Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Summer Stone Partners I, LP See All Filings	D	2019-04-03 17:32:49 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001771414 Filed Document 0001771414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:32:49 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CS Investment Vehicle LLC See All Filings	D/A	2019-04-03 17:27:46 UTC
Amount To Be Raised $20,074,204 Associated Brokers / Dealers N/A CIK Number 0001746131 Filed Document 0001746131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
17 UNCLE MO/SETTLING FOR GOLD, LLC See All Filings	D	2019-04-03 17:21:04 UTC
Amount To Be Raised $367,000 Associated Brokers / Dealers N/A CIK Number 0001772698 Filed Document 0001772698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:21:04 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
YORK TOTAL ACCESS LTD See All Filings	D/A	2019-04-03 17:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402217 Filed Document 0001402217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Principal Trust See All Filings	D	2019-04-03 17:16:17 UTC
Amount To Be Raised $66,300 Associated Brokers / Dealers N/A CIK Number 0001772142 Filed Document 0001062993-19-001560 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:16:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saxum Opportunity Zone Fund I LP See All Filings	D	2019-04-03 17:16:15 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001769487 Filed Document 0001769487-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 17:16:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Campus Box Media, LLC See All Filings	D	2019-04-03 17:13:53 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001772575 Filed Document 0001772575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:13:53 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthQuest Partners III, L.P. See All Filings	D	2019-04-03 17:10:51 UTC
Amount To Be Raised $440,000,000 Associated Brokers / Dealers N/A CIK Number 0001771853 Filed Document 0001771853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:10:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DW OKLAHOMA SCOOP #11, LP See All Filings	D	2019-04-03 17:06:49 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001772786 Filed Document 0001772786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:06:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Dyal IV US Investors LP See All Filings	D/A	2019-04-03 17:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736338 Filed Document 0001771090-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
17 TIZNOW/N THE NOW, LLC See All Filings	D	2019-04-03 17:00:07 UTC
Amount To Be Raised $471,000 Associated Brokers / Dealers N/A CIK Number 0001772697 Filed Document 0001772697-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:00:07 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
SPIRA PRESERVATION FUND II, LP See All Filings	D	2019-04-03 17:00:06 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001772034 Filed Document 0001772034-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 17:00:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
South Georgia Industrial Development Fund, LLC See All Filings	D	2019-04-03 16:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772750 Filed Document 0001772750-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 16:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
RBI OPPORTUNITIES FUND II, LLC See All Filings	D	2019-04-03 16:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772258 Filed Document 0001772258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:56:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Residential Partners Fund A, LP See All Filings	D	2019-04-03 16:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772722 Filed Document 0001772722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:53:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CERCA Holdings, Inc. See All Filings	D	2019-04-03 16:41:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001772771 Filed Document 0001772771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:41:44 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NCP QR LP See All Filings	D	2019-04-03 16:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772430 Filed Document 0000902664-19-001745 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:35:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WC SACD Holdings, Inc. See All Filings	D	2019-04-03 16:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767658 Filed Document 0001767658-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:34:22 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HWC-La Plaza LLC See All Filings	D/A	2019-04-03 16:32:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001738819 Filed Document 0001738819-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:32:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orcas Product Group, Inc. See All Filings	D	2019-04-03 16:30:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001771318 Filed Document 0001771318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:30:09 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Smartly, Inc. See All Filings	D	2019-04-03 16:27:27 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001625012 Filed Document 0000898432-19-000607 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
YOR LABS, INC. See All Filings	D/A	2019-04-03 16:17:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715843 Filed Document 0001715843-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:17:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Napier Park Europe Loan Management Designated Activity Co See All Filings	D	2019-04-03 16:15:34 UTC
Amount To Be Raised $200,283,601 Associated Brokers / Dealers xxxxxxxxxx and xxxxxxxxxx CIK Number 0001661005 Filed Document 0001661005-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:15:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
Dyal IV Offshore Investors LP See All Filings	D/A	2019-04-03 16:12:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736340 Filed Document 0001771090-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:12:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMVEST STRATEGIC GROWTH FUND, L.P. See All Filings	D/A	2019-04-03 16:11:08 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001721802 Filed Document 0001721802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Concerted Holdings Inc See All Filings	D	2019-04-03 16:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772504 Filed Document 0001772504-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:10:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
17 ICE BOX/SWEETER TWITTER, LLC See All Filings	D	2019-04-03 16:08:08 UTC
Amount To Be Raised $226,000 Associated Brokers / Dealers N/A CIK Number 0001772696 Filed Document 0001772696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:08:08 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Dyal IV Pension Investors LP See All Filings	D/A	2019-04-03 16:04:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736339 Filed Document 0001771090-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 16:04:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ursaleo, Inc. See All Filings	D	2019-04-03 16:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734812 Filed Document 0001734812-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 16:01:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Dryden Capital Fund, LP See All Filings	D/A	2019-04-03 15:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572780 Filed Document 0001572780-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:58:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dryden Special Opportunity Fund, LP See All Filings	D/A	2019-04-03 15:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735758 Filed Document 0001572780-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coin Out Inc. See All Filings	D	2019-04-03 15:49:54 UTC
Amount To Be Raised $799,993 Associated Brokers / Dealers N/A CIK Number 0001736638 Filed Document 0001736638-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:49:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRACT Therapeutics, Inc. See All Filings	D	2019-04-03 15:49:11 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001772729 Filed Document 0001772729-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:49:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Waffle Labs, Inc. See All Filings	D/A	2019-04-03 15:47:46 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001762643 Filed Document 0001762643-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:47:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Surterra Holdings, Inc./DE See All Filings	D/A	2019-04-03 15:47:02 UTC
Amount To Be Raised $165,500,000 Associated Brokers / Dealers N/A CIK Number 0001749034 Filed Document 0001749034-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:47:02 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Mobiquity Technologies, Inc. See All Filings	D	2019-04-03 15:45:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001084267 Filed Document 0001683168-19-000942 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:45:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gateway Ambulatory Surgery Center, LLC See All Filings	D	2019-04-03 15:42:07 UTC
Amount To Be Raised $902,410 Associated Brokers / Dealers N/A CIK Number 0001478192 Filed Document 0001478192-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:42:07 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Latoka Capital, Inc See All Filings	D	2019-04-03 15:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772615 Filed Document 0001772615-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:41:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Peter Pan: The Land of Forever, LLC See All Filings	D	2019-04-03 15:40:05 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001770832 Filed Document 0000899797-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:40:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GeneTx Biotherapeutics LLC See All Filings	D/A	2019-04-03 15:38:49 UTC
Amount To Be Raised $6,324,132 Associated Brokers / Dealers N/A CIK Number 0001757906 Filed Document 0001757906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:38:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2019-04-03 15:38:15 UTC
Amount To Be Raised $7,224,929 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:38:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Otis Gallery LLC See All Filings	1-A/A	2019-04-03 15:35:38 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001767876 Filed Document 0001213900-19-005711 Accepted Date 2019-04-03 15:35:38 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Rand 418 LLC See All Filings	D	2019-04-03 15:31:16 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001772433 Filed Document 0001772433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:31:16 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
CAPTURELIFE, INC. See All Filings	D	2019-04-03 15:29:22 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001727049 Filed Document 0001362118-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:29:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Northern Tower Fund LLC See All Filings	D/A	2019-04-03 15:29:02 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001743955 Filed Document 0001743955-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 15:29:02 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Exponent Private Equity Partners IV, LP See All Filings	D	2019-04-03 15:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001736058 Filed Document 0001736058-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:18:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Capital Fund V-A, L.P. See All Filings	D	2019-04-03 15:09:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001772405 Filed Document 0001772405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital XLI US Investor, LP See All Filings	D	2019-04-03 15:06:00 UTC
Amount To Be Raised $9,925,000 Associated Brokers / Dealers N/A CIK Number 0001772571 Filed Document 0001642247-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:06:00 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
People Center, Inc. See All Filings	D	2019-04-03 15:04:15 UTC
Amount To Be Raised $44,999,958 Associated Brokers / Dealers N/A CIK Number 0001772138 Filed Document 0001772138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:04:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Core Property Fund LP See All Filings	D/A	2019-04-03 14:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Susan K. Charon, Mark S. Johnson, and Brian A. Schroeder CIK Number 0001536683 Filed Document 0001536683-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:59:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity