Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hopkins Deer Valley, LLC See All Filings	D	2017-03-07 13:34:34 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001699837 Filed Document 0001699837-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:34:34 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Highland Core Fixed Income Fund See All Filings	D/A	2017-03-07 13:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650769 Filed Document 0001669127-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little London Bancorp See All Filings	D	2017-03-07 13:29:47 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001613922 Filed Document 0001140361-17-010828 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:29:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Highland Equity Fund See All Filings	D/A	2017-03-07 13:20:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650771 Filed Document 0001669127-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:20:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Real Estate - Palm Trails, LLC See All Filings	D	2017-03-07 13:18:30 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers None CIK Number 0001699885 Filed Document 0001699885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:18:30 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Capitol Cryotherapy, L.P. See All Filings	D	2017-03-07 13:11:28 UTC
Amount To Be Raised $7,033 Associated Brokers / Dealers N/A CIK Number 0001700184 Filed Document 0001700184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:11:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Highland Public Inflation Hedges Fund See All Filings	D/A	2017-03-07 13:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650772 Filed Document 0001669127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:10:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SynShark LLC See All Filings	D	2017-03-07 13:05:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001699383 Filed Document 0001209191-17-018622 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:05:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Lyndra, Inc. See All Filings	D/A	2017-03-07 13:04:20 UTC
Amount To Be Raised $20,082,575 Associated Brokers / Dealers N/A CIK Number 0001679037 Filed Document 0001679037-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:04:20 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WRC Sherman Oaks Invest, LLC See All Filings	D	2017-03-07 13:01:29 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001700163 Filed Document 0001700163-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:01:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HEALTHCOR L P See All Filings	D	2017-03-07 13:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337961 Filed Document 0001337961-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:00:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Engine Design Corp. See All Filings	D	2017-03-07 13:00:10 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001673362 Filed Document 0001673362-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:00:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Credit Strategies Fund, L.P. See All Filings	D/A	2017-03-07 12:56:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001589418 Filed Document 0001589418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:56:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Direct Hedged Equity Fund See All Filings	D/A	2017-03-07 12:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669127 Filed Document 0001669127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Lien Fund IV LP See All Filings	D/A	2017-03-07 12:50:46 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001690900 Filed Document 0001690900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:50:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oye Communications Group LLC See All Filings	D	2017-03-07 12:46:38 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001699699 Filed Document 0001699699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:46:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WGI Emerging Markets Fund, LLC. See All Filings	D/A	2017-03-07 12:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527399 Filed Document 0001527399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:46:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerkomm Inc. See All Filings	D	2017-03-07 12:45:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590496 Filed Document 0001477932-17-001067 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:45:03 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mesirow Alternative Strategies Fund Enhanced, LLC See All Filings	D/A	2017-03-07 12:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001411157 Filed Document 0001411157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walbert Fund of Funds I, LP See All Filings	D/A	2017-03-07 12:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173034 Filed Document 0000919574-17-002538 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:32:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Breakout Commerce, Inc. See All Filings	D	2017-03-07 12:26:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605636 Filed Document 0001605636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:26:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guerrilla RF, Inc. See All Filings	D	2017-03-07 12:25:08 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001597410 Filed Document 0001597410-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:25:08 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Aveda Transportation & Energy Services Inc. See All Filings	D	2017-03-07 12:23:38 UTC
Amount To Be Raised $89,711 Associated Brokers / Dealers PI Financial (US) Corp. CIK Number 0001073806 Filed Document 0001073806-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:23:38 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
I-V Access Technology, Inc. See All Filings	D/A	2017-03-07 12:21:18 UTC
Amount To Be Raised $2,511,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:21:18 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFHI Acquisitions LC See All Filings	D	2017-03-07 12:17:24 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001699465 Filed Document 0001699465-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:17:24 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CGMT OP, L.P. See All Filings	D/A	2017-03-07 12:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:15:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tallwave, LLC See All Filings	D	2017-03-07 12:13:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001699910 Filed Document 0001699910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:13:54 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2017-03-07 12:11:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:11:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Smart OES LLC See All Filings	D/A	2017-03-07 12:09:55 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001512087 Filed Document 0001512087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:09:55 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AQR REAL ASSET FUND II, L.P. See All Filings	D/A	2017-03-07 11:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512458 Filed Document 0001512458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surefire Medical, Inc. See All Filings	D	2017-03-07 11:52:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001518906 Filed Document 0001518906-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:52:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZULAMA, LLC See All Filings	D/A	2017-03-07 11:52:22 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001669147 Filed Document 0001209191-17-018600 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:52:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Victory Arcadia SPC on behalf of Victory Arcadia Fund See All Filings	D/A	2017-03-07 11:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460001 Filed Document 0001460001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USRC HICKORY HILLS, LLC See All Filings	D	2017-03-07 11:48:27 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001699224 Filed Document 0001699224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:48:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Discus Feeder Ltd See All Filings	D/A	2017-03-07 11:47:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466117 Filed Document 0000943663-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:47:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
USRC WEST CHICAGO, LLC See All Filings	D	2017-03-07 11:45:12 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001699222 Filed Document 0001699222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:45:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCOR HYBRID OFFSHORE LTD See All Filings	D/A	2017-03-07 11:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406607 Filed Document 0001406607-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Institutional Multi-Strategy Offshore Fund, Ltd. See All Filings	D/A	2017-03-07 11:28:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001508448 Filed Document 0001508448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:28:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eventus Systems, Inc. See All Filings	D/A	2017-03-07 11:28:39 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001637252 Filed Document 0001637252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:28:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HEALTHCOR HYBRID OFFSHORE LTD See All Filings	D	2017-03-07 11:28:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406607 Filed Document 0001406607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:28:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATUS FEEDER LLC See All Filings	D/A	2017-03-07 11:27:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428452 Filed Document 0000943663-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:27:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Dorm It Up See All Filings	D	2017-03-07 11:26:56 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers NA CIK Number 0001699580 Filed Document 0001699580-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:26:56 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Lyric Financial, LLC See All Filings	D	2017-03-07 11:25:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001700189 Filed Document 0001700189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:25:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Mill Creek Investment Partners, L.P. See All Filings	D/A	2017-03-07 11:20:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053614 Filed Document 0000919574-17-002535 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:20:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Advisor Fund X, L.P. See All Filings	D	2017-03-07 11:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695364 Filed Document 0001695364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:17:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Garden Lane Investment Fund, Ltd. See All Filings	D/A	2017-03-07 11:16:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222921 Filed Document 0000919574-17-002533 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:16:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Astra Structured Credit Investments Ltd See All Filings	D/A	2017-03-07 11:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668867 Filed Document 0000919574-17-002532 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WD Partnership, LP See All Filings	D/A	2017-03-07 11:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222433 Filed Document 0000919574-17-002529 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas Opportunities Fund, LP See All Filings	D/A	2017-03-07 11:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601889 Filed Document 0001144204-17-013108 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:09:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TURBO MULTI STRATEGY LLC See All Filings	D/A	2017-03-07 11:08:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. and Frontier Solutions, LLC CIK Number 0001238497 Filed Document 0001238497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:08:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund