Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EmployBridge Holding Co See All Filings	D	2017-06-29 14:49:19 UTC
Amount To Be Raised $2,038,283 Associated Brokers / Dealers N/A CIK Number 0001609386 Filed Document 0001609386-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:49:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kestrel Fund, L.P. See All Filings	D/A	2017-06-29 14:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315337 Filed Document 0001315337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BamCore LLC See All Filings	D	2017-06-29 14:45:37 UTC
Amount To Be Raised $876,985 Associated Brokers / Dealers N/A CIK Number 0001679857 Filed Document 0001679857-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:45:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEOCIS, INC. See All Filings	D	2017-06-29 14:44:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001562299 Filed Document 0001562299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:44:30 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bradley Village LLC See All Filings	D/A	2017-06-29 14:41:44 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001709879 Filed Document 0001709879-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-06-29 14:41:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jordanelle Land Investors, LLC See All Filings	D	2017-06-29 14:41:15 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001710557 Filed Document 0001710557-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:41:15 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Juicedata, Inc. See All Filings	D	2017-06-29 14:37:49 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001709519 Filed Document 0001706242-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:37:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Meritage Investors 4, LLC See All Filings	D	2017-06-29 14:34:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers none CIK Number 0001710732 Filed Document 0001710732-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Sarpa Partnership LP See All Filings	D	2017-06-29 14:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710792 Filed Document 0001710792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:11:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arable Capital, LLC See All Filings	D	2017-06-29 14:06:06 UTC
Amount To Be Raised $303,000,000 Associated Brokers / Dealers N/A CIK Number 0001709366 Filed Document 0001709366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:06:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thuuz, Inc. See All Filings	D	2017-06-29 14:02:49 UTC
Amount To Be Raised $11,580,000 Associated Brokers / Dealers N/A CIK Number 0001558706 Filed Document 0001558706-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 14:02:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AP Venture Global Opportunity Healthcare LP See All Filings	D	2017-06-29 13:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710729 Filed Document 0001710729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAPIMMUNE INC See All Filings	D	2017-06-29 13:53:08 UTC
Amount To Be Raised $6,190,002 Associated Brokers / Dealers Katalyst Securities LLC and American Portfolios Financial Services, Inc. CIK Number 0001094038 Filed Document 0001094038-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:53:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Relode, LLC See All Filings	D	2017-06-29 13:42:35 UTC
Amount To Be Raised $193,450 Associated Brokers / Dealers N/A CIK Number 0001640100 Filed Document 0001640100-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:42:35 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
DBO Solutions Inc See All Filings	D	2017-06-29 13:41:22 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001710624 Filed Document 0001710624-17-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2017-06-29 13:41:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Robokind Investors LLC See All Filings	D	2017-06-29 13:40:53 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001675458 Filed Document 0001675458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:40:53 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Foothills Mall Equities LLC See All Filings	D	2017-06-29 13:28:50 UTC
Amount To Be Raised $18,440,548 Associated Brokers / Dealers Time Equities Securities LLC, Time Equities Securities LLC, Time Equities Securities LLC, Time Equities Securities LLC, and Time Equities Securities LLC CIK Number 0001708153 Filed Document 0001708153-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:28:50 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blue Ocean Onshore Fund LP See All Filings	D	2017-06-29 13:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001710698 Filed Document 0000943663-17-000171 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:27:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alastin Skincare, Inc. See All Filings	D/A	2017-06-29 13:25:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001639283 Filed Document 0001140361-17-026611 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:25:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Racktop Systems, Inc. See All Filings	D	2017-06-29 13:19:12 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001634020 Filed Document 0001634020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:19:12 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Carlyle Global Financial Services Partners III, L.P. See All Filings	D	2017-06-29 13:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001710671 Filed Document 0001710671-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:18:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury New York Fund, L.P. See All Filings	D	2017-06-29 13:12:24 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001710508 Filed Document 0000895345-17-000241 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:12:24 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Credit Opportunities Fund (Parallel), L.P. See All Filings	D	2017-06-29 13:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001710409 Filed Document 0001710409-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:04:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE MINNETONKA MM, LLC See All Filings	D	2017-06-29 13:03:24 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001710026 Filed Document 0001710026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 13:03:24 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Credit Opportunities Fund, L.P. See All Filings	D	2017-06-29 12:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001710402 Filed Document 0001710402-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:59:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroVentures Inc See All Filings	D/A	2017-06-29 12:54:55 UTC
Amount To Be Raised $2,485,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001626340 Filed Document 0001626340-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:54:55 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IDG China Venture Capital Fund V L.P. See All Filings	D	2017-06-29 12:49:52 UTC
Amount To Be Raised $588,800,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001709672 Filed Document 0001709672-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:49:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pugh Family Two, LLLP See All Filings	D	2017-06-29 12:49:19 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001710507 Filed Document 0001710507-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:49:19 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CCOF Cayman, L.P. See All Filings	D	2017-06-29 12:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001710415 Filed Document 0001710402-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mallard Fund, L.P. See All Filings	D/A	2017-06-29 12:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465938 Filed Document 0001465938-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LUCAS ENERGY TOTAL RETURN PARTNERS II L P See All Filings	D/A	2017-06-29 12:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395807 Filed Document 0001395807-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Capital Opportunity Fund (Non-US), L.P. See All Filings	D/A	2017-06-29 12:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669251 Filed Document 0001315863-17-000533 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cartasite, LLC See All Filings	D	2017-06-29 12:34:55 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001563605 Filed Document 0001563605-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:34:55 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE) II, L.P. See All Filings	D/A	2017-06-29 12:33:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560984 Filed Document 0001315863-17-000532 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:33:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2017-06-29 12:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-17-000531 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2017-06-29 12:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-17-000530 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Smead Opportunities Value Fund LP See All Filings	D/A	2017-06-29 12:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646531 Filed Document 0001646531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2017-06-29 12:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-17-000529 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Panther Solutions Holdings, LLC See All Filings	D	2017-06-29 12:24:57 UTC
Amount To Be Raised $46,712,500 Associated Brokers / Dealers N/A CIK Number 0001710012 Filed Document 0001710012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:24:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Xometry, Inc. See All Filings	D	2017-06-29 12:21:29 UTC
Amount To Be Raised $14,999,984 Associated Brokers / Dealers N/A CIK Number 0001657573 Filed Document 0001657573-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:21:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III, L.P. See All Filings	D/A	2017-06-29 12:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693265 Filed Document 0001315863-17-000528 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:21:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LUCAS ENERGY TOTAL RETURN PARTNERS L P See All Filings	D/A	2017-06-29 12:21:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217219 Filed Document 0001217219-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:21:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadrunner Fund, LP See All Filings	D/A	2017-06-29 12:20:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499046 Filed Document 0001499046-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:20:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CCOF Co-Investment, L.P. See All Filings	D	2017-06-29 12:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710709 Filed Document 0001140361-17-026603 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:20:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2017-06-29 12:18:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431432 Filed Document 0001315863-17-000527 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:18:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
L SQUARED CAPITAL PARTNERS II LLC See All Filings	D	2017-06-29 12:16:46 UTC
Amount To Be Raised $332,500,000 Associated Brokers / Dealers N/A CIK Number 0001710681 Filed Document 0000913849-17-000230 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WholeCare Inc. See All Filings	D	2017-06-29 12:13:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001710550 Filed Document 0001710550-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:13:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2017-06-29 12:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-17-000526 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:11:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US), L.P. See All Filings	D/A	2017-06-29 12:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562263 Filed Document 0001315863-17-000525 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:09:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LendingHome Opportunity Fund II (B), L.P. See All Filings	D	2017-06-29 12:09:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001710111 Filed Document 0001707594-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 12:09:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity