Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NexBank Capital, Inc. See All Filings	D	2017-02-27 14:16:26 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001665321 Filed Document 0001665321-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:16:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Audax Senior Loan Fund I, L.P. See All Filings	D/A	2017-02-27 14:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Trail Advisors, LLC CIK Number 0001414534 Filed Document 0001414534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RANDLE'S MINNEAPOLIS, LLC See All Filings	D	2017-02-27 14:12:25 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001695724 Filed Document 0001695724-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-27 14:12:25 UTC Type of Offering D Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NORTH RUN QUALIFIED PARTNERS LP See All Filings	D/A	2017-02-27 14:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276300 Filed Document 0001315863-17-000204 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Run Offshore Partners, Ltd. See All Filings	D/A	2017-02-27 14:09:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305256 Filed Document 0001315863-17-000203 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:09:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NORTH RUN CAPITAL PARTNERS LP See All Filings	D/A	2017-02-27 14:07:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276989 Filed Document 0001315863-17-000202 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:07:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Penso Fund Platform SPC -- Segregated Portfolio Co I (2015) See All Filings	D/A	2017-02-27 14:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660193 Filed Document 0001660193-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-27 14:06:48 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 279, LLC See All Filings	D	2017-02-27 13:56:48 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001698921 Filed Document 0001698921-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:56:48 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SunCap VIII - Turtle Crossing LLC See All Filings	D	2017-02-27 13:54:31 UTC
Amount To Be Raised $5,235,500 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001695257 Filed Document 0001695257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:54:31 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LONG MEADOW HOLDINGS LP See All Filings	D/A	2017-02-27 13:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019594 Filed Document 0001140361-17-009340 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royal Falcon Offshore Fund Ltd. See All Filings	D/A	2017-02-27 13:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634934 Filed Document 0001634934-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TCG Fluent Pharma Investors LP See All Filings	D/A	2017-02-27 13:19:51 UTC
Amount To Be Raised $5,493,236 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:19:51 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rugby Channel, LLC See All Filings	D	2017-02-27 13:15:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699054 Filed Document 0001699054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:15:36 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Royal Falcon Domestic Fund LP See All Filings	D/A	2017-02-27 13:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634932 Filed Document 0001634932-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 13:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clifton Anaheim Multifamily, LLC See All Filings	D	2017-02-27 12:49:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001694861 Filed Document 0001699025-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:49:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVANSVILLE PHYSICIANS S CORP See All Filings	D	2017-02-27 12:48:21 UTC
Amount To Be Raised $4,269,600 Associated Brokers / Dealers N/A CIK Number 0000748752 Filed Document 0001144204-17-011178 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:48:21 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Outdoor Project, Inc. See All Filings	D	2017-02-27 12:44:43 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001573387 Filed Document 0001573387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:44:43 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Apptegy LLC See All Filings	D/A	2017-02-27 12:35:46 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001651340 Filed Document 0001651340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:35:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Accelerated Return Strategy Fund, LP See All Filings	D/A	2017-02-27 12:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601297 Filed Document 0001601297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medina Singh Investment Partners, L.P. See All Filings	D/A	2017-02-27 12:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504373 Filed Document 0001504373-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SynGen Inc. See All Filings	D	2017-02-27 12:33:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:33:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Argentine Fund, LP See All Filings	D/A	2017-02-27 12:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig William Stanley CIK Number 0001664023 Filed Document 0001615774-17-000797 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2017-02-27 12:25:44 UTC
Amount To Be Raised $10,538,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:25:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SCIENTIFIC METALS CORP. See All Filings	D	2017-02-27 12:25:02 UTC
Amount To Be Raised $3,892,792 Associated Brokers / Dealers N/A CIK Number 0001698663 Filed Document 0001698663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:25:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Citius Pharmaceuticals, Inc. See All Filings	D/A	2017-02-27 12:14:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001506251 Filed Document 0001578563-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:14:18 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Rockwater Energy Solutions, Inc. See All Filings	D	2017-02-27 12:11:49 UTC
Amount To Be Raised $16,125,010 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001525297 Filed Document 0001525297-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:11:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FC Milton 8, LLC See All Filings	D	2017-02-27 12:04:17 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001699025 Filed Document 0001699025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:04:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tusk Ventures Nexar SPV II, LLC See All Filings	D	2017-02-27 11:54:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001697537 Filed Document 0001140361-17-009310 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:54:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Partners Debt Investment Fund, LP See All Filings	D/A	2017-02-27 11:54:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001641803 Filed Document 0001641803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:54:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
W FINANCIAL FUND, LP See All Filings	D/A	2017-02-27 11:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001248244 Filed Document 0001248244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bonanza Partners, L.P. See All Filings	D/A	2017-02-27 11:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322210 Filed Document 0000919574-17-002318 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Upper Level Acquisitions II, LLC See All Filings	D	2017-02-27 11:44:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001699020 Filed Document 0001699020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:44:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Folger Hill Partners (Cayman) Ltd. See All Filings	D/A	2017-02-27 11:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634630 Filed Document 0001634630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Addstructure Corp See All Filings	D	2017-02-27 11:34:42 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001698345 Filed Document 0001698345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:34:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onex Richmond Co-Invest LP See All Filings	D	2017-02-27 11:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698054 Filed Document 0001140361-17-009305 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:32:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SurpriseRide, Inc. See All Filings	D	2017-02-27 11:28:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699034 Filed Document 0001699034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:28:20 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Indus Asia Pacific Fund, Ltd. See All Filings	D/A	2017-02-27 11:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456241 Filed Document 0000919574-17-002316 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:27:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Omni Fund, Ltd. See All Filings	D/A	2017-02-27 11:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431976 Filed Document 0000919574-17-002314 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Fund, Ltd. See All Filings	D/A	2017-02-27 11:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456628 Filed Document 0000919574-17-002312 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pine Grove Partners, L.P. See All Filings	D/A	2017-02-27 11:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC, Suntrust Investment Services, Inc., Citigroup Global Markets Inc., Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, and Man Investments Inc. CIK Number 0000931515 Filed Document 0000931515-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S Squared Capital Partners LP See All Filings	D/A	2017-02-27 11:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570406 Filed Document 0001570406-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venuetize, LLC See All Filings	D	2017-02-27 11:11:42 UTC
Amount To Be Raised $2,704,000 Associated Brokers / Dealers N/A CIK Number 0001682659 Filed Document 0001682659-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:11:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VANDERBILT PARTNERS LLC See All Filings	D/A	2017-02-27 11:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459795 Filed Document 0001315863-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claiborne at West Lake, LLC See All Filings	D	2017-02-27 11:04:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699017 Filed Document 0001699017-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:04:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
TBK PARTNERS LLC See All Filings	D/A	2017-02-27 11:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459798 Filed Document 0001315863-17-000200 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Grove Offshore Fund Ltd. See All Filings	D/A	2017-02-27 11:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Fairview Securities, Inc., UBS Securities LLC, Suntrust Investment Services, Inc., Man Investment Inc., Morgan Stanley, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001180121 Filed Document 0001180121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC See All Filings	D/A	2017-02-27 10:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370284 Filed Document 0001315863-17-000199 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Folger Hill Partners LP See All Filings	D/A	2017-02-27 10:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634628 Filed Document 0001634628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE INTERNATIONAL PARTNERS LLC See All Filings	D/A	2017-02-27 10:56:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459680 Filed Document 0001315863-17-000198 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:56:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fox Point Fund LP See All Filings	D/A	2017-02-27 10:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420866 Filed Document 0000919574-17-002310 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity