Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wykeham Capital Asia Value Fund See All Filings	D/A	2017-03-07 11:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633415 Filed Document 0001633415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dorm It Up See All Filings	D	2017-03-07 11:05:52 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers NA CIK Number 0001699580 Filed Document 0001699580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:05:52 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BP Capital Energy Equity Fund International II L P See All Filings	D/A	2017-03-07 11:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320943 Filed Document 0001320943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:00:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cato Fund Ltd. See All Filings	D/A	2017-03-07 10:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455013 Filed Document 0000919574-17-002527 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WD Offshore Fund, Ltd. See All Filings	D/A	2017-03-07 10:57:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388703 Filed Document 0000919574-17-002525 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:57:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cato Partners, LP See All Filings	D/A	2017-03-07 10:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455012 Filed Document 0000919574-17-002524 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:57:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Point, L.P. See All Filings	D/A	2017-03-07 10:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553781 Filed Document 0000919574-17-002521 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:49:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PCM PROVIDENT AGENCY FUND LTD See All Filings	D/A	2017-03-07 10:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453487 Filed Document 0001453487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWITCH, INC. See All Filings	D/A	2017-03-07 10:46:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001648180 Filed Document 0001648180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:46:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Receivables Acquisition Trust See All Filings	D	2017-03-07 10:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699214 Filed Document 0001699214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:40:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
PCM PROVIDENT AGENCY FUND LP See All Filings	D/A	2017-03-07 10:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453503 Filed Document 0001453503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Maple Capital Partners LP See All Filings	D/A	2017-03-07 10:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585844 Filed Document 0000902664-17-001432 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:20:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX VENTURE CAPITAL FUND IV, L.P. See All Filings	D	2017-03-07 10:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700099 Filed Document 0001700099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:19:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Core Real Estate Debt Fund L.P. See All Filings	D/A	2017-03-07 10:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569641 Filed Document 0001569641-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:17:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
North MaxQ Macro Fund Ltd See All Filings	D/A	2017-03-07 10:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585637 Filed Document 0000919574-17-002519 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North MaxQ Macro Fund, L.P. See All Filings	D/A	2017-03-07 10:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213720 Filed Document 0000919574-17-002517 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ivWatch LLC See All Filings	D/A	2017-03-07 10:05:08 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001511754 Filed Document 0001511754-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:05:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Fund II LP See All Filings	D/A	2017-03-07 10:00:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460338 Filed Document 0001460338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 10:00:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
American Medical Cannabis Corp. See All Filings	D	2017-03-07 09:57:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001700141 Filed Document 0001700141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:57:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PB Balanced Fund II, L.P. See All Filings	D	2017-03-07 09:51:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001699216 Filed Document 0001699216-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kittyhawk.io, Inc. See All Filings	D	2017-03-07 09:50:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675834 Filed Document 0001675834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:50:36 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PSAM Merger Fund L.P. See All Filings	D/A	2017-03-07 09:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462688 Filed Document 0000902664-17-001431 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM WorldArb Fund Ltd See All Filings	D/A	2017-03-07 09:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc., Raymond James & Associates Inc., Alternative Asset Investment Securities, LLC, and Deutsche Bank Trust Company Americas CIK Number 0001459530 Filed Document 0000902664-17-001430 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPROTT INC. See All Filings	D/A	2017-03-07 09:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512920 Filed Document 0000919574-17-002514 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:48:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thrill Box, Inc. See All Filings	D	2017-03-07 09:48:35 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001671561 Filed Document 0001671561-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:48:35 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Laughing Water Capital, LP See All Filings	D	2017-03-07 09:38:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698456 Filed Document 0001698456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:38:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rebound Fund Ltd. See All Filings	D/A	2017-03-07 09:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481855 Filed Document 0000902664-17-001429 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:33:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROPOLIS CAPITAL FUND, L.P. See All Filings	D/A	2017-03-07 09:32:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135873 Filed Document 0000919574-17-002512 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:32:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rebound Partners L.P. See All Filings	D/A	2017-03-07 09:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481854 Filed Document 0000902664-17-001428 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGHORN CAPITAL PARTNERS II, LP See All Filings	D/A	2017-03-07 09:26:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545009 Filed Document 0000919574-17-002510 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:26:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PSAM Investment Holdings LP See All Filings	D/A	2017-03-07 09:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648950 Filed Document 0000902664-17-001427 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM Merger Fund Ltd See All Filings	D/A	2017-03-07 09:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462689 Filed Document 0000902664-17-001426 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM WorldArb Partners L.P. See All Filings	D/A	2017-03-07 09:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc., Raymond James & Associates Inc., Alternative Asset Investment Securities, LLC, Deutsche Bank Trust Company Americas, and Deutsche Bank Securities Inc. CIK Number 0001340290 Filed Document 0000902664-17-001425 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mills Value Fund, LP See All Filings	D/A	2017-03-07 09:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593274 Filed Document 0001433679-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 09:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mad River Long/Neutral Fund, L.P. See All Filings	D/A	2017-03-07 08:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GCG Wealth Management, Inc. and Sterne, Agee & Leach, Inc. CIK Number 0001433679 Filed Document 0001433679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 08:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA ORC LLC See All Filings	D	2017-03-07 08:58:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700095 Filed Document 0001700095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 08:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Myolyn, LLC See All Filings	D/A	2017-03-07 08:34:37 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001637063 Filed Document 0001637063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 08:34:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SRC III-Frontline, LLC See All Filings	D/A	2017-03-07 07:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672160 Filed Document 0001672160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 07:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V'Ocean Investments Ltd. See All Filings	D/A	2017-03-07 07:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663683 Filed Document 0001663683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 07:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Wasatch Capital Fund I, LLC See All Filings	D/A	2017-03-07 07:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669464 Filed Document 0001669464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 07:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ridge Limited Partnership See All Filings	D/A	2017-03-07 06:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019207 Filed Document 0000902664-17-001424 Exclusions or Exemptions 506b Accepted Date 2017-03-07 06:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Ridge Offshore Limited Partnership See All Filings	D/A	2017-03-07 06:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273333 Filed Document 0000902664-17-001423 Exclusions or Exemptions 506b Accepted Date 2017-03-07 06:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
660 Partners Fund, L.P. See All Filings	D/A	2017-03-07 06:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001101802 Filed Document 0000902664-17-001422 Exclusions or Exemptions 506b Accepted Date 2017-03-07 06:04:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3714 Grandview LLC See All Filings	D	2017-03-06 20:40:31 UTC
Amount To Be Raised $2,257,000 Associated Brokers / Dealers N/A CIK Number 0001698804 Filed Document 0001698804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-06 20:40:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
TTCP NMERB SMA, L.P. See All Filings	D	2017-03-06 20:30:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001699826 Filed Document 0001699826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-06 20:30:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-ABB 2017, LLC See All Filings	D	2017-03-06 20:20:16 UTC
Amount To Be Raised $2,545,000 Associated Brokers / Dealers SKB Securities, Robert R. Walker, Jr., and Christopher T. Courtiol CIK Number 0001699955 Filed Document 0001699955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-06 20:20:16 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
GLL INVESTORS, LTD See All Filings	D/A	2017-03-06 19:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221331 Filed Document 0001221331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-06 19:41:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Thrive Bioscience, Inc. See All Filings	D	2017-03-06 19:32:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001642601 Filed Document 0001642601-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-06 19:32:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GLL INVESTORS II, L.P. See All Filings	D/A	2017-03-06 19:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353303 Filed Document 0001353303-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-06 19:25:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Efficient U.S. Funds, LLC See All Filings	D/A	2017-03-06 19:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer and John A. Ramey III CIK Number 0001631475 Filed Document 0001631475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-06 19:13:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund