax MSW Offshore Fund, LP See All Filings	D/A	2017-02-24 12:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634549 Filed Document 0000919574-17-002294 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:39:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LibreMax MSW Fund, LP See All Filings	D/A	2017-02-24 12:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634539 Filed Document 0000919574-17-002292 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIBREMAX VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2017-02-24 12:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589237 Filed Document 0000919574-17-002290 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SummerHaven Commodity Fund, LP See All Filings	D/A	2017-02-24 12:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488793 Filed Document 0000919574-17-002289 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:34:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LIBREMAX VALUE PARTNERS, LP See All Filings	D/A	2017-02-24 12:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576471 Filed Document 0000919574-17-002286 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thornburg International Equity Fund (Q.P.) LLC See All Filings	D/A	2017-02-24 12:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marwood Group CIK Number 0001369392 Filed Document 0001140361-17-009002 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:30:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax OC Offshore Fund, Ltd. See All Filings	D/A	2017-02-24 12:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504803 Filed Document 0000919574-17-002284 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:29:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LibreMax Offshore Fund, Ltd. See All Filings	D/A	2017-02-24 12:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504802 Filed Document 0000919574-17-002282 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LibreMax Partners, LP See All Filings	D/A	2017-02-24 12:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504804 Filed Document 0000919574-17-002280 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thornburg Developing World Fund (Q.P.), LLC See All Filings	D/A	2017-02-24 12:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564924 Filed Document 0001140361-17-008999 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivory Offshore Optimal Fund, Ltd. See All Filings	D/A	2017-02-24 12:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001406184 Filed Document 0001406184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anorak Ventures Fund I, L.P. See All Filings	D	2017-02-24 12:13:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698333 Filed Document 0001698333-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:13:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NEEDHAM CONTRARIAN FUND LP See All Filings	D/A	2017-02-24 12:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165292 Filed Document 0000919574-17-002278 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Optimal Fund, L.P. See All Filings	D/A	2017-02-24 12:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001327605 Filed Document 0001327605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Needham Contrarian QP Fund L P See All Filings	D/A	2017-02-24 12:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332382 Filed Document 0000919574-17-002276 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEEDHAM EMERGING GROWTH PARTNERS LP See All Filings	D/A	2017-02-24 12:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890847 Filed Document 0000919574-17-002274 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Offshore Flagship Fund, Ltd. See All Filings	D/A	2017-02-24 12:02:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citibank NA NY CIK Number 0001459016 Filed Document 0001459016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:02:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D/A	2017-02-24 12:01:42 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-17-014159 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:01:42 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2017-02-24 12:00:14 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-24 12:00:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bridgewater Beta Implementation Trading Co I, Ltd. See All Filings	D/A	2017-02-24 11:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550015 Filed Document 0001550015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 11:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Flagship Fund, L.P. See All Filings	D/A	2017-02-24 11:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citibank NA NY CIK Number 0001265889 Filed Document 0001265889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 11:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2017-02-24 11:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo and Benefit Finance Securities CIK Number 0000005108 Filed Document 0000005108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 11:51:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
Quad Learning, Inc. See All Filings	D	2017-02-24 11:50:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001540492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-24 11:50:27 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt