Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HCM Venture I, LP See All Filings	D/A	2019-02-28 14:31:15 UTC
Amount To Be Raised $3,691,435 Associated Brokers / Dealers N/A CIK Number 0001719706 Filed Document 0001719706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARSITY FINANCIAL GROUP HOLDINGS, INC. See All Filings	D	2019-02-28 14:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001768981 Filed Document 0001768981-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:25:32 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
COFFEE CAN FUND LP See All Filings	D	2019-02-28 14:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218454 Filed Document 0001218454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:24:10 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
MRP Value Offshore Fund I, LP See All Filings	D/A	2019-02-28 14:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764541 Filed Document 0001315863-19-000228 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:19:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PCI Investors Fund IV LLC See All Filings	D	2019-02-28 14:18:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001767629 Filed Document 0001767629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:18:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNOW CAPITAL INVESTMENT PARTNERS LP See All Filings	D/A	2019-02-28 14:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001206278 Filed Document 0001206278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:17:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
RBJ PARTNERS LP See All Filings	D	2019-02-28 14:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218453 Filed Document 0001218453-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-28 14:17:14 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Socure Inc. See All Filings	D	2019-02-28 14:14:41 UTC
Amount To Be Raised $29,999,990 Associated Brokers / Dealers N/A CIK Number 0001566310 Filed Document 0001231919-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:14:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precision Medicine Group Holdings, Inc. See All Filings	D/A	2019-02-28 14:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732481 Filed Document 0001732481-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:08:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD See All Filings	D/A	2019-02-28 14:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459067 Filed Document 0001567619-19-005562 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:06:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snag Holdings, Inc. See All Filings	D	2019-02-28 13:55:35 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001679767 Filed Document 0001679767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:55:35 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Ridgewood Capital Partners LP See All Filings	D/A	2019-02-28 13:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562606 Filed Document 0000892251-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:55:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PAVADI HEALTHCARE VALUE LONG ONLY FUND LP See All Filings	D/A	2019-02-28 13:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699456 Filed Document 0001405086-19-000065 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BELBRIDGE BREWING COMPANY, LLC See All Filings	D	2019-02-28 13:52:52 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001768836 Filed Document 0001768836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:52:52 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Blackstone / GSO Secured Trust Ltd See All Filings	D/A	2019-02-28 13:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leader's Group, Inc. and UBS Financial Services Inc. CIK Number 0001494181 Filed Document 0000950142-19-000366 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLYBIRD, LLC See All Filings	D	2019-02-28 13:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767264 Filed Document 0001767264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:47:03 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CanAmCP Pershing Point, LLC See All Filings	D	2019-02-28 13:20:41 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers CanAm Investor Services, LLC, CanAm Investor Services, LLC, and CanAm Investor Services, LLC CIK Number 0001769102 Filed Document 0001769102-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-28 13:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACON Germaine Partners, L.P. See All Filings	D	2019-02-28 13:16:00 UTC
Amount To Be Raised $7,884,100 Associated Brokers / Dealers N/A CIK Number 0001769071 Filed Document 0001567619-19-005559 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:16:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Specialized Multifamily Partners U.S. Fund I, L.P. See All Filings	D	2019-02-28 13:11:27 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers BTG Pactual US Capital LLC CIK Number 0001769240 Filed Document 0001769240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:11:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Efficient U.S. Funds, LLC See All Filings	D/A	2019-02-28 13:11:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer CIK Number 0001631475 Filed Document 0001631475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:11:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM Bain MMC 18 Fund LLC See All Filings	D	2019-02-28 13:09:50 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001759170 Filed Document 0001759170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:09:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ArthroMeda, Inc. See All Filings	D	2019-02-28 13:09:11 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001566819 Filed Document 0001566819-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:09:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sencap Long LLC See All Filings	D	2019-02-28 13:06:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769321 Filed Document 0001769321-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:06:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND LIV LLC See All Filings	D	2019-02-28 13:01:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001765078 Filed Document 0001765078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:01:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D/A	2019-02-28 12:55:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:55:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Jammcard, Inc. See All Filings	D	2019-02-28 12:53:07 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001612879 Filed Document 0001612879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:53:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
True Classic Production, LLC See All Filings	D	2019-02-28 12:48:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001769121 Filed Document 0001769121-19-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2019-02-28 12:48:42 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SLS Investors, L.P. See All Filings	D/A	2019-02-28 12:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001092468 Filed Document 0000919574-19-002056 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Holdings, LLC See All Filings	D	2019-02-28 12:38:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768903 Filed Document 0001768903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:38:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Russell Hill LLC See All Filings	D	2019-02-28 12:36:11 UTC
Amount To Be Raised $500,030 Associated Brokers / Dealers N/A CIK Number 0001766055 Filed Document 0001080368-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:36:11 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ferris Hill LLC See All Filings	D	2019-02-28 12:32:38 UTC
Amount To Be Raised $469,130 Associated Brokers / Dealers N/A CIK Number 0001766255 Filed Document 0001080368-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:32:38 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CGP Net Lease Mezz Equity II, LLC See All Filings	D	2019-02-28 12:31:45 UTC
Amount To Be Raised $7,175,000 Associated Brokers / Dealers N/A CIK Number 0001767083 Filed Document 0001764977-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:31:45 UTC Type of Offering D Industry Construction Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Red Cedar Hill LLC See All Filings	D	2019-02-28 12:30:37 UTC
Amount To Be Raised $395,030 Associated Brokers / Dealers N/A CIK Number 0001766059 Filed Document 0001080368-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:30:37 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CANE IP THIRD EYE, LLC See All Filings	D	2019-02-28 12:26:44 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001765373 Filed Document 0001765373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:26:44 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CEROS, INC. See All Filings	D	2019-02-28 12:26:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001444474 Filed Document 0001444474-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:26:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vital Leaf Inc See All Filings	D	2019-02-28 12:12:01 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687278 Filed Document 0001687278-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:12:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2019-02-28 12:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III SELECT CREDIT FUND LTD See All Filings	D/A	2019-02-28 12:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., James River Securities Corp., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001426141 Filed Document 0001493595-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Fund, L.P. See All Filings	D/A	2019-02-28 12:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESO Venture Fund III, LP See All Filings	D/A	2019-02-28 12:01:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001700414 Filed Document 0001700414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hope Portal Services, Inc. See All Filings	D/A	2019-02-28 12:00:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733229 Filed Document 0001733229-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:00:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
E Street Fund, LLC See All Filings	D/A	2019-02-28 11:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694086 Filed Document 0001694086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:56:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OV Private Opportunities, L.P. See All Filings	D	2019-02-28 11:56:22 UTC
Amount To Be Raised $126,240,000 Associated Brokers / Dealers N/A CIK Number 0001636770 Filed Document 0001636770-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESO Venture Fund II, LP See All Filings	D/A	2019-02-28 11:55:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001621469 Filed Document 0001621469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:55:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Partners, L.P. See All Filings	D/A	2019-02-28 11:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWNB BANCORP INC See All Filings	D	2019-02-28 11:36:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001405778 Filed Document 0001405778-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:36:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Boragen, Inc. See All Filings	D	2019-02-28 11:33:53 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001700096 Filed Document 0001700096-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:33:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Axiom Emerging Markets World Equity Fund See All Filings	D/A	2019-02-28 11:31:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729155 Filed Document 0001733744-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:31:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III SELECT CREDIT FUND LP See All Filings	D/A	2019-02-28 11:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, Norfolk Markets, LLC, James River Securities Corp., and Frontier Solutions, LLC CIK Number 0001426147 Filed Document 0001493595-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcus Alternative Income Fund, LP See All Filings	D	2019-02-28 11:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768404 Filed Document 0001768404-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:16:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund