Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
P&A MULTI-SECTOR FUND II, L.P. See All Filings	D/A	2019-03-08 15:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and Kestra Investment Services, LLC CIK Number 0001334595 Filed Document 0000943663-19-000061 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:44:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGFISHER SELECT V, LP See All Filings	D	2019-03-08 15:42:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770117 Filed Document 0001770117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:42:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finney Hotel LLC See All Filings	D	2019-03-08 15:41:06 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers N/A CIK Number 0001769594 Filed Document 0001769594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:41:06 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
Riverbend Storage Holdings, LLC See All Filings	D	2019-03-08 15:40:57 UTC
Amount To Be Raised $6,565,000 Associated Brokers / Dealers N/A CIK Number 0001768304 Filed Document 0001768304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:40:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD. See All Filings	D/A	2019-03-08 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and Kestra Investment Services, LLC CIK Number 0001450567 Filed Document 0000943663-19-000060 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loft Holdings Ltd See All Filings	D	2019-03-08 15:37:16 UTC
Amount To Be Raised $71,049,857 Associated Brokers / Dealers N/A CIK Number 0001745372 Filed Document 0001745372-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:37:16 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
ForgePoint Cyber Co-Investors I-D, L.P. See All Filings	D	2019-03-08 15:34:21 UTC
Amount To Be Raised $8,950,000 Associated Brokers / Dealers N/A CIK Number 0001766133 Filed Document 0001766133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:34:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOVIRICIDES, INC. See All Filings	D	2019-03-08 15:33:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001379006 Filed Document 0001144204-19-012971 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:33:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Plexo Capital I, L.P. See All Filings	D/A	2019-03-08 15:33:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001716507 Filed Document 0001716507-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:33:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Keywise Phoenix Development Fund See All Filings	D/A	2019-03-08 15:33:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC CIK Number 0001479536 Filed Document 0001409517-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:33:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nebulous, Inc. See All Filings	D	2019-03-08 15:32:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615628 Filed Document 0001615628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:32:21 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
32 Capital Fund LLC See All Filings	D/A	2019-03-08 15:32:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213632 Filed Document 0001764223-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:32:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Certificates Trust (RII DII), Series 2019-1 See All Filings	D	2019-03-08 15:29:30 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001770107 Filed Document 0001770107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:29:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
Integrated CBD LLC See All Filings	D/A	2019-03-08 15:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766772 Filed Document 0001766772-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:29:19 UTC Type of Offering D/A Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
P&A DIVERSIFIED MANAGERS FUND L.P. See All Filings	D/A	2019-03-08 15:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and Kestra Investment Services, LLC CIK Number 0001135582 Filed Document 0000943663-19-000059 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:28:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wooter Holding Corp See All Filings	C	2019-03-08 15:27:36 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001767319 Filed Document 0001767319-19-000001 Accepted Date 2019-03-08 15:27:36 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
1827 Hubbard Venture LLC See All Filings	D	2019-03-08 15:24:55 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001770123 Filed Document 0001014108-19-000061 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:24:55 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ellicott Mezz Fund One, L.P. See All Filings	D	2019-03-08 15:21:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001768568 Filed Document 0001768568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:21:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ionogen, Inc. See All Filings	D	2019-03-08 15:20:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001768545 Filed Document 0001768545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:20:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SP Duet Investors Upper Feeder II L.P. See All Filings	D	2019-03-08 15:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770087 Filed Document 0001770087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Presidio Investors PPI, LP See All Filings	D	2019-03-08 15:14:31 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001769893 Filed Document 0001769893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clear Frontier Ag Management, LLC See All Filings	D	2019-03-08 15:13:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001770137 Filed Document 0001770137-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:13:29 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
P&A BALANCED FUND, L.P. See All Filings	D/A	2019-03-08 15:12:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and Kestra Investment Services, LLC CIK Number 0001213586 Filed Document 0000943663-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:12:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
801 West Asia Access Fund, LP See All Filings	D/A	2019-03-08 15:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733000 Filed Document 0001144204-19-012957 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMD Village Creek at Brookhill, LLC See All Filings	D	2019-03-08 15:09:08 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001769429 Filed Document 0001769429-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:09:08 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2501 Venture LLC See All Filings	D	2019-03-08 15:05:52 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers N/A CIK Number 0001770110 Filed Document 0001014108-19-000060 Exclusions or Exemptions 506b Accepted Date 2019-03-08 15:05:52 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Centre Pointe SPE, LLC See All Filings	D	2019-03-08 15:02:32 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001768645 Filed Document 0001768645-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-08 15:02:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CRL Team 12, Inc. See All Filings	1-A	2019-03-08 15:01:04 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001769999 Filed Document 0001615774-19-003791 Accepted Date 2019-03-08 15:01:04 UTC Type of Offering 1-A Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Ionic Capital International Ltd See All Filings	D/A	2019-03-08 14:57:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409517 Filed Document 0001409517-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:57:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE GLOBAL PARTNERS LP See All Filings	D/A	2019-03-08 14:52:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461043 Filed Document 0001567619-19-006475 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molpus Woodlands Fund V, L.P. See All Filings	D/A	2019-03-08 14:43:09 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001733021 Filed Document 0001733021-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:43:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
good culture, LLC See All Filings	D	2019-03-08 14:41:54 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001716771 Filed Document 0001716771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:41:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRF Partners, LLC See All Filings	D	2019-03-08 14:41:01 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001766356 Filed Document 0001766356-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:41:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCH Group, Inc. See All Filings	D/A	2019-03-08 14:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723906 Filed Document 0001567619-19-006465 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:40:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Artizan Biosciences, Inc. See All Filings	D	2019-03-08 14:37:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687466 Filed Document 0001687466-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:37:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BOONE REAL ESTATE, LTD. See All Filings	D/A	2019-03-08 14:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408343 Filed Document 0001353353-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-08 14:37:16 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
Kopernik Global Unconstrained Offshore Fund, Ltd. See All Filings	D/A	2019-03-08 14:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586561 Filed Document 0001581504-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
St. Charles SC, LLC See All Filings	D	2019-03-08 14:35:34 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001769743 Filed Document 0001015325-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:35:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARIBBEAN SUSTAINABLE FISHERIES CORP See All Filings	D/A	2019-03-08 14:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353353 Filed Document 0001353353-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-08 14:34:15 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
St. Charles SC Holdings, LLC See All Filings	D	2019-03-08 14:33:54 UTC
Amount To Be Raised $1,288,379 Associated Brokers / Dealers N/A CIK Number 0001769742 Filed Document 0001015325-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:33:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kopernik Global Unconstrained Fund, LP See All Filings	D/A	2019-03-08 14:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581501 Filed Document 0001581504-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:30:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Capital LLC See All Filings	D/A	2019-03-08 14:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386294 Filed Document 0001257006-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEIGHBORHOOD FINANCE Corp See All Filings	D	2019-03-08 14:25:25 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000874312 Filed Document 0000874312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:25:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
ARDENT PROPERTY INVESTMENTS LTD See All Filings	D/A	2019-03-08 14:24:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342324 Filed Document 0001342324-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-08 14:24:14 UTC Type of Offering D/A Industry Commercial Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Kopernik Global All-Cap Offshore Fund, Ltd. See All Filings	D/A	2019-03-08 14:18:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581505 Filed Document 0001581504-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:18:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Own the Night Productions Inc. See All Filings	D	2019-03-08 14:13:29 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001769796 Filed Document 0001769796-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:13:29 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
Kopernik Global All-Cap Fund, LP See All Filings	D/A	2019-03-08 14:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581500 Filed Document 0001581504-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kopernik Global Long-Term Opportunities Fund, LP See All Filings	D/A	2019-03-08 14:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581504 Filed Document 0001581504-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 14:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monetran, LLC See All Filings	C/A	2019-03-08 13:59:14 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001749517 Filed Document 0001665160-19-000259 Accepted Date 2019-03-08 13:59:14 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State DELAWARE
Trail Creek West, LLC See All Filings	D	2019-03-08 13:44:33 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001699157 Filed Document 0001699157-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 13:44:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity