|
|
D |
2017-06-28 15:19:05 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710685
- Filed Document
- 0001710685-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:19:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2017-06-28 15:16:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710423
- Filed Document
- 0001192482-17-000183
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:16:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Security To Be Acquired
|
|
|
D |
2017-06-28 15:16:30 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710559
- Filed Document
- 0001710559-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:16:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 15:12:57 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668069
- Filed Document
- 0001706245-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:12:57 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 15:12:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611701
- Filed Document
- 0001611701-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:12:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-28 15:07:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601178
- Filed Document
- 0001601178-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:07:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-28 15:07:08 UTC |
- Amount To Be Raised
- $18,191,869
- Associated Brokers / Dealers
- Raymond James & Associates, Inc. and Janney Montgomery Scott LLC
- CIK Number
- 0001497504
- Filed Document
- 0001291520-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:07:08 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-06-28 15:03:35 UTC |
- Amount To Be Raised
- $21,748,000
- Associated Brokers / Dealers
- B.C. Ziegler and Company, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Kalos Financial, Inc., Silver Portal Capital LLC, Ausdal Financial Partners, Inc, Cambridge Investment Research, Inc., H.D. Vest Investment Services, Lincoln Financial Advisors Corporation, Parkland Securities, LLC, Primex, and Securities America, Inc.
- CIK Number
- 0001705423
- Filed Document
- 0001705423-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:03:35 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 15:01:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613130
- Filed Document
- 0000919574-17-005046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 15:01:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 14:54:04 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710646
- Filed Document
- 0001710646-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:54:04 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-06-28 14:51:47 UTC |
- Amount To Be Raised
- $397,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710466
- Filed Document
- 0000895345-17-000240
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:51:47 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 14:50:36 UTC |
- Amount To Be Raised
- $2,160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710504
- Filed Document
- 0001140361-17-026450
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:50:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-28 14:48:42 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580444
- Filed Document
- 0001140361-17-026447
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:48:42 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 14:48:19 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- MCDONALD PARTNERS, LLC
- CIK Number
- 0001710690
- Filed Document
- 0001710690-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:48:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 14:45:26 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668670
- Filed Document
- 0001668670-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:45:26 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 14:40:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710667
- Filed Document
- 0000935836-17-000335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:40:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-28 14:38:08 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- Ernst Capital Securities, LLC
- CIK Number
- 0001710226
- Filed Document
- 0001710226-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:38:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-28 14:37:32 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557932
- Filed Document
- 0001557932-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:37:32 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-06-28 14:36:16 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- Andrew Garrett, Inc.
- CIK Number
- 0001506983
- Filed Document
- 0001708381-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:36:16 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-06-28 14:31:20 UTC |
- Amount To Be Raised
- $245,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709827
- Filed Document
- 0001709827-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:31:20 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-06-28 14:20:47 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652134
- Filed Document
- 0001652134-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:20:47 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 14:17:47 UTC |
- Amount To Be Raised
- $11,956,522
- Associated Brokers / Dealers
- Shams Deitrick, Bryan C. Hakola, Coleman D. Showalter, Todd D. Carter, Commonwealth Financial Network, and Reed Haimson
- CIK Number
- 0001672130
- Filed Document
- 0000950138-17-000508
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:17:47 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 14:05:54 UTC |
- Amount To Be Raised
- $4,106,712
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510587
- Filed Document
- 0001510587-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:05:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 14:02:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561063
- Filed Document
- 0000935836-17-000333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 14:02:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-28 13:56:19 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710645
- Filed Document
- 0001710645-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 13:56:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-06-28 13:52:03 UTC |
- Amount To Be Raised
- $11,392,113
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603191
- Filed Document
- 0001708381-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 13:52:03 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 13:44:54 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678062
- Filed Document
- 0001209191-17-042078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 13:44:54 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 13:19:48 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703839
- Filed Document
- 0001703839-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 13:19:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 13:18:21 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683827
- Filed Document
- 0001683827-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 13:18:21 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-06-28 13:17:27 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710653
- Filed Document
- 0001710653-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 13:17:27 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 13:17:21 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710594
- Filed Document
- 0001710594-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 13:17:21 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 12:51:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710527
- Filed Document
- 0001710527-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:51:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-28 12:37:10 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671158
- Filed Document
- 0001671158-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:37:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-06-28 12:35:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321653
- Filed Document
- 0001265447-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:35:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-28 12:34:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001265447
- Filed Document
- 0001265447-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:34:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-06-28 12:27:48 UTC |
- Amount To Be Raised
- $49,999,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622964
- Filed Document
- 0001622964-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:27:48 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 12:20:55 UTC |
- Amount To Be Raised
- $15,109,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710475
- Filed Document
- 0001710475-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:20:55 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 12:18:25 UTC |
- Amount To Be Raised
- $1,632,669
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710236
- Filed Document
- 0001710236-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:18:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 12:13:41 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- Crews & Associates, Inc.
- CIK Number
- 0001709778
- Filed Document
- 0001709778-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:13:41 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2017-06-28 12:04:56 UTC |
- Amount To Be Raised
- $306,065
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682362
- Filed Document
- 0001682362-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:04:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 12:04:06 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710324
- Filed Document
- 0001710327-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 12:04:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-06-28 11:59:41 UTC |
- Amount To Be Raised
- $1,380,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710483
- Filed Document
- 0001710483-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:59:41 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 11:56:26 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709556
- Filed Document
- 0001709556-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:56:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-06-28 11:55:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709364
- Filed Document
- 0001140361-17-026380
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:55:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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D |
2017-06-28 11:54:14 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710530
- Filed Document
- 0001710530-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:54:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2017-06-28 11:54:04 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710327
- Filed Document
- 0001710327-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:54:04 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2017-06-28 11:41:40 UTC |
- Amount To Be Raised
- $164,250,000
- Associated Brokers / Dealers
- S2K FINANCIAL LLC, BUCKMAN, BUCKMAN & REID, INC., DEMPSEY LORD SMITH, LLC, CARTER, TERRY & COMPANY, INC., KOVACK SECURITIES INC., BROKER DEALER FINANCIAL SERVICES CORP., CAPE SECURITIES, INC., CLIENT ONE SECURITIES LLC, COASTAL EQUITIES, INC., D.H. HILL SECURITIES, LLLP, FINANCIAL WEST INVESTMENT GROUP, INC., GARDEN STATE SECURITIES, INC., HUNTLEIGH SECURITIES CORPORATION, INVESTMENT PLANNERS, INC., INTERNATIONAL ASSETS ADVISORY, LLC, MOLONEY SECURITIES CO., INC., NATIONAL SECURITIES CORPORATION, NEWBRIDGE SECURITIES CORPORATION, PEACHTREE CAPITAL CORPORATION, PURSHE KAPLAN STERLING INVESTMENTS, INC., TFS SECURITIES, INC., TKG FINANCIAL, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
- CIK Number
- 0001692345
- Filed Document
- 0001692345-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:41:40 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D |
2017-06-28 11:28:30 UTC |
- Amount To Be Raised
- $110,977,119
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554711
- Filed Document
- 0000895345-17-000239
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:28:30 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2017-06-28 11:27:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647803
- Filed Document
- 0000899140-17-000463
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:27:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2017-06-28 11:21:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Ambassador Financial Group
- CIK Number
- 0001710554
- Filed Document
- 0001710554-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-06-28 11:21:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
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