Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
K2 INSTITUTIONAL INVESTORS II LTD See All Filings	D/A	2017-03-09 16:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC, Deutsche Bank Securities Inc., Merrill Lynch Pierce Fenner & Smith, Inc., and Highland Information Services, Inc. CIK Number 0001263831 Filed Document 0001659828-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:56:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP Opportunity Fund II LLC See All Filings	D/A	2017-03-09 16:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001641639 Filed Document 0001213900-17-002133 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:56:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D	2017-03-09 16:54:43 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:54:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
K2 LONG SHORT FUND LLC See All Filings	D/A	2017-03-09 16:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wachovia Alternative Strategies Group, Inc, JP Morgan Securities Inc, Citigroup Global Markets Inc., and Merrill Lynch Pierce Fenner & Smith Incorporated CIK Number 0001231119 Filed Document 0001659828-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Peraso LP II (U.S. & Offshore) See All Filings	D/A	2017-03-09 16:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669134 Filed Document 0001669134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:49:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D	2017-03-09 16:47:32 UTC
Amount To Be Raised $311 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:47:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
HealthCor Co-Invest Sanatate Fund, L.P See All Filings	D/A	2017-03-09 16:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700435 Filed Document 0001700435-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D	2017-03-09 16:42:03 UTC
Amount To Be Raised $6,386 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:42:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
INNOVOLT, INC. See All Filings	D	2017-03-09 16:40:22 UTC
Amount To Be Raised $3,801,400 Associated Brokers / Dealers N/A CIK Number 0001391937 Filed Document 0001391937-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:40:22 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Xiant Technologies, Inc. See All Filings	D	2017-03-09 16:33:54 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001603928 Filed Document 0001603928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:33:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series MSP Recovery 003 See All Filings	D	2017-03-09 16:33:43 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001697989 Filed Document 0001697993-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:33:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Aracle SPF V, LLC See All Filings	D	2017-03-09 16:33:34 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001684916 Filed Document 0001144204-17-013714 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:33:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill Creek Strategic Return LP See All Filings	D/A	2017-03-09 16:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404203 Filed Document 0001404203-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D	2017-03-09 16:30:13 UTC
Amount To Be Raised $6,400 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:30:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
TJNS Fund II, L.P. See All Filings	D	2017-03-09 16:26:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001700409 Filed Document 0001700409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:26:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
William Fund, LLC See All Filings	D/A	2017-03-09 16:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635797 Filed Document 0001479191-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:17:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marinus Opportunities Domestic Fund LP See All Filings	D/A	2017-03-09 16:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karis Capital Partners, LLC CIK Number 0001545097 Filed Document 0001545098-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series MSP Recovery 001 See All Filings	D	2017-03-09 16:09:55 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001697990 Filed Document 0001697993-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:09:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
CellAegis Devices Inc. See All Filings	D	2017-03-09 16:09:41 UTC
Amount To Be Raised $3,114,304 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:09:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Long/Short Equity Fund II LP See All Filings	D/A	2017-03-09 16:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385573 Filed Document 0001385573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:09:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Strategic Opportunities Fund - KH, L.P. See All Filings	D	2017-03-09 16:04:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001688436 Filed Document 0001688436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:04:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marinus Opportunities Offshore Fund Ltd. See All Filings	D/A	2017-03-09 15:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karis Capital Partners, LLC CIK Number 0001545098 Filed Document 0001545098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KG OFFSHORE FUND LTD See All Filings	D/A	2017-03-09 15:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC CIK Number 0001461235 Filed Document 0001461235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outer Islands Capital, L.P. See All Filings	D/A	2017-03-09 15:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228429 Filed Document 0000919574-17-002608 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PebblePost, Inc. See All Filings	D	2017-03-09 15:48:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623225 Filed Document 0001623225-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:48:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HYHTE HOLDINGS, INC. See All Filings	D	2017-03-09 15:46:55 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001624474 Filed Document 0001624474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:46:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RD Legal Finance, LLC, Series MSP002 See All Filings	D	2017-03-09 15:46:29 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001697991 Filed Document 0001697993-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:46:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
LHA Market State Fund I, L.P. See All Filings	D/A	2017-03-09 15:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697494 Filed Document 0001697494-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:46:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG Investments IX, LLC See All Filings	D	2017-03-09 15:44:54 UTC
Amount To Be Raised $924,000 Associated Brokers / Dealers N/A CIK Number 0001699268 Filed Document 0001699268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:44:54 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HealthCor Sanatate Offshore, L.P. See All Filings	D	2017-03-09 15:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700412 Filed Document 0001700412-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Measurement Vault Corp. See All Filings	D	2017-03-09 15:27:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699331 Filed Document 0001699331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:27:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cordex Systems, Inc See All Filings	D/A	2017-03-09 15:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642403 Filed Document 0001642403-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:22:47 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
University FanCards, LLC See All Filings	D	2017-03-09 15:22:16 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001674849 Filed Document 0001674849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:22:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Private Markets Fund VII (Cayman) L.P. See All Filings	D/A	2017-03-09 15:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001683878 Filed Document 0001683878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Markets Fund VII LP See All Filings	D/A	2017-03-09 15:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001684209 Filed Document 0001684209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluffs of Williston, LLC See All Filings	D	2017-03-09 15:17:50 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001700417 Filed Document 0001700417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:17:50 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EnCompass Education Solutions, Inc. See All Filings	D	2017-03-09 15:16:49 UTC
Amount To Be Raised $4,163,138 Associated Brokers / Dealers N/A CIK Number 0001552547 Filed Document 0001552547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:16:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series NFL004 See All Filings	D	2017-03-09 15:16:16 UTC
Amount To Be Raised $224,000 Associated Brokers / Dealers N/A CIK Number 0001697993 Filed Document 0001697993-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:16:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Kali Care, Inc. See All Filings	D	2017-03-09 15:13:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616065 Filed Document 0001616065-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:13:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEOPHARM PHARMACANN INVESTORS II, LLC See All Filings	D	2017-03-09 15:10:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001698261 Filed Document 0001698261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:10:49 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Summit Water Development, L.P. See All Filings	D/A	2017-03-09 15:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Damien Hatfield, William U. Tarr, Christopher D. Whatley, James B. Everett, and Michael Oshiro CIK Number 0001462778 Filed Document 0001462778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT WATER DEVELOPMENT LLC See All Filings	D/A	2017-03-09 15:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rodney Madden CIK Number 0001429533 Filed Document 0001429533-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares European Fund, L.P. See All Filings	D/A	2017-03-09 14:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-17-002606 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RM Senior Living Richfield LLC See All Filings	D	2017-03-09 14:55:54 UTC
Amount To Be Raised $4,260,000 Associated Brokers / Dealers N/A CIK Number 0001700401 Filed Document 0001700401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:55:54 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund Ltd See All Filings	D/A	2017-03-09 14:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450763 Filed Document 0000919574-17-002604 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
KG INVESTMENTS FUND LLC See All Filings	D/A	2017-03-09 14:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC CIK Number 0001459598 Filed Document 0001459598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CollegePlace BYU Investors, LLC See All Filings	D	2017-03-09 14:46:07 UTC
Amount To Be Raised $12,688,869 Associated Brokers / Dealers N/A CIK Number 0001700146 Filed Document 0001683168-17-000526 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:46:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GrowCo, Inc. See All Filings	D/A	2017-03-09 14:42:46 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001641804 Filed Document 0001641804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:42:46 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Veloxint Corp See All Filings	D	2017-03-09 14:38:42 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001656329 Filed Document 0001656329-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:38:42 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Initialized IC SPV, LLC See All Filings	D	2017-03-09 14:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699512 Filed Document 0001699512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:37:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity